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ALPS ETF TR
ALPS ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 524 Institutional holders with a total value of $4,565,078,167.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 55,771,288 667,025,000 14.61%
2 GOLDMAN SACHS GROUP INC 42,319,852 506,145,000 11.09%
3 BANK OF AMERICA CORP /DE/ 40,563,229 485,136,000 10.63%
4 WELLS FARGO & COMPANY/MN 33,061,974 395,422,000 8.66%
5 THOMASPARTNERS, INC. 25,121,995 300,459,000 6.58%
6 UBS Group AG 24,228,110 289,768,000 6.35%
7 ROYAL BANK OF CANADA 17,573,137 210,174,000 4.60%
8 TIAA, FSB 6,847,931 81,901,000 1.79%
9 AMERIPRISE FINANCIAL INC 4,672,433 55,605,000 1.22%
10 COMMERCE BANK 4,267,691 51,042,000 1.12%
11 CITIGROUP INC 4,247,675 50,802,000 1.11%
12 LPL Financial LLC 3,723,199 44,529,000 0.98%
13 RAYMOND JAMES & ASSOCIATES 3,676,026 43,965,000 0.96%
14 CASTLE HOOK PARTNERS LP 3,650,000 43,654,000 0.96% Call
15 Baystate Wealth Management LLC 3,460,818 41,772,000 0.92%
16 FMR LLC 3,399,829 40,662,000 0.89%
17 MML INVESTORS SERVICES, INC. 3,346,934 40,029,000 0.88%
18 ST GERMAIN D J CO INC 2,789,343 33,361,000 0.73%
19 MILLENNIUM MANAGEMENT LLC 2,594,646 31,032,000 0.68%
20 Invesco Ltd. 2,549,617 30,493,000 0.67%
21 QS Investors, LLC 2,491,971 29,804,000 0.65%
22 Raymond James Financial Services Advisors, Inc. 2,199,985 26,312,000 0.58%
23 JPMORGAN CHASE & CO 1,750,144 20,932,000 0.46%
24 Janney Montgomery Scott LLC 1,721,221 20,586,000 0.45%
25 Graham Capital Management, L.P. 1,700,300 20,336,000 0.45%
26 STIFEL FINANCIAL CORP 1,660,062 19,872,000 0.44%
27 GUGGENHEIM CAPITAL LLC 1,509,339 18,052,000 0.40%
28 JET CAPITAL INVESTORS L P 1,500,400 17,945,000 0.39% Put
29 HighTower Advisors, LLC 1,498,225 17,912,000 0.39%
30 683 Capital Management, LLC 1,350,000 16,146,000 0.35% Put
31 RAND WEALTH, LLC 1,253,547 14,992,000 0.33%
32 CANTOR FITZGERALD INVESTMENT ADVISORS L.P. 1,235,080 14,772,000 0.32%
33 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,180,678 14,127,000 0.31%
34 BESSEMER GROUP INC 1,153,977 13,802,000 0.30%
35 BARCLAYS PLC 1,104,039 13,205,000 0.29%
36 Commonwealth Equity Services, Inc 1,073,069 12,834,000 0.28%
37 ATWOOD & PALMER INC 1,048,768 12,543,000 0.27%
38 Sandhill Capital Partners LLC 990,157 11,842,000 0.26%
39 BB&T SECURITIES, LLC 984,054 11,769,000 0.26%
40 IFP ADVISORS, INC 963,170 11,520,000 0.25%
41 Orion Porfolio Solutions, LLC 955,902 11,433,000 0.25%
42 MPS LORIA FINANCIAL PLANNERS, LLC 1,053,851 11,413,000 0.25%
43 Verger Capital Management LLC 937,274 11,210,000 0.25%
44 Private Advisor Group, LLC 930,181 11,094,000 0.24%
45 Creative Planning 923,056 11,040,000 0.24%
46 COLDSTREAM CAPITAL MANAGEMENT INC 874,355 10,457,000 0.23%
47 BlueCrest Capital Management Ltd 867,147 10,371,000 0.23%
48 MARIANAS FUND MANAGEMENT LLC 851,200 10,180,000 0.22%
49 Dakota Wealth Management 830,153 9,929,000 0.22%
50 WELLINGTON MANAGEMENT GROUP LLP 799,900 9,567,000 0.21%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.