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ALPHA NATURAL RESOURCES
ALPHA NATURAL RESOURCES. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 180 Institutional holders with a total value of $142,366,996.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 Global X Management CO LLC 13,969 14,000 0.01%
52 LPL Financial LLC 14,463 15,000 0.01%
53 NATIXIS 14,874 15,000 0.01%
54 M&T BANK CORP 14,889 15,000 0.01%
55 Capstone Financial Advisors, Inc. 15,000 15,000 0.01%
56 JANE STREET GROUP, LLC 16,412 16,000 0.01%
57 SUSQUEHANNA INTERNATIONAL GROUP, LLP 15,563 16,000 0.01%
58 PRUDENTIAL FINANCIAL INC 16,948 17,000 0.01%
59 HighTower Advisors, LLC 16,672 17,000 0.01%
60 Nuveen Asset Management, LLC 17,168 17,000 0.01%
61 Ameritas Investment Partners, Inc. 19,041 19,000 0.01%
62 COWEN INC. 19,459 19,000 0.01%
63 Cambridge Investment Research Advisors, Inc. 19,858 20,000 0.01%
64 Rotella Capital Management, Inc. 20,400 20,000 0.01%
65 BANK OF NOVA SCOTIA 23,279 23,000 0.02%
66 Aperio Group, LLC 23,542 24,000 0.02% SH
67 10-15 ASSOCIATES, INC. 26,975 26,000 0.02%
68 BNP Paribas Asset Management Holding S.A. 25,986 26,000 0.02%
69 BOOTHBAY FUND MANAGEMENT, LLC 96,000 27,000 0.02%
70 Commonwealth Equity Services, Inc 30,309 30,000 0.02%
71 Cowen Prime Services LLC 30,001 30,000 0.02%
72 WMS Partners, LLC 33,600 34,000 0.02%
73 UBS Group AG 34,600 35,000 0.02% Put
74 Dorsey & Whitney Trust CO LLC 36,200 36,000 0.03%
75 WEDBUSH SECURITIES INC 40,000 40,000 0.03%
76 BRAVE ASSET MANAGEMENT INC 39,600 40,000 0.03%
77 ProShare Advisors LLC 42,764 43,000 0.03%
78 LADENBURG THALMANN FINANCIAL SERVICES INC. 44,825 44,000 0.03%
79 GUGGENHEIM CAPITAL LLC 45,384 45,000 0.03%
80 Jefferies Group LLC 46,321 46,000 0.03%
81 KORNITZER CAPITAL MANAGEMENT INC /KS 50,000 50,000 0.04%
82 RUSSELL FRANK CO/ 52,200 52,000 0.04%
83 OLD MUTUAL CUSTOMISED SOLUTIONS (PROPRIETARY) LTD 52,200 52,000 0.04%
84 TWO SIGMA SECURITIES, LLC 53,920 54,000 0.04%
85 Sunbelt Securities, Inc. 59,350 59,344 0.04%
86 PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 67,798 68,000 0.05%
87 Creative Planning 71,387 71,000 0.05%
88 WELLS FARGO & COMPANY/MN 82,147 82,000 0.06%
89 Phoenix Investment Adviser LLC 10,000 85,000 0.06% Call
90 CANADA PENSION PLAN INVESTMENT BOARD 84,900 85,000 0.06%
91 Legal & General Group Plc 97,039 95,000 0.07%
92 Jefferies Group LLC 100,000 100,000 0.07% Call
93 BlackRock Finance, Inc. 101,169 101,000 0.07%
94 Kellner Capital, LLC 125,000 105,000 0.07%
95 MORGAN STANLEY 105,706 106,000 0.07%
96 Parkwood LLC 115,071 115,000 0.08%
97 BANK OF MONTREAL /CAN/ 121,380 121,000 0.08%
98 BlackRock Group LTD 126,642 127,000 0.09%
99 SOUND ENERGY PARTNERS, INC. 133,800 134,000 0.09%
100 OREGON PUBLIC EMPLOYEES RETIREMENT FUND 135,600 136,000 0.10%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.