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ALPS ETF TR ALERIAN MLP
ALPS ETF TR ALERIAN MLP. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 330 Institutional holders with a total value of $4,068,188,831.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 HAP Trading, LLC 18,500 1,000 0.00% Call
3 CUTLER GROUP LLC / CA 3,800 2,000 0.00% Put
4 Endurance Wealth Management, Inc. 185 2,000 0.00%
5 Kessler Investment Group, LLC 228 3,000 0.00%
6 DELTA ASSET MANAGEMENT LLC/TN 254 3,000 0.00%
7 Barnett & Company, Inc. 263 3,000 0.00%
8 WESTSIDE INVESTMENT MANAGEMENT, INC. 260 3,305 0.00%
9 Gradient Investments LLC 348 4,000 0.00%
10 AlphaMark Advisors, LLC 360 5,000 0.00%
11 CITIZENS FINANCIAL GROUP INC/DE 480 6,000 0.00%
12 MCKINLEY CAPITAL MANAGEMENT LLC 560 7,000 0.00%
13 SECURITY NATIONAL TRUST CO 600 8,000 0.00%
14 CWM, LLC 600 8,000 0.00%
15 WEBSTER BANK, N. A. 600 8,000 0.00%
16 KNOTT DAVID M 600 8,000 0.00%
17 INTERACTIVE FINANCIAL ADVISORS, INC. 742 9,000 0.00%
18 Center Coast Capital Advisors, LP 852 11,000 0.00%
19 MACROVIEW INVESTMENT MANAGEMENT LLC 898 11,000 0.00%
20 Ledyard National Bank 1,000 13,000 0.00%
21 Kistler-Tiffany Companies, LLC 1,050 13,000 0.00%
22 WESTWOOD HOLDINGS GROUP INC 1,007 13,000 0.00%
23 HAREL INSURANCE INVESTMENTS & FINANCIAL SERVICES LTD. 1,100 14,000 0.00%
24 LAFFER TENGLER INVESTMENTS, INC. 1,112 14,134 0.00%
25 Ameritas Investment Partners, Inc. 1,292 16,000 0.00%
26 Bartlett & Co. LLC 1,355 17,000 0.00%
27 COUNTRY TRUST BANK 1,372 17,000 0.00%
28 TRUST DEPARTMENT MB FINANCIAL BANK N A 1,452 18,000 0.00%
29 Hanson & Doremus Investment Management 1,500 19,000 0.00%
30 MassMutual Private Wealth & Trust, FSB 1,941 24,670 0.00%
31 VALLEY WEALTH MANAGERS, INC. 2,000 25,000 0.00%
32 BALDWIN WEALTH PARTNERS LLC/MA 2,000 25,000 0.00%
33 Barrett Asset Management, LLC 2,057 26,000 0.00%
34 HOWE & RUSLING INC 2,500 32,000 0.00%
35 Transamerica Financial Advisors, LLC 2,645 34,000 0.00%
36 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 2,912 37,000 0.00%
37 TRUST CO OF VERMONT 3,000 38,000 0.00%
38 Shamrock Asset Management LLC 2,435 38,000 0.00%
39 CUTLER GROUP LLC / CA 102,000 39,000 0.00% Call
40 WASHINGTON TRUST BANK 3,166 40,000 0.00%
41 CREATIVE FINANCIAL DESIGNS INC /ADV 3,597 46,000 0.00%
42 CENTRAL TRUST Co 3,650 46,000 0.00%
43 FARMERS & MERCHANTS INVESTMENTS INC 3,750 48,000 0.00%
44 SONORA INVESTMENT MANAGEMENT, LLC 3,995 50,776 0.00%
45 Spot Trading L.L.C 5,200 66,000 0.00% Put
46 GLENMEDE TRUST CO NA 5,331 67,000 0.00%
47 American Research & Management Co. 5,300 67,000 0.00%
48 Spot Trading L.L.C 5,500 70,000 0.00% Call
49 M&R CAPITAL MANAGEMENT INC 6,000 76,000 0.00%
50 SEI INVESTMENTS CO 6,726 85,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.