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Institutional Investment Manager
BARINGS LLC
BARINGS LLC (CIK: 0000009015) incorporated in Delaware, located at 300 South Tryon Street, Charlotte, NC. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q1)
Original 13F HR (0000009015-16-000017) filed in 2016.05.16
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 4,376,000 899,356 24.13% Put
2 ISHARES TR 9,915,000 339,589 9.11% Put
3 ISHARES TR 3,692,000 211,035 5.66% Put
4 ISHARES TR 840,000 92,929 2.49% Put
5 ISHARES RUSSELL 3000 ETF 486,189 58,761 1.58%
6 APPLE INC 429,356 46,796 1.26%
7 MICROSOFT CORP 592,696 32,735 0.88%
8 MICROCHIP TECHNOLOGY INC SR SB CONV NT 25 29,928,000 30,788 0.83%
9 JOHNSON & JOHNSON 270,311 29,248 0.78%
10 GENERAL ELECTRIC CO 894,062 28,422 0.76%
11 HORNBECK OFFSHORE SVCS INC NEW SR CONV NT1.5 19 44,525,000 26,409 0.71%
12 MICRON TECHNOLOGY INC SR SB CV NT 3 43 35,135,000 23,936 0.64%
13 ARVINMERITOR INC 24,950,000 23,328 0.63%
14 VERIZON COMMUNICATIONS INC 371,387 20,085 0.54%
15 EXXON MOBIL CORP 229,736 19,204 0.52%
16 GILEAD SCIENCES INC 199,722 18,346 0.49%
17 CITRIX SYS INC 14,968,000 16,717 0.45%
18 ALPHABET INC 21,723 16,572 0.44%
19 MERITOR INC 13,506,000 15,659 0.42%
20 HOME DEPOT INC 116,147 15,497 0.42%
21 CARDTRONICS INC NOTE 1.00012/0 16,000,000 15,450 0.41%
22 FACEBOOK INC 134,260 15,319 0.41%
23 CITIGROUPINC 352,121 14,701 0.39%
24 UNITEDHEALTH GROUP INC 106,835 13,771 0.37%
25 SEACOR HOLDINGS INC 17,526,000 13,495 0.36%
26 ALPHABET INC 17,926 13,354 0.36%
27 ALLERGAN PLC 14,500 13,304 0.36%
28 WELLS FARGO & CO NEW 271,090 13,110 0.35%
29 WRIGHT MED GROUP INC SR CONV NT 2 20 14,500,000 12,950 0.35%
30 JPMORGAN CHASE & CO 217,014 12,852 0.34%
31 LAYNE CHRISTENSEN CO 12,600,000 12,474 0.33%
32 Anadarko Petroleum Corp 360,000 12,427 0.33%
33 AMGEN INC 82,296 12,339 0.33%
34 ORACLE CORP 297,945 12,189 0.33%
35 DISNEY WALT CO 122,134 12,129 0.33%
36 LYONDELLBASELL INDUSTRIES N 137,696 11,784 0.32%
37 CISCO SYS INC 411,866 11,726 0.31%
38 INTEL CORP 357,434 11,563 0.31%
39 PFIZER INC 389,640 11,549 0.31%
40 ABBVIE INC 196,809 11,242 0.30%
41 MCDONALDS CORP 87,215 10,961 0.29%
42 INTERNATIONAL BUSINESS MACHS 69,460 10,520 0.28%
43 SANDISK CORP 10,000,000 10,381 0.28%
44 AMAZON COM INC 17,387 10,322 0.28%
45 ENERGY TRANSFER PRTNRS L P 296,937 9,603 0.26%
46 AT&T INC 241,497 9,459 0.25%
47 O REILLY AUTOMOTIVE INC NEW 34,277 9,380 0.25%
48 PHILIP MORRIS INTL INC 94,902 9,311 0.25%
49 BANK AMER CORP 675,413 9,132 0.25%
50 LINKEDIN CORP 10,000,000 9,056 0.24%
Page 1 of 19
New Holding filing (0000009015-16-000019) filed in 2016.06.29, by the way our system suggest this is a Restatement filing.
#
Name
Shares
Value ($)
%
Options
Notes
251 REGAL ENTMT GROUP 64,100 1,355 0.04%
252 SELECT SECTOR SPDR TR 64,000 2,839 0.08%
253 DCP MIDSTREAM LP 63,770 1,736 0.05%
254 GENPACT LIMITED 63,600 1,729 0.05%
255 GENESIS ENERGY LP COM UNITS NPV 63,400 2,015 0.05%
256 PPL CORP 63,302 2,410 0.06%
257 SUNTRUST BKS INC 63,000 2,273 0.06%
258 EXELON CORP 62,938 2,257 0.06%
259 MASTERCARD INCORPORATED 62,810 5,936 0.16%
260 EASTMAN CHEM CO 62,436 4,510 0.12%
261 HARRIS CORP 62,057 4,832 0.13%
262 ULTRAPAR PARTICIPACOES S A 61,675 1,189 0.03%
263 TJX COS INC NEW 60,666 4,753 0.13%
264 CVS HEALTH CORP 60,627 6,289 0.17%
265 BROCADE COMMUNICATIONS SYS I 60,400 639 0.02%
266 PROCTER AND GAMBLE CO 60,172 4,953 0.13%
267 MARATHON PETE CORP 59,810 2,224 0.06%
268 CATERPILLAR INC 59,705 4,570 0.12%
269 NGL ENERGY PARTNERS LP 59,700 449 0.01%
270 GNC HLDGS INC 59,500 1,889 0.05%
271 SPIRIT AEROSYSTEMS HLDGS INC 59,500 2,699 0.07%
272 JARDEN CORP 59,375 3,500 0.09%
273 TERRAFORM PWR INC CL A COM 59,100 511 0.01%
274 VIACOM INC NEW 59,100 2,440 0.07%
275 AMDOCS LTD 58,700 3,547 0.09%
276 GOLAR LNG PARTNERS LP 58,368 857 0.02%
277 OSHKOSH CORP 58,300 2,383 0.06%
278 CAPITAL ONE FINL CORP 57,867 4,011 0.11%
279 INNOPHOS HOLDINGS INC 57,740 1,785 0.05%
280 ANTHEM INC 57,584 8,004 0.21%
281 SOCIEDAD QUIMICA Y MINERA DE 57,020 1,172 0.03%
282 GENWORTH FINL INC 56,860 155 0.00%
283 WYNDHAM WORLDWIDE CORP 56,531 4,321 0.12%
284 HCA HOLDINGS INC 56,300 4,394 0.12%
285 MSG NETWORK INC 55,900 967 0.03%
286 VANGUARD INTL EQUITY INDEX F 55,800 1,930 0.05%
287 TEXAS ROADHOUSE INC 55,250 2,408 0.06%
288 MACK-CALI REALTY CORP COM 54,750 1,287 0.03%
289 CHEMOURS CO 54,495 381 0.01%
290 NORTHSTAR ASSET 54,300 616 0.02%
291 ALASKA AIR GROUP INC 54,200 4,445 0.12%
292 CANADIAN NAT RES LTD 54,060 1,460 0.04%
293 VISA INC 53,992 4,129 0.11%
294 DR PEPPER SNAPPLE GROUP INC 53,814 4,812 0.13%
295 AIR LEASE CORP 53,600 1,722 0.05%
296 TCF FINL CORP 53,300 653 0.02%
297 MOSAIC CO NEW 52,200 1,409 0.04%
298 LEIDOS HLDGS INC 52,150 2,624 0.07%
299 InterDigital Inc 52,100 1,871 0.05%
300 BERKSHIRE HATHAWAY INC DEL 52,069 7,388 0.20%
Page 6 of 19