| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | 1607 Capital Partners, LLC | 8,613,359 | 74,850,000 | 23.74% | ||
| 2 | Saba Capital Management, L.P. | 6,331,197 | 55,018,000 | 17.45% | ||
| 3 | UBS Group AG | 3,060,837 | 26,598,000 | 8.44% | ||
| 4 | WELLS FARGO & COMPANY/MN | 2,925,615 | 25,423,000 | 8.06% | ||
| 5 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 1,701,198 | 14,783,000 | 4.69% | ||
| 6 | RAYMOND JAMES & ASSOCIATES | 1,374,367 | 11,943,000 | 3.79% | ||
| 7 | MORGAN STANLEY | 1,327,574 | 11,536,000 | 3.66% | ||
| 8 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,210,750 | 10,521,000 | 3.34% | ||
| 9 | Advisors Asset Management, Inc. | 963,987 | 8,377,000 | 2.66% | ||
| 10 | Vident Investment Advisory, LLC | 939,981 | 8,168,000 | 2.59% | ||
| 11 | CORNERSTONE ADVISORS INC | 745,792 | 6,481,000 | 2.06% | ||
| 12 | Thomas J. Herzfeld Advisors, Inc. | 715,295 | 6,216,000 | 1.97% | ||
| 13 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 705,275 | 6,139,000 | 1.95% | ||
| 14 | GUGGENHEIM CAPITAL LLC | 547,046 | 4,754,000 | 1.51% | ||
| 15 | ALPINE WOODS CAPITAL INVESTORS, LLC | 484,076 | 4,207,000 | 1.33% | ||
| 16 | Zuckerman Investment Group, LLC | 441,240 | 3,834,000 | 1.22% | ||
| 17 | BANK OF MONTREAL /CAN/ | 408,000 | 3,546,000 | 1.12% | ||
| 18 | BANK OF AMERICA CORP /DE/ | 402,595 | 3,498,000 | 1.11% | ||
| 19 | ROYAL BANK OF CANADA | 300,836 | 2,614,000 | 0.83% | ||
| 20 | ICON ADVISERS INC/CO | 219,079 | 1,904,000 | 0.60% | ||
| 21 | CSS LLC/IL | 210,875 | 1,833,000 | 0.58% | ||
| 22 | DESCHUTES PORTFOLIO STRATEGY, LLC | 189,010 | 1,642,000 | 0.52% | ||
| 23 | STIFEL FINANCIAL CORP | 178,175 | 1,549,000 | 0.49% | ||
| 24 | Cambridge Investment Research Advisors, Inc. | 162,415 | 1,411,000 | 0.45% | ||
| 25 | Advisory Alpha, LLC | 146,177 | 1,295,000 | 0.41% | ||
| 26 | Invesco Ltd. | 142,323 | 1,237,000 | 0.39% | ||
| 27 | AMERIPRISE FINANCIAL INC | 133,547 | 1,161,000 | 0.37% | ||
| 28 | MML INVESTORS SERVICES, INC. | 118,767 | 1,032,000 | 0.33% | ||
| 29 | NEXT Financial Group, Inc | 115,103 | 1,000,000 | 0.32% | ||
| 30 | Aviance Capital Partners, LLC | 100,185 | 871,000 | 0.28% | ||
| 31 | OPPENHEIMER & CO INC | 87,708 | 762,000 | 0.24% | ||
| 32 | ADVISOR GROUP, INC. | 78,135 | 679,000 | 0.22% | ||
| 33 | LPL Financial LLC | 72,511 | 630,000 | 0.20% | ||
| 34 | PNC FINANCIAL SERVICES GROUP, INC. | 70,762 | 615,000 | 0.20% | ||
| 35 | BRINKER CAPITAL INC | 69,923 | 608,000 | 0.19% | ||
| 36 | WEDBUSH SECURITIES INC | 61,159 | 531,000 | 0.17% | ||
| 37 | Oxbow Advisors, LLC | 57,006 | 495,000 | 0.16% | ||
| 38 | Avalon Investment & Advisory | 50,000 | 434,000 | 0.14% | ||
| 39 | Weiss Asset Management LP | 41,196 | 358,000 | 0.11% | ||
| 40 | SYNOVUS FINANCIAL CORP | 40,787 | 355,000 | 0.11% | ||
| 41 | Raymond James Financial Services Advisors, Inc. | 38,378 | 334,000 | 0.11% | ||
| 42 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 38,247 | 333,000 | 0.11% | ||
| 43 | First Allied Advisory Services, Inc. | 37,390 | 326,000 | 0.10% | ||
| 44 | Meristem Family Wealth, LLC | 37,261 | 324,000 | 0.10% | ||
| 45 | Cetera Advisor Networks LLC | 36,787 | 318,000 | 0.10% | ||
| 46 | Curi Capital, LLC | 35,773 | 311,000 | 0.10% | ||
| 47 | Janney Montgomery Scott LLC | 30,748 | 267,000 | 0.08% | ||
| 48 | Bank of New York Mellon Corp | 29,724 | 259,000 | 0.08% | ||
| 49 | CARDAN CAPITAL PARTNERS, LLC | 29,045 | 252,000 | 0.08% | ||
| 50 | IFP ADVISORS, INC | 28,768 | 250,000 | 0.08% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
