Dark
Light
System
Security
ROCKWELL AUTOMATION INC
ROCKWELL AUTOMATION INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 653 Institutional holders with a total value of $11,653,558,532.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 VANGUARD GROUP INC 7,854,860 893,491,000 7.67%
2 Capital World Investors 5,800,000 659,750,000 5.66%
3 STATE STREET CORP 5,564,243 632,956,000 5.43%
4 LAZARD ASSET MANAGEMENT LLC 4,400,119 500,511,000 4.29%
5 UBS Group AG 4,359,869 495,935,000 4.26%
6 BlackRock Institutional Trust Company, N.A. 3,392,507 385,898,000 3.31%
7 Alecta Tjanstepension Omsesidigt 2,981,000 339,089,000 2.91%
8 AMERIPRISE FINANCIAL INC 2,364,984 268,631,000 2.31%
9 HARRIS ASSOCIATES L P 2,252,796 256,256,000 2.20%
10 DEUTSCHE BANK AG\ 2,176,031 247,519,000 2.12%
11 BlackRock Fund Advisors 2,066,051 235,013,000 2.02%
12 Swedbank 1,894,824 215,536,000 1.85%
13 Capital International Investors 1,715,900 195,184,000 1.67%
14 NORTHERN TRUST CORP 1,640,226 186,575,000 1.60%
15 AMERICAN CENTURY COMPANIES INC 1,611,756 183,337,000 1.57%
16 GENERATION INVESTMENT MANAGEMENT LLP 1,413,949 160,837,000 1.38%
17 FIDUCIARY MANAGEMENT INC /WI/ 1,401,144 159,380,000 1.37%
18 FMR LLC 1,256,131 142,885,000 1.23%
19 Bank of New York Mellon Corp 1,190,093 135,375,000 1.16%
20 EATON VANCE MANAGEMENT 1,150,200 130,835,000 1.12%
21 GEODE CAPITAL MANAGEMENT, LLC 1,137,963 129,194,000 1.11%
22 PRIMECAP MANAGEMENT CO/CA/ 1,110,700 126,342,000 1.08%
23 BlackRock Group LTD 1,051,810 119,643,000 1.03%
24 BANK OF AMERICA CORP /DE/ 998,311 113,558,000 0.97%
25 NORGES BANK 974,769 110,880,000 0.95%
26 WELLS FARGO & COMPANY/MN 971,308 110,486,000 0.95%
27 GOLDMAN SACHS GROUP INC 955,198 108,654,000 0.93%
28 CREDIT SUISSE AG/ 842,941 95,883,000 0.82%
29 FRANKLIN RESOURCES INC 797,342 90,697,000 0.78%
30 BLACKROCK ADVISORS LLC 794,733 90,401,000 0.78%
31 CLEARBRIDGE, LLC 758,040 86,227,000 0.74%
32 Champlain Investment Partners, LLC 609,695 69,353,000 0.60%
33 Legal & General Group Plc 603,433 68,641,000 0.59%
34 AQR CAPITAL MANAGEMENT LLC 582,817 66,295,000 0.57%
35 PRUDENTIAL PLC 579,978 65,973,000 0.57%
36 VICTORY CAPITAL MANAGEMENT INC 574,625 65,363,000 0.56%
37 Grantham, Mayo, Van Otterloo & Co. LLC 574,294 65,326,000 0.56%
38 CITADEL ADVISORS LLC 574,212 65,317,000 0.56%
39 GABELLI FUNDS LLC 551,400 62,722,000 0.54%
40 Neuberger Berman Group LLC 523,429 59,540,000 0.51%
41 THRIVENT FINANCIAL FOR LUTHERANS 518,433 58,970,000 0.51%
42 BLACKROCK ADVISORS LLC 500,000 56,875,000 0.49% Put
43 CONGRESS ASSET MANAGEMENT CO 499,788 56,851,000 0.49%
44 WINTON GROUP Ltd 483,358 54,982,000 0.47%
45 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 480,828 54,695,000 0.47%
46 SCHRODER INVESTMENT MANAGEMENT GROUP 466,785 53,377,000 0.46%
47 Capital Research Global Investors 450,000 51,188,000 0.44%
48 Clearbridge Investments, LLC 444,244 50,533,000 0.43%
49 DIMENSIONAL FUND ADVISORS LP 442,501 50,336,000 0.43%
50 ALLIANCEBERNSTEIN L.P. 434,944 49,475,000 0.42%
Page 1 of 14

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.