| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | BANK OF MONTREAL /CAN/ | 5,000 | 0 | 0.00% | PRN | |
| 2 | AMERICAN INTERNATIONAL GROUP, INC. | 1 | 1,000 | 0.00% | PRN | |
| 3 | MORGAN STANLEY | 4,000 | 6,000 | 0.00% | PRN | |
| 4 | UBS Group AG | 7,000 | 10,000 | 0.00% | PRN | |
| 5 | ROYAL BANK OF CANADA | 9,000 | 13,000 | 0.01% | PRN | |
| 6 | BARCLAYS PLC | 11,000 | 15,000 | 0.01% | PRN | |
| 7 | SSI INVESTMENT MANAGEMENT LLC | 248,000 | 350,000 | 0.16% | PRN | |
| 8 | RAYMOND JAMES & ASSOCIATES | 301,000 | 424,000 | 0.19% | PRN | |
| 9 | DEUTSCHE BANK AG\ | 326,000 | 459,000 | 0.21% | PRN | |
| 10 | RUSSELL FRANK CO/ | 450,000 | 643,000 | 0.29% | ||
| 11 | MACQUARIE GROUP LTD | 680,000 | 966,000 | 0.44% | PRN | |
| 12 | Allianz Asset Management GmbH | 680,000 | 975,000 | 0.44% | PRN | |
| 13 | SHENKMAN CAPITAL MANAGEMENT INC | 1,200,000 | 1,683,000 | 0.76% | PRN | |
| 14 | Calamos Advisors LLC | 1,359,000 | 1,922,000 | 0.87% | PRN | |
| 15 | Ameritas Investment Partners, Inc. | 1,400,000 | 1,981,000 | 0.90% | PRN | |
| 16 | KEYBANK NATIONAL ASSOCIATION/OH | 1,410,000 | 1,987,000 | 0.90% | ||
| 17 | CONNING INC. | 1,450,000 | 2,050,000 | 0.93% | PRN | |
| 18 | ADVENT CAPITAL MANAGEMENT /DE/ | 1,662,000 | 2,370,000 | 1.07% | PRN | |
| 19 | LORD, ABBETT & CO. LLC | 1,930,000 | 2,730,000 | 1.23% | PRN | |
| 20 | WELLS FARGO & COMPANY/MN | 4,425,000 | 6,242,000 | 2.82% | PRN | |
| 21 | INCOME RESEARCH & MANAGEMENT | 6,249,000 | 8,807,000 | 3.98% | PRN | |
| 22 | MACKAY SHIELDS LLC | 7,229,000 | 10,225,000 | 4.62% | PRN | |
| 23 | VICTORY CAPITAL MANAGEMENT INC | 18,425,000 | 25,968,000 | 11.74% | PRN | |
| 24 | ZAZOVE ASSOCIATES LLC | 107,000,000 | 151,418,000 | 68.44% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
