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ALPS ETF TR
ALPS ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 512 Institutional holders with a total value of $4,331,059,017.
#
Manager Name
Shares
Value ($)
%
Options
Notes
151 Whitegate Investment Counselors, Inc. 169,533 2,136,000 0.05%
152 BECK CAPITAL MANAGEMENT, LLC 166,805 2,102,000 0.05%
153 Chicago Partners Investment Group LLC 165,359 2,084,000 0.05%
154 HL FINANCIAL SERVICES LLC 164,882 2,077,000 0.05%
155 Sandy Spring Bank 164,495 2,073,000 0.05%
156 Fiera Capital Corp 164,276 2,070,000 0.05%
157 NORTHWEST WEALTH MANAGEMENT, LLC 162,400 2,046,000 0.05%
158 M&T BANK CORP 160,101 2,017,000 0.05%
159 USCA RIA LLC 158,754 2,000,000 0.05%
160 D.A. DAVIDSON & CO. 158,613 1,997,000 0.05%
161 First Allied Advisory Services, Inc. 156,511 1,972,000 0.05%
162 INVESTMENT PARTNERS, LTD. 154,800 1,950,000 0.05%
163 BSC PRIVATE WEALTH MANAGEMENT, LLC 152,896 1,948,000 0.04%
164 HMS CAPITAL MANAGEMENT, LLC 153,261 1,931,000 0.04%
165 NATIONAL PLANNING CORP 140,079 1,850,000 0.04%
166 Camarda Financial Advisors, LLC 146,481 1,846,000 0.04%
167 DAVENPORT & Co LLC 143,241 1,804,000 0.04%
168 Vantage Investment Partners, LLC 141,769 1,787,000 0.04%
169 SIMMONS BANK 138,583 1,747,000 0.04%
170 TRUSTMARK BANK TRUST DEPARTMENT 138,508 1,746,000 0.04%
171 BlackRock Finance, Inc. 138,031 1,739,000 0.04%
172 ARS Investment Partners, LLC 136,810 1,724,000 0.04%
173 Lattice Strategies LLC 136,240 1,717,000 0.04%
174 Cetera Advisor Networks LLC 135,101 1,710,000 0.04%
175 ENTERPRISE FINANCIAL SERVICES CORP 135,353 1,705,000 0.04%
176 WHITTIER TRUST CO OF NEVADA INC 129,625 1,634,000 0.04%
177 SALEM INVESTMENT COUNSELORS INC 129,445 1,631,000 0.04%
178 WEALTHSOURCE PARTNERS, LLC 129,295 1,629,000 0.04%
179 AVEO CAPITAL PARTNERS, LLC 126,571 1,595,000 0.04%
180 HIGHLAND CAPITAL MANAGEMENT, LLC 126,281 1,591,000 0.04%
181 Callan Capital, LLC 126,048 1,588,000 0.04%
182 CIBC WORLD MARKET INC. 124,650 1,571,000 0.04%
183 Meristem Family Wealth, LLC 123,684 1,558,000 0.04%
184 IMA Advisory Services, Inc. 122,573 1,544,000 0.04%
185 GM Advisory Group, LLC 122,237 1,540,000 0.04%
186 COMERICA SECURITIES INC 119,915 1,511,000 0.03%
187 AGRAN LIBBIE 119,911 1,511,000 0.03%
188 Greenwich Wealth Management LLC 118,206 1,489,000 0.03%
189 SUNTRUST BANKS INC 116,915 1,472,000 0.03%
190 CITIGROUP INC 114,100 1,438,000 0.03% Call
191 Bison Wealth, LLC 113,323 1,428,000 0.03%
192 BARCLAYS PLC 112,400 1,416,000 0.03% Call
193 DOMANI WEALTH, LLC 109,226 1,376,000 0.03%
194 COURIER CAPITAL LLC 108,677 1,369,000 0.03%
195 SHEPHERD FINANCIAL PARTNERS LLC 106,486 1,357,000 0.03%
196 INTEGRATED INVESTMENT CONSULTANTS, LLC 107,562 1,355,000 0.03%
197 SMITH, MOORE & CO. 107,480 1,354,000 0.03%
198 GREYTOWN ADVISORS INC. 107,185 1,351,000 0.03%
199 MYCIO WEALTH PARTNERS, LLC 105,153 1,325,000 0.03%
200 FIELDPOINT PRIVATE ADVISORS, INC 104,810 1,321,000 0.03%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.