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ALPHA NATURAL RESOURCES
ALPHA NATURAL RESOURCES. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 148 Institutional holders with a total value of $40,811,780.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 NEXT Financial Group, Inc 180 0 0.00%
2 Avior Wealth Management, LLC 100 0 0.00%
3 BARCLAYS PLC 759,992 0 0.00%
4 Spot Trading L.L.C 355 0 0.00%
5 BENJAMIN F. EDWARDS & COMPANY, INC. 17 0 0.00%
6 Hudock, Inc. 1,300 0 0.00%
7 REILLY FINANCIAL ADVISORS, LLC 492 0 0.00%
8 SPHINX TRADING, LP 380 0 0.00%
9 PINKERTON WEALTH, LLC 400 0 0.00%
10 BANK OF AMERICA CORP /DE/ 500 0 0.00% Call
11 BARCLAYS PLC 114,800 0 0.00% Put
12 PANAGORA ASSET MANAGEMENT INC 1,230 0 0.00%
13 Plante Moran Financial Advisors, LLC 450 0 0.00%
14 BARCLAYS PLC 171,200 0 0.00% Call
15 North Star Investment Management Corp. 102 0 0.00%
16 First Horizon Advisors, Inc. 500 0 0.00%
17 WFG Advisors, LP 179 0 0.00%
18 GLENMEDE TRUST CO NA 28 0 0.00%
19 SYNOVUS FINANCIAL CORP 1 0 0.00%
20 WHITTIER TRUST CO 380 0 0.00%
21 BESSEMER GROUP INC 1,000 0 0.00%
22 CT Financial Advisors LLC 20 6 0.00%
23 First City Capital Management, Inc. 128 39 0.00%
24 AMERICAN INTERNATIONAL GROUP, INC. 1,300 393 0.00%
25 LUPO SECURITIES, LLC 2,500 1,000 0.00%
26 Focused Wealth Management, Inc 2,610 1,000 0.00%
27 ADVANTAGE INVESTMENT MANAGEMENT, LLC 2,000 1,000 0.00%
28 D.A. DAVIDSON & CO. 3,800 1,000 0.00%
29 MassMutual Private Wealth & Trust, FSB 500 1,855 0.00%
30 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 5,000 2,000 0.00%
31 MACROVIEW INVESTMENT MANAGEMENT LLC 8,000 2,000 0.00%
32 Walleye Trading LLC 5,700 2,000 0.00%
33 MANUFACTURERS LIFE INSURANCE COMPANY, THE 6,270 2,000 0.00%
34 Spot Trading L.L.C 5,100 2,000 0.00% Put
35 US BANCORP \DE\ 6,343 2,000 0.00%
36 Cowen Prime Services LLC 10,501 3,000 0.01%
37 MSI Financial Services Inc 8,808 3,000 0.01%
38 WOLVERINE ASSET MANAGEMENT LLC 364 3,000 0.01% Call
39 HOURGLASS CAPITAL, LLC 10,000 3,000 0.01%
40 Compagnie Lombard Odier SCmA 9,642 3,000 0.01%
41 DAVENPORT & Co LLC 12,324 3,720 0.01%
42 M&T BANK CORP 14,689 4,000 0.01%
43 USCA RIA LLC 12,700 4,000 0.01%
44 NATIXIS 14,874 4,000 0.01%
45 Global X Management CO LLC 13,969 4,000 0.01%
46 WEDBUSH SECURITIES INC 12,500 4,000 0.01%
47 BOOTHBAY FUND MANAGEMENT, LLC 13,461 4,000 0.01%
48 LPL Financial LLC 11,763 4,000 0.01%
49 D. E. Shaw & Co., Inc. 13,170 4,000 0.01%
50 Creative Planning 12,192 4,000 0.01%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.