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ALPS ETF TR
ALPS ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 512 Institutional holders with a total value of $4,331,059,017.
#
Manager Name
Shares
Value ($)
%
Options
Notes
251 CENTERSTAR FUND, LLC 57,196 721,000 0.02% PRN
252 CITADEL ADVISORS LLC 55,600 701,000 0.02% Put
253 PARALLEL ADVISORS, LLC 55,375 698,000 0.02%
254 Nuveen Asset Management, LLC 55,360 698,000 0.02%
255 PEAPACK GLADSTONE FINANCIAL CORP 54,751 689,863 0.02%
256 MILLIE CAPITAL MANAGEMENT, LLC 54,190 683,000 0.02%
257 MOODY LYNN & LIEBERSON, LLC 54,077 681,000 0.02%
258 KALOS MANAGEMENT, INC. 52,973 667,000 0.02%
259 Aureus Asset Management, LLC 52,200 658,000 0.02%
260 FLAGSHIP HARBOR ADVISORS, LLC 50,509 643,000 0.01%
261 Walleye Trading LLC 50,900 642,000 0.01% Put
262 Evanson Asset Management, LLC 50,548 637,000 0.01%
263 Kovack Advisors, Inc. 50,549 637,000 0.01%
264 S. R. Schill & Associates 50,351 634,000 0.01%
265 SECURIAN ASSET MANAGEMENT, INC 50,000 630,000 0.01%
266 ZIONS BANCORPORATION 49,692 626,000 0.01%
267 Compagnie Lombard Odier SCmA 49,600 623,000 0.01%
268 VENTURI WEALTH MANAGEMENT, LLC 47,137 594,000 0.01%
269 BOYS ARNOLD & CO INC 46,614 587,000 0.01%
270 CETERA INVESTMENT ADVISERS 46,240 586,000 0.01%
271 STEWARD PARTNERS INVESTMENT ADVISORY, LLC 46,348 583,000 0.01%
272 PARK AVENUE SECURITIES LLC 45,665 582,000 0.01%
273 GREENLEAF TRUST 46,115 581,000 0.01%
274 Salient Capital Advisors, LLC 45,764 577,000 0.01%
275 LAFFER TENGLER INVESTMENTS, INC. 45,556 574,005 0.01%
276 LIDO ADVISORS, LLC 45,452 573,000 0.01%
277 BANK OF MONTREAL /CAN/ 45,766 566,000 0.01%
278 MOSAIC FAMILY WEALTH, LLC 44,511 561,000 0.01%
279 CULLEN/FROST BANKERS, INC. 42,762 539,000 0.01%
280 REGIONS FINANCIAL CORP 42,801 539,000 0.01%
281 Summit Financial Wealth Advisors, LLC 42,441 535,000 0.01%
282 BENJAMIN F. EDWARDS & COMPANY, INC. 42,326 533,000 0.01%
283 Ironwood Investment Counsel, LLC 41,671 525,000 0.01%
284 LEVEL FOUR ADVISORY SERVICES, LLC 40,772 514,000 0.01%
285 People's United Financial, Inc. 40,455 510,000 0.01%
286 DAVIDSON & GARRARD INC 40,100 505,000 0.01%
287 SNOWDEN CAPITAL ADVISORS LLC 39,872 502,388 0.01%
288 Concorde Asset Management, LLC 39,588 501,000 0.01%
289 V WEALTH MANAGEMENT,LLC 39,416 497,000 0.01%
290 Dynamic Advisor Solutions LLC 38,632 487,000 0.01%
291 BURNS J W & CO INC/NY 38,620 487,000 0.01%
292 COBIZ WEALTH, LLC 38,499 485,000 0.01%
293 CHATHAM CAPITAL GROUP, INC. 38,200 481,000 0.01%
294 Godshalk Welsh Capital Management, Inc. 37,850 477,000 0.01%
295 Somerset Group LLC 37,500 472,000 0.01%
296 BROWN ADVISORY INC 37,295 469,000 0.01%
297 AUSDAL FINANCIAL PARTNERS, INC. 36,670 462,000 0.01%
298 CAMBRIDGE TRUST CO 36,535 460,000 0.01%
299 FIFTH THIRD BANCORP 36,310 458,000 0.01%
300 CHOREO, LLC 35,464 447,000 0.01%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.