| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | AMERICAN INTERNATIONAL GROUP, INC. | 1 | 1,000 | 0.00% | PRN | |
| 2 | BANK OF MONTREAL /CAN/ | 5,000 | 7,000 | 0.00% | PRN | |
| 3 | BARCLAYS PLC | 6,000 | 9,000 | 0.00% | PRN | |
| 4 | UBS Group AG | 7,000 | 10,000 | 0.00% | PRN | |
| 5 | ROYAL BANK OF CANADA | 9,000 | 14,000 | 0.01% | PRN | |
| 6 | Raymond James Financial Services Advisors, Inc. | 11,000 | 16,000 | 0.01% | PRN | |
| 7 | TIEDEMANN TRUST CO | 13,000 | 19,000 | 0.01% | ||
| 8 | MORGAN STANLEY | 45,000 | 67,000 | 0.03% | PRN | |
| 9 | RAYMOND JAMES & ASSOCIATES | 301,000 | 447,000 | 0.21% | PRN | |
| 10 | DEUTSCHE BANK AG\ | 326,000 | 484,000 | 0.22% | PRN | |
| 11 | RUSSELL FRANK CO/ | 700,000 | 1,043,000 | 0.48% | ||
| 12 | UNITED CAPITAL FINANCIAL ADVISORS, LLC | 8,000 | 1,205,000 | 0.56% | ||
| 13 | Allianz Asset Management GmbH | 1,180,000 | 1,777,000 | 0.82% | PRN | |
| 14 | SHENKMAN CAPITAL MANAGEMENT INC | 1,200,000 | 1,788,000 | 0.83% | PRN | |
| 15 | KEYBANK NATIONAL ASSOCIATION/OH | 1,204,000 | 1,788,000 | 0.83% | ||
| 16 | Calamos Advisors LLC | 1,331,000 | 1,983,000 | 0.92% | PRN | |
| 17 | Ameritas Investment Partners, Inc. | 1,400,000 | 2,086,000 | 0.96% | PRN | |
| 18 | CONNING INC. | 1,450,000 | 2,159,000 | 1.00% | PRN | |
| 19 | SSI INVESTMENT MANAGEMENT LLC | 1,909,000 | 2,831,000 | 1.31% | PRN | |
| 20 | ADVENT CAPITAL MANAGEMENT /DE/ | 2,162,000 | 3,215,000 | 1.48% | PRN | |
| 21 | MACKAY SHIELDS LLC | 7,229,000 | 10,771,000 | 4.97% | PRN | |
| 22 | WELLS FARGO & COMPANY/MN | 7,877,000 | 11,609,000 | 5.36% | PRN | |
| 23 | LORD, ABBETT & CO. LLC | 9,420,000 | 14,036,000 | 6.48% | PRN | |
| 24 | INCOME RESEARCH & MANAGEMENT | 12,649,000 | 18,784,000 | 8.67% | PRN | |
| 25 | VICTORY CAPITAL MANAGEMENT INC | 17,600,000 | 26,136,000 | 12.07% | PRN | |
| 26 | ZAZOVE ASSOCIATES LLC | 76,711,000 | 114,340,000 | 52.78% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
