| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | ASSET DEDICATION, LLC | 300 | 8,000 | 0.41% | ||
| 2 | KALOS MANAGEMENT, INC. | 10,164 | 10,000 | 0.51% | PRN | |
| 3 | Patten Group, Inc. | 1,199 | 30,466 | 1.55% | ||
| 4 | Highlander Capital Management, LLC | 3,250 | 83,000 | 4.24% | ||
| 5 | PNC FINANCIAL SERVICES GROUP, INC. | 3,750 | 95,000 | 4.85% | ||
| 6 | TRUST CO OF VERMONT | 3,775 | 96,000 | 4.90% | ||
| 7 | COBIZ WEALTH, LLC | 22,949 | 583,000 | 29.75% | ||
| 8 | AMERIPRISE FINANCIAL INC | 41,468 | 1,054,000 | 53.79% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
