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Institutional Investment Manager
BARINGS LLC
BARINGS LLC (CIK: 0000009015) incorporated in Delaware, located at 300 South Tryon Street, Charlotte, NC. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q1)
Original 13F HR (0000009015-16-000017) filed in 2016.05.16
#
Name
Shares
Value ($)
%
Options
Notes
351 TRANSOCEAN LTD 182,000 1,663 0.04%
352 ZIONS BANCORPORATION 68,440 1,657 0.04%
353 CENTENE CORP DEL 26,620 1,639 0.04%
354 BUNGE LIMITED 28,685 1,626 0.04%
355 LIFEPOINT HEALTH INC 23,400 1,620 0.04%
356 ROCKWELL AUTOMATION INC 14,229 1,619 0.04%
357 HESS CORP 30,679 1,615 0.04%
358 Servicemaster Global Hldgs I 42,700 1,609 0.04%
359 NATIONAL OILWELL VARCO INC 51,313 1,596 0.04%
360 MARKEL CORP 1,787 1,593 0.04%
361 Drew Inds Inc 24,500 1,579 0.04%
362 AON PLC 15,001 1,567 0.04%
363 GRACO INC 18,600 1,562 0.04%
364 SYSCO CORP 33,400 1,561 0.04%
365 SIX FLAGS ENTMT CORP NEW 28,000 1,554 0.04%
366 WELLTOWER INC 22,346 1,549 0.04%
367 PUBLIC SVC ENTERPRISE GRP IN 32,833 1,548 0.04%
368 APACHE CORP 31,647 1,545 0.04%
369 UNITED THERAPEUTICS CORP DEL 13,770 1,534 0.04%
370 BROADCOM LTD 9,780 1,511 0.04%
371 EDWARDS LIFESCIENCES CORP 17,080 1,507 0.04%
372 CAMPBELL SOUP CO 23,489 1,498 0.04%
373 KEYCORP 135,536 1,496 0.04%
374 HD SUPPLY HLDGS INCORPORATED 45,200 1,495 0.04%
375 COSTCO WHSL CORP NEW 9,454 1,490 0.04%
376 COLGATE PALMOLIVE CO 21,042 1,487 0.04%
377 WESTERN GAS PARTNERS LP 34,200 1,485 0.04%
378 CONSOLIDATED EDISON INC 19,351 1,483 0.04%
379 ROSS STORES INC 25,596 1,482 0.04%
380 CIGNA CORPORATION 10,711 1,470 0.04%
381 CELANESE CORP DEL 22,410 1,468 0.04%
382 SELECT SECTOR SPDR TR 65,200 1,468 0.04%
383 COLUMBIA PIPELINE PARTNERS LP 100,200 1,463 0.04%
384 WEST PHARMACEUTICAL SVSC INC 21,100 1,463 0.04%
385 CANADIAN NAT RES LTD 54,060 1,460 0.04%
386 CLOROX CO DEL 11,540 1,455 0.04%
387 SYNOPSYS INC 30,000 1,453 0.04%
388 AMERICAN ELEC PWR INC 21,311 1,415 0.04%
389 GCP APPLIED TECHNOLOGIES INC 70,900 1,414 0.04%
390 WESTERN DIGITAL CORP 29,903 1,413 0.04%
391 WESCO INTL INC 25,800 1,410 0.04%
392 MOSAIC CO NEW 52,200 1,409 0.04%
393 COCA COLA ENTERPRISES INC NE COM 27,763 1,409 0.04%
394 VORNADO REALTY 14,876 1,405 0.04%
395 SELECT SECTOR SPDR TR 26,300 1,395 0.04%
396 SUNOCO LP SUNOCO FIN CORP 41,900 1,388 0.04%
397 XILINX INC 29,227 1,386 0.04%
398 SYNCHRONY FINL 48,300 1,384 0.04%
399 TESORO LOGISTICS LP 30,300 1,383 0.04%
400 ALLSTATE CORP 20,521 1,382 0.04%
Page 8 of 19
New Holding filing (0000009015-16-000019) filed in 2016.06.29, by the way our system suggest this is a Restatement filing.
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 4,376,000 899,356 23.98% Put
2 ISHARES TR 9,915,000 339,589 9.05% Put
3 ISHARES TR 3,692,000 211,035 5.63% Put
4 ISHARES TR 840,000 92,929 2.48% Put
5 ISHARES RUSSELL 3000 ETF 486,189 58,761 1.57%
6 APPLE INC 429,356 46,796 1.25%
7 MICROSOFT CORP 592,696 32,735 0.87%
8 MICROCHIP TECHNOLOGY INC SR SB CONV NT 25 29,928,000 30,788 0.82%
9 JOHNSON & JOHNSON 270,311 29,248 0.78%
10 GENERAL ELECTRIC CO 894,062 28,422 0.76%
11 HORNBECK OFFSHORE SVCS INC NEW SR CONV NT1.5 19 44,525,000 26,409 0.70%
12 MICRON TECHNOLOGY INC SR SB CV NT 3 43 35,135,000 23,936 0.64%
13 TCP CAP CORP 1,603,372 23,906 0.64%
14 ARVINMERITOR INC 24,950,000 23,328 0.62%
15 VERIZON COMMUNICATIONS INC 371,387 20,085 0.54%
16 EXXON MOBIL CORP 229,736 19,204 0.51%
17 GILEAD SCIENCES INC 199,722 18,346 0.49%
18 CITRIX SYS INC 14,968,000 16,717 0.45%
19 ALPHABET INC 21,723 16,572 0.44%
20 MERITOR INC 13,506,000 15,659 0.42%
21 HOME DEPOT INC 116,147 15,497 0.41%
22 CARDTRONICS INC NOTE 1.00012/0 16,000,000 15,450 0.41%
23 FACEBOOK INC 134,260 15,319 0.41%
24 CITIGROUPINC 352,121 14,701 0.39%
25 UNITEDHEALTH GROUP INC 106,835 13,771 0.37%
26 SEACOR HOLDINGS INC 17,526,000 13,495 0.36%
27 ALPHABET INC 17,926 13,354 0.36%
28 ALLERGAN PLC 14,500 13,304 0.35%
29 WELLS FARGO & CO NEW 271,090 13,110 0.35%
30 WRIGHT MED GROUP INC SR CONV NT 2 20 14,500,000 12,950 0.35%
31 JPMORGAN CHASE & CO 217,014 12,852 0.34%
32 LAYNE CHRISTENSEN CO 12,600,000 12,474 0.33%
33 Anadarko Petroleum Corp 360,000 12,427 0.33%
34 AMGEN INC 82,296 12,339 0.33%
35 ORACLE CORP 297,945 12,189 0.32%
36 DISNEY WALT CO 122,134 12,129 0.32%
37 LYONDELLBASELL INDUSTRIES N 137,696 11,784 0.31%
38 CISCO SYS INC 411,866 11,726 0.31%
39 INTEL CORP 357,434 11,563 0.31%
40 PFIZER INC 389,640 11,549 0.31%
41 ABBVIE INC 196,809 11,242 0.30%
42 MCDONALDS CORP 87,215 10,961 0.29%
43 INTERNATIONAL BUSINESS MACHS 69,460 10,520 0.28%
44 SANDISK CORP 10,000,000 10,381 0.28%
45 AMAZON COM INC 17,387 10,322 0.28%
46 ENERGY TRANSFER PRTNRS L P 296,937 9,603 0.26%
47 AT&T INC 241,497 9,459 0.25%
48 O REILLY AUTOMOTIVE INC NEW 34,277 9,380 0.25%
49 PHILIP MORRIS INTL INC 94,902 9,311 0.25%
50 BANK AMER CORP 675,413 9,132 0.24%
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