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ALPS ETF TR
ALPS ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 437 Institutional holders with a total value of $3,474,310,078.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 GENOVESE BURFORD & BROTHERS WEALTH & RETIREMENT PLAN MANAGEMENT, LLC 45 0 0.00%
2 Parallax Volatility Advisers, L.P. 1 0 0.00%
3 GIERL AUGUSTINE INVESTMENT MANAGEMENT INC 100 1,000 0.00%
4 Formidable Asset Management, LLC 105 1,000 0.00%
5 Vantage Investment Advisors, LLC 50 1,000 0.00%
6 Stratos Wealth Partners, LTD. 400 1,000 0.00% Call
7 MINICHMACGREGOR WEALTH MANAGEMENT, LLC 142 1,000 0.00%
8 KERNODLE & KATON ASSET MANAGEMENT GROUP, LLC 215 2,000 0.00%
9 MCF Advisors LLC 284 3,000 0.00%
10 US FINANCIAL ADVISORS, LLC 290 3,000 0.00%
11 COCONUT GROVE BANK 250 3,000 0.00%
12 New Harbor Financial Group, LLC 300 3,000 0.00%
13 DELTA ASSET MANAGEMENT LLC/TN 254 3,000 0.00%
14 PHYSICIANS FINANCIAL SERVICES, INC. 406 4,000 0.00%
15 WASHINGTON TRUST BANK 370 4,000 0.00%
16 MV CAPITAL MANAGEMENT, INC. 396 4,000 0.00%
17 Patten Group, Inc. 450 4,914 0.00%
18 Winslow, Evans & Crocker, Inc. 450 4,914 0.00%
19 Donald L. Hagan, LLC 500 5,000 0.00%
20 CapWealth Advisors, LLC 414 5,000 0.00%
21 Klingman & Associates, LLC 500 5,000 0.00%
22 ARCADIA INVESTMENT MANAGEMENT CORP/MI 500 5,000 0.00%
23 Sunbelt Securities, Inc. 485 5,301 0.00%
24 FineMark National Bank & Trust 528 6,000 0.00%
25 CUTLER GROUP LLC / CA 11,000 6,000 0.00% Call
26 KNOTT DAVID M 600 6,552 0.00%
27 First City Capital Management, Inc. 600 6,552 0.00%
28 SECURITY NATIONAL TRUST CO 600 7,000 0.00%
29 Raymond James Financial Services Advisors, Inc. 15,300 7,000 0.00% Put
30 Transamerica Financial Advisors, LLC 565 7,000 0.00%
31 Tower Research Capital LLC (TRC) 700 8,000 0.00%
32 Lowe Wealth Advisors, LLC 692 8,000 0.00%
33 PROFICIO CAPITAL PARTNERS LLC 1,002 11,000 0.00%
34 BlackRock Investment Management, LLC 1,045 11,000 0.00%
35 BANK OF MONTREAL /CAN/ 1,000 11,000 0.00% Call
36 Carroll Financial Associates, Inc. 1,068 11,000 0.00%
37 JNBA Financial Advisors 1,019 11,000 0.00%
38 SONORA INVESTMENT MANAGEMENT, LLC 1,000 12,030 0.00%
39 LAFFER TENGLER INVESTMENTS, INC. 1,112 12,143 0.00%
40 SEI INVESTMENTS CO 1,210 13,000 0.00%
41 CENTRAL TRUST Co 1,150 13,000 0.00%
42 TRUST CO 1,188 13,000 0.00%
43 Riggs Asset Managment Co. Inc. 1,273 14,000 0.00%
44 Bartlett & Co. LLC 1,355 15,000 0.00%
45 Gradient Investments LLC 1,367 15,000 0.00%
46 SIGNATUREFD, LLC 1,342 15,000 0.00%
47 BANK OF AMERICA CORP /DE/ 1,500 16,000 0.00% Put
48 MANUFACTURERS LIFE INSURANCE COMPANY, THE 1,732 19,000 0.00%
49 Parkside Financial Bank & Trust 1,809 20,000 0.00%
50 Blume Capital Management, Inc. 1,900 21,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.