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ALPS ETF TR
ALPS ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 326 Institutional holders with a total value of $3,053,011,360.
#
Manager Name
Shares
Value ($)
%
Options
Notes
251 Longer Investments Inc. 234,780 4,146,000 0.14%
252 SPINNAKER TRUST 239,278 4,226,000 0.14%
253 Dynamic Advisor Solutions LLC 244,945 4,326,000 0.14%
254 MSI Financial Services Inc 247,261 4,367,000 0.14%
255 PEAPACK GLADSTONE FINANCIAL CORP 249,727 4,410,179 0.14%
256 WISCONSIN CAPITAL MANAGEMENT LLC 286,850 5,066,000 0.17%
257 UNITED CAPITAL FINANCIAL ADVISORS, LLC 292,303 5,162,000 0.17%
258 STEPHENS INC /AR/ 294,712 5,205,000 0.17%
259 Transamerica Financial Advisors, LLC 295,890 5,226,000 0.17%
260 NOTTINGHAM ADVISORS, INC. 299,801 5,294,000 0.17%
261 Invesco Ltd. 305,129 5,389,000 0.18%
262 NORTHEAST INVESTMENT MANAGEMENT 305,530 5,396,000 0.18%
263 KMS FINANCIAL SERVICES, INC 316,887 5,596,000 0.18%
264 IMA Advisory Services, Inc. 326,500 5,766,000 0.19%
265 STRINGER ASSET MANAGEMENT, LLC 337,609 5,962,000 0.20%
266 AMERICAN INTERNATIONAL GROUP, INC. 348,067 6,146,864 0.20%
267 Country Club Trust Company, n.a. 365,064 6,447,000 0.21%
268 Maryland Capital Management 368,749 6,512,000 0.21%
269 Lattice Strategies LLC 369,340 6,523,000 0.21%
270 Cambridge Investment Research Advisors, Inc. 371,308 6,557,000 0.21%
271 FIRST AMERICAN TRUST, FSB 381,068 6,730,000 0.22%
272 LADENBURG THALMANN FINANCIAL SERVICES INC. 390,388 6,885,000 0.23%
273 TRUSTMARK BANK TRUST DEPARTMENT 439,132 7,755,000 0.25%
274 Janney Montgomery Scott LLC 441,716 7,800,698 0.26%
275 Creative Planning 442,473 7,814,000 0.26%
276 Bank of New York Mellon Corp 450,661 7,959,000 0.26%
277 Orion Porfolio Solutions, LLC 453,247 8,004,000 0.26%
278 Spectrum Management Group, LLC 469,635 8,294,000 0.27%
279 ParenteBeard Wealth Management, LLC 491,903 8,687,000 0.28%
280 Friedenthal Financial 520,680 9,195,000 0.30%
281 COBIZ WEALTH, LLC 526,626 9,300,000 0.30%
282 PRINCIPAL FINANCIAL GROUP INC 551,569 9,741,000 0.32%
283 PINNACLE ASSOCIATES LTD 552,768 9,762,000 0.32%
284 FAIRVIEW CAPITAL INVESTMENT MANAGEMENT, LLC 573,201 10,123,000 0.33%
285 INVESTORS TRUST INC 585,230 10,335,000 0.34%
286 DEUTSCHE BANK AG\ 591,325 10,441,000 0.34%
287 LILLEY & CO 680,973 12,026,000 0.39%
288 ATWOOD & PALMER INC 692,647 12,232,000 0.40%
289 FOSTER DYKEMA CABOT & CO INC/MA 707,999 12,503,000 0.41%
290 Wharton Business Group, LLC 719,262 12,702,000 0.42%
291 ENVESTNET ASSET MANAGEMENT INC 725,342 12,810,000 0.42%
292 FRONTIER INVESTMENT MGMT CO 738,017 13,033,000 0.43%
293 Pictet North America Advisors SA 750,152 13,248,000 0.43%
294 Commonwealth Equity Services, Inc 770,234 13,602,000 0.45%
295 HANCOCK WHITNEY CORP 773,953 13,668,000 0.45%
296 STIFEL FINANCIAL CORP 781,852 13,808,000 0.45%
297 Windsor Capital Management, LLC 809,561 14,297,000 0.47%
298 HighTower Advisors, LLC 820,489 14,490,000 0.47%
299 Tourbillon Capital Partners, L.P. 1,021,500 18,040,000 0.59% Put
300 JPMORGAN CHASE & CO 1,049,835 18,540,000 0.61%
Page 6 of 7

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.