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Institutional Investment Manager
BARINGS LLC
BARINGS LLC (CIK: 0000009015) incorporated in Delaware, located at 300 South Tryon Street, Charlotte, NC. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q1)
Original 13F HR (0000009015-16-000017) filed in 2016.05.16
#
Name
Shares
Value ($)
%
Options
Notes
1 HORNBECK OFFSHORE SVCS INC NEW SR CONV NT1.5 19 44,525,000 26,409 0.71%
2 MICRON TECHNOLOGY INC SR SB CV NT 3 43 35,135,000 23,936 0.64%
3 MICROCHIP TECHNOLOGY INC SR SB CONV NT 25 29,928,000 30,788 0.83%
4 ARVINMERITOR INC 24,950,000 23,328 0.63%
5 NOVATION COS INC 19,258,775 1,250 0.03%
6 SEACOR HOLDINGS INC 17,526,000 13,495 0.36%
7 CARDTRONICS INC NOTE 1.00012/0 16,000,000 15,450 0.41%
8 VIOLIN MEMORY INC 15,000,000 5,100 0.14%
9 CITRIX SYS INC 14,968,000 16,717 0.45%
10 WRIGHT MED GROUP INC SR CONV NT 2 20 14,500,000 12,950 0.35%
11 MERITOR INC 13,506,000 15,659 0.42%
12 LAYNE CHRISTENSEN CO 12,600,000 12,474 0.33%
13 CHESAPEAKE ENERGY CORP 10,000,000 6,325 0.17%
14 SANDISK CORP 10,000,000 10,381 0.28%
15 LINKEDIN CORP 10,000,000 9,056 0.24%
16 ISHARES TR 9,915,000 339,589 9.11% Put
17 CHESAPEAKE ENERGY CORP 8,690,000 5,496 0.15%
18 GOGO INC 6,300,000 4,843 0.13%
19 INTEL CORP JR SB CONV DB 39 5,000,000 7,953 0.21%
20 AK STL CORP 4,625,000 4,148 0.11%
21 SPDR S&P 500 ETF TR 4,376,000 899,356 24.13% Put
22 ISHARES TR 3,692,000 211,035 5.66% Put
23 GREEN PLAINS INC 3,500,000 3,472 0.09%
24 ADELPHIA RECOVERY TR 1,783,299 0 0.00%
25 ECC CAPITAL CORPORATION 1,200,000 41 0.00%
26 GENERAL ELECTRIC CO 894,062 28,422 0.76%
27 ISHARES TR 840,000 92,929 2.49% Put
28 BANK AMER CORP 675,413 9,132 0.25%
29 SEADRILL PARTNERS LLC 635,944 2,213 0.06%
30 MICROSOFT CORP 592,696 32,735 0.88%
31 ISHARES RUSSELL 3000 ETF 486,189 58,761 1.58%
32 GSE SYS INC 472,100 1,279 0.03%
33 APPLE INC 429,356 46,796 1.26%
34 CISCO SYS INC 411,866 11,726 0.31%
35 CALGON CARBON CORP 403,729 5,660 0.15%
36 PFIZER INC 389,640 11,549 0.31%
37 REGIONS FINANCIAL CORP NEW 374,118 2,937 0.08%
38 VERIZON COMMUNICATIONS INC 371,387 20,085 0.54%
39 FRONTIER COMMUNICATIONS CORP 367,115 2,052 0.06%
40 Anadarko Petroleum Corp 360,000 12,427 0.33%
41 INTEL CORP 357,434 11,563 0.31%
42 CITIGROUPINC 352,121 14,701 0.39%
43 SOUTHWESTERN ENERGY COMPANY DEP SHS 1/20 B 349,250 6,854 0.18%
44 CENGAGE LEARNING HOLDINGS II L.P. 341,054 6,437 0.17%
45 SUPREME INDS INC 317,706 2,809 0.08%
46 FORD MTR CO DEL 313,275 4,229 0.11%
47 WESTERN UN CO 310,915 5,998 0.16%
48 ENTERPRISE PRODS PARTNERS L 304,759 7,503 0.20%
49 ORACLE CORP 297,945 12,189 0.33%
50 ENERGY TRANSFER PRTNRS L P 296,937 9,603 0.26%
Page 1 of 19
New Holding filing (0000009015-16-000019) filed in 2016.06.29, by the way our system suggest this is a Restatement filing.
#
Name
Shares
Value ($)
%
Options
Notes
551 BECTON DICKINSON & CO 5,281 802 0.02%
552 ASSURED GUARANTY LTD COM 31,400 794 0.02%
553 SCANA 11,239 788 0.02%
554 DELPHI AUTOMOTIVE PLC 10,500 788 0.02%
555 CORELOGIC INC 22,700 788 0.02%
556 TRIUMPH GROUP INC NEW COM 25,000 787 0.02%
557 TENARIS S A 31,800 787 0.02%
558 DICKS SPORTING GOODS INC 16,800 785 0.02%
559 DEVON ENERGY CORP NEW 28,414 780 0.02%
560 GRAINGER W W INC 3,296 769 0.02%
561 STRYKER CORP 7,119 764 0.02%
562 RACKSPACE HOSTING INC 35,200 760 0.02%
563 HAWAIIAN HOLDINGS INC COM 16,000 755 0.02%
564 CABOT CORP 15,600 754 0.02%
565 SL GREEN RLTY CORP 7,750 751 0.02%
566 ENSCO PLC 71,600 742 0.02%
567 ADVANCE AUTO PARTS INC 4,600 738 0.02%
568 SEAWORLD ENTERTAINMENT INCORPORATED 35,000 737 0.02%
569 CHESAPEAKE ENERGY CORP 178,988 737 0.02%
570 HERTZ GLOBAL HOLDINGS INC COM 69,900 736 0.02%
571 NUANCE COMM 39,200 733 0.02%
572 MAXIM INTEGR 19,900 732 0.02%
573 AGILENT TECHNOLOGIES INC 18,336 731 0.02%
574 KELLOGG CO 9,503 727 0.02%
575 FIRST SOLAR INC 10,600 726 0.02%
576 ALERE INC 14,250 721 0.02%
577 SYNGENTA AG 8,700 721 0.02%
578 SEADRILL LIMITED 218,000 719 0.02%
579 HOWARD HUGHES CORP 6,790 719 0.02%
580 URBAN OUTFITTERS INC 21,660 717 0.02%
581 ECHOSTAR CORP CL A 16,045 711 0.02%
582 MOHAWK INDS 3,700 706 0.02%
583 TORCHMARK CORP COM 12,992 704 0.02%
584 GENERAL GROWTH 23,640 703 0.02%
585 CINTAS CORP 7,827 703 0.02%
586 LAS VEGAS SANDS CORP 13,500 698 0.02%
587 PRINCIPAL FIN GROUP 17,664 697 0.02%
588 GENTEX CORP 44,420 697 0.02%
589 SEMPRA ENERGY 6,683 695 0.02%
590 NOBLE CORP PLC 66,900 692 0.02%
591 TELEFLEX INC 4,410 692 0.02%
592 E TRADE FINANCIAL CORP 27,954 685 0.02%
593 KENNAMETAL INC 30,400 684 0.02%
594 ST JUDE MED INC 12,429 684 0.02%
595 XCEL ENERGY INC 16,337 683 0.02%
596 SPRINT CORP 195,100 679 0.02%
597 ANNALY CAP MGMT INC 66,060 678 0.02%
598 RANDGOLD RES LTD 7,447 676 0.02%
599 CHARLES RIV LABS INTL INC 8,900 676 0.02%
600 DOVER CORP 10,476 674 0.02%
Page 12 of 19