| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | VIVALDI CAPITAL MANAGEMENT, LLC | 20,000 | 20 | 0.00% | ||
| 2 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 9,000 | 9,000 | 0.00% | ||
| 3 | Veritable, L.P. | 10,000 | 10,000 | 0.00% | ||
| 4 | BLAIR WILLIAM & CO/IL | 17,000 | 17,000 | 0.01% | ||
| 5 | Windsor Capital Management, LLC | 25,000 | 25,000 | 0.01% | ||
| 6 | SUN LIFE FINANCIAL INC | 31,000 | 31,000 | 0.01% | ||
| 7 | Creative Planning | 45,000 | 46,000 | 0.02% | PRN | |
| 8 | D.A. DAVIDSON & CO. | 47,000 | 47,000 | 0.02% | ||
| 9 | SSI INVESTMENT MANAGEMENT LLC | 100,000 | 101,000 | 0.04% | PRN | |
| 10 | HighTower Advisors, LLC | 117,000 | 119,000 | 0.05% | PRN | |
| 11 | Calamos Wealth Management LLC | 238,000 | 241,000 | 0.09% | PRN | |
| 12 | STIFEL FINANCIAL CORP | 314,839 | 318,000 | 0.12% | PRN | |
| 13 | SUNTRUST BANKS INC | 327,000 | 332,000 | 0.13% | PRN | |
| 14 | Lombard Odier Asset Management (Switzerland) SA | 430,000 | 446,000 | 0.17% | PRN | |
| 15 | BARCLAYS PLC | 602,000 | 610,000 | 0.23% | PRN | |
| 16 | KEYBANK NATIONAL ASSOCIATION/OH | 911,000 | 924,000 | 0.35% | ||
| 17 | SYMPHONY ASSET MANAGEMENT LLC | 950,000 | 968,000 | 0.37% | PRN | |
| 18 | MORGAN STANLEY | 1,148,000 | 1,158,000 | 0.44% | PRN | |
| 19 | ROYAL BANK OF CANADA | 1,500,000 | 1,521,000 | 0.58% | PRN | |
| 20 | COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 1,660,000 | 1,683,000 | 0.64% | ||
| 21 | MML INVESTORS SERVICES, INC. | 20,000 | 2,027,000 | 0.78% | ||
| 22 | FIFTH THIRD BANCORP | 20,000 | 2,028,000 | 0.78% | ||
| 23 | Canal Insurance CO | 2,000,000 | 2,028,000 | 0.78% | PRN | |
| 24 | Bank of New York Mellon Corp | 2,261,000 | 2,293,000 | 0.88% | ||
| 25 | BNP Paribas Asset Management Holding S.A. | 2,250,000 | 2,295,000 | 0.88% | PRN | |
| 26 | WELLS FARGO & COMPANY/MN | 2,789,000 | 2,828,000 | 1.08% | PRN | |
| 27 | Cutler Capital Management, LLC | 2,905,000 | 2,945,000 | 1.13% | PRN | |
| 28 | RWC Asset Management LLP | 3,000,000 | 3,043,000 | 1.16% | PRN | |
| 29 | CREDIT AGRICOLE S A | 3,494,000 | 3,542,000 | 1.36% | PRN | |
| 30 | Candriam S.C.A. | 4,000 | 4,148,000 | 1.59% | PRN | |
| 31 | DEUTSCHE BANK AG\ | 4,228,000 | 4,285,000 | 1.64% | PRN | |
| 32 | Compagnie Lombard Odier SCmA | 4,400,000 | 4,564,000 | 1.75% | PRN | |
| 33 | Calamos Advisors LLC | 5,679,000 | 5,761,000 | 2.20% | PRN | |
| 34 | JUPITER ASSET MANAGEMENT LTD | 6,800,000 | 6,898,000 | 2.64% | PRN | |
| 35 | PIER 88 INVESTMENT PARTNERS LLC | 7,880,000 | 7,988,000 | 3.06% | PRN | |
| 36 | THRIVENT FINANCIAL FOR LUTHERANS | 8,000,000 | 8,110,000 | 3.10% | ||
| 37 | ADVENT CAPITAL MANAGEMENT /DE/ | 9,501,000 | 9,634,000 | 3.69% | PRN | |
| 38 | Invesco Ltd. | 10,000,000 | 10,138,000 | 3.88% | PRN | |
| 39 | JPMORGAN CHASE & CO | 13,965,000 | 14,167,000 | 5.42% | PRN | |
| 40 | BASSO CAPITAL MANAGEMENT, L.P. | 14,148,000 | 14,343,000 | 5.49% | PRN | |
| 41 | Radcliffe Capital Management, L.P. | 15,246,000 | 15,476,000 | 5.92% | PRN | |
| 42 | VICTORY CAPITAL MANAGEMENT INC | 19,181,000 | 19,445,000 | 7.44% | PRN | |
| 43 | INCOME RESEARCH & MANAGEMENT | 19,868,000 | 20,141,000 | 7.71% | PRN | |
| 44 | DZ BANK AG DEUTSCHE ZENTRAL GENOSSENSCHAFTS BANK, FRANKFURT AM MAIN | 23,800,000 | 24,119,000 | 9.23% | PRN | |
| 45 | STEELHEAD PARTNERS LLC | 28,344,000 | 28,734,000 | 10.99% | PRN | |
| 46 | Lombard Odier Asset Management (Europe) Ltd | 30,700,000 | 31,810,000 | 12.17% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
