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AMERICAN EQTY INVT LIFE HLD CO COM
AMERICAN EQTY INVT LIFE HLD CO COM. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 204 Institutional holders with a total value of $1,151,827,676.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 RATIONAL ADVISORS, INC. 25 0 0.00%
2 ZIONS BANCORPORATION 2 0 0.00%
3 CUTLER GROUP LLC / CA 100 0 0.00% Call
4 MSI Financial Services Inc 22 0 0.00%
5 QUADRANT CAPITAL GROUP LLC 73 1,000 0.00%
6 IFP ADVISORS, INC 102 1,000 0.00%
7 PEOPLES FINANCIAL SERVICES CORP. 111 2,000 0.00%
8 PIEDMONT INVESTMENT ADVISORS INC 141 2,009 0.00%
9 LOOMIS SAYLES & CO L P 251 4,000 0.00%
10 FIFTH THIRD BANCORP 346 5,000 0.00%
11 Parkside Financial Bank & Trust 395 6,000 0.00%
12 TCI Wealth Advisors, Inc. 499 7,000 0.00%
13 HERNDON CAPITAL MANAGEMENT LLC 468 7,000 0.00%
14 CUTLER GROUP LLC / CA 13,600 10,000 0.00% Put
15 LADENBURG THALMANN FINANCIAL SERVICES INC. 821 12,000 0.00%
16 SMITH ASSET MANAGEMENT GROUP LP 891 13,000 0.00%
17 First Personal Financial Services 949 14,000 0.00%
18 THOMPSON DAVIS & CO., INC. 1,025 15,000 0.00%
19 PARADIGM ASSET MANAGEMENT CO LLC 1,200 17,100 0.00%
20 SUTTON WEALTH ADVISORS INC. 1,434 20,435 0.00%
21 Gradient Investments LLC 1,476 21,000 0.00%
22 Zurcher Kantonalbank (Zurich Cantonalbank) 1,788 25,000 0.00%
23 Creative Planning 2,000 29,000 0.00%
24 VERSANT CAPITAL MANAGEMENT, INC 2,112 30,000 0.00%
25 NISA INVESTMENT ADVISORS, LLC 2,900 41,000 0.00%
26 LS Investment Advisors, LLC 2,847 41,000 0.00%
27 PEAK6 Group LLC 3,500 50,000 0.00% Put
28 Hexavest Inc. 3,700 53,000 0.00%
29 PRELUDE CAPITAL MANAGEMENT, LLC 4,000 57,000 0.00%
30 NOMURA ASSET MANAGEMENT CO LTD 4,100 59,000 0.01%
31 CUTLER GROUP LLC / CA 4,555 64,000 0.01%
32 VICTORY CAPITAL MANAGEMENT INC 4,780 68,000 0.01%
33 BANK OF MONTREAL /CAN/ 5,250 75,000 0.01%
34 INTEGRATED INVESTMENT CONSULTANTS, LLC 5,823 83,000 0.01%
35 ADVISOR GROUP, INC. 6,950 97,000 0.01%
36 DREMAN VALUE MANAGEMENT, L L C 7,227 103,000 0.01%
37 Tower Research Capital LLC (TRC) 7,313 104,000 0.01%
38 PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 7,673 109,000 0.01%
39 ACROSPIRE INVESTMENT MANAGEMENT LLC 8,200 117,000 0.01%
40 Kovack Advisors, Inc. 10,000 143,000 0.01%
41 CIBC Asset Management Inc 10,091 144,000 0.01%
42 PineBridge Investments, L.P. 10,434 148,000 0.01%
43 BBVA USA Bancshares, Inc. 10,670 152,000 0.01%
44 CONNABLE OFFICE INC 11,326 161,000 0.01%
45 TUDOR INVESTMENT CORP ET AL 11,317 161,000 0.01%
46 TEACHER RETIREMENT SYSTEM OF TEXAS 11,468 163,000 0.01%
47 Gotham Asset Management, LLC 11,499 164,000 0.01%
48 NumerixS Investment Technologies Inc 12,420 177,000 0.02%
49 Petrus Trust Company, LTA 13,298 189,000 0.02%
50 Squarepoint Ops LLC 14,491 206,000 0.02%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.