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ALPS ETF TR
ALPS ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 326 Institutional holders with a total value of $3,053,011,360.
#
Manager Name
Shares
Value ($)
%
Options
Notes
301 Callan Capital, LLC 1,059,896 18,718,000 0.61%
302 CREDIT SUISSE AG/ 1,097,488 19,382,000 0.63%
303 AMERIPRISE FINANCIAL INC 1,151,527 20,328,000 0.67%
304 SUNTRUST BANKS INC 1,272,707 22,474,000 0.74%
305 TIAA CREF TRUST CO FSB/MO 1,461,406 25,808,000 0.85%
306 Robert W. Baird & Co. Inc 1,463,257 25,841,000 0.85%
307 RAYMOND JAMES & ASSOCIATES 1,694,615 29,927,000 0.98%
308 GUGGENHEIM CAPITAL LLC 1,857,301 32,800,000 1.07%
309 COMERICA BANK 2,099,965 37,086,000 1.21%
310 Brouwer & Janachowski, LLC 2,220,456 39,213,000 1.28%
311 BB&T SECURITIES, LLC 222,229 39,245,000 1.29%
312 COMMERCE BANK 2,298,686 40,594,000 1.33%
313 MANAGED ACCOUNT ADVISORS LLC 2,488,158 43,941,000 1.44%
314 HUNTINGTON NATIONAL BANK 2,524,293 44,579,000 1.46% PRN
315 CITIGROUP INC 3,211,749 56,719,000 1.86%
316 LPL Financial LLC 3,686,694 65,107,000 2.13%
317 THOMASPARTNERS, INC. 4,173,802 73,709,000 2.41%
318 NORTHERN TRUST CORP 4,642,210 81,982,000 2.69%
319 MDE Group 4,872,091 86,041,000 2.82%
320 AVIANCE CAPITAL MANAGEMENT, LLC 5,367,135 94,784,000 3.10%
321 ROYAL BANK OF CANADA 8,717,657 153,954,000 5.04%
322 GOLDMAN SACHS GROUP INC 9,234,344 163,078,000 5.34%
323 UBS AG 9,401,956 166,039,000 5.44%
324 WELLS FARGO & COMPANY/MN 9,939,998 175,541,000 5.75%
325 BANK OF AMERICA CORP /DE/ 17,896,512 316,053,000 10.35%
326 MORGAN STANLEY 26,266,967 463,876,000 15.19%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.