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ALPHATEC HOLDINGS INC
ALPHATEC HOLDINGS INC. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 74 Institutional holders with a total value of $39,776,193.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BNP PARIBAS FINANCIAL MARKETS 1,452 1,960 0.00%
2 BANK OF AMERICA CORP /DE/ 2,132 3,000 0.01%
3 Invesco Ltd. 3,174 5,000 0.01%
4 AMERIPRISE FINANCIAL INC 3,700 6,000 0.02%
5 LPL Financial LLC 10,000 15,000 0.04%
6 PROFUND ADVISORS LLC 10,200 15,000 0.04%
7 ROYAL BANK OF CANADA 10,945 16,000 0.04%
8 PANAGORA ASSET MANAGEMENT INC 10,524 16,000 0.04%
9 GOLDMAN SACHS GROUP INC 11,043 17,000 0.04%
10 A.R.T. Advisors, LLC 13,285 19,000 0.05%
11 PRUDENTIAL FINANCIAL INC 13,483 20,000 0.05%
12 MANUFACTURERS LIFE INSURANCE COMPANY, THE 13,562 20,000 0.05%
13 PARAMETRIC PORTFOLIO ASSOCIATES LLC 13,166 20,000 0.05%
14 TWO SIGMA INVESTMENTS, LP 14,379 22,000 0.06%
15 ALGERT GLOBAL LLC 17,400 26,000 0.07%
16 Virtu KCG Holdings LLC 18,488 28,000 0.07%
17 Rotella Capital Management, Inc. 18,656 28,000 0.07%
18 Tower Research Capital LLC (TRC) 20,714 31,000 0.08%
19 PRINCIPAL FINANCIAL GROUP INC 22,115 33,000 0.08%
20 GAGNON SECURITIES LLC 23,117 35,000 0.09%
21 STIFEL FINANCIAL CORP 24,876 37,000 0.09%
22 TWO SIGMA ADVISERS, LP 24,200 37,000 0.09%
23 DEUTSCHE BANK AG\ 29,442 43,000 0.11%
24 STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 38,528 58,000 0.15%
25 GUGGENHEIM CAPITAL LLC 41,414 62,000 0.16%
26 Jefferies Group LLC 41,403 62,000 0.16%
27 AMERICAN INTERNATIONAL GROUP, INC. 42,155 63,233 0.16%
28 BLACKROCK ADVISORS LLC 47,918 72,000 0.18%
29 UNITED CAPITAL FINANCIAL ADVISORS, LLC 49,949 75,000 0.19%
30 SG Americas Securities, LLC 50,585 76,000 0.19%
31 BARCLAYS PLC 77,042 77,000 0.19%
32 Nationwide Fund Advisors 52,991 79,000 0.20%
33 CREDIT SUISSE AG/ 56,732 85,000 0.21%
34 Formidable Asset Management, LLC 67,231 91,000 0.23%
35 MORGAN STANLEY 61,826 93,000 0.23%
36 ProShare Advisors LLC 62,713 94,000 0.24%
37 CITIGROUP INC 67,960 102,000 0.26%
38 KOPP INVESTMENT ADVISORS LLC 69,145 104,000 0.26%
39 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 72,200 109,000 0.27%
40 RHUMBLINE ADVISERS 76,958 115,000 0.29%
41 TEACHERS ADVISORS, LLC 85,252 128,000 0.32%
42 MENTA CAPITAL LLC 88,881 133,000 0.33%
43 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 107,400 156,000 0.39%
44 ALLIANCEBERNSTEIN L.P. 110,731 166,000 0.42%
45 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 111,596 167,000 0.42%
46 SHEPHERD KAPLAN KROCHUK, LLC 111,227 167,000 0.42%
47 Neuberger Berman Group LLC 114,575 171,000 0.43%
48 CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 131,600 197,000 0.50%
49 TFS CAPITAL LLC 138,525 208,000 0.52%
50 RENAISSANCE TECHNOLOGIES LLC 147,100 221,000 0.56%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.