Dark
Light
System
Security
CAPITAL ONE FINL CORP
CAPITAL ONE FINL CORP. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 805 Institutional holders with a total value of $31,981,688,772.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 DODGE & COX 49,048,291 3,399,537,000 10.63%
2 VANGUARD GROUP INC 30,815,445 2,135,818,000 6.68%
3 FMR LLC 26,800,376 1,857,534,000 5.81%
4 Capital World Investors 22,681,200 1,572,034,000 4.92%
5 STATE STREET CORP 21,934,733 1,520,294,000 4.75%
6 BARROW HANLEY MEWHINNEY & STRAUSS LLC 18,050,877 1,251,106,000 3.91%
7 Boston Partners 16,357,975 1,133,771,000 3.55%
8 BlackRock Institutional Trust Company, N.A. 14,309,621 991,800,000 3.10%
9 JPMORGAN CHASE & CO 12,183,897 844,464,000 2.64%
10 FRANKLIN RESOURCES INC 9,820,323 680,651,000 2.13%
11 HARRIS ASSOCIATES L P 8,752,746 606,652,000 1.90%
12 Bank of New York Mellon Corp 8,250,328 571,831,000 1.79%
13 ALLIANCEBERNSTEIN L.P. 8,083,351 560,257,000 1.75%
14 NORTHERN TRUST CORP 6,244,570 432,811,000 1.35%
15 BlackRock Fund Advisors 5,879,263 407,492,000 1.27%
16 HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC 5,411,189 375,050,000 1.17%
17 DIAMOND HILL CAPITAL MANAGEMENT INC 4,956,141 343,510,000 1.07%
18 BlackRock Group LTD 4,846,723 335,926,000 1.05%
19 GEODE CAPITAL MANAGEMENT, LLC 4,536,089 313,795,000 0.98%
20 Allianz Asset Management GmbH 4,473,492 310,057,000 0.97%
21 DIMENSIONAL FUND ADVISORS LP 4,275,345 296,316,000 0.93%
22 NORGES BANK 4,215,239 292,158,000 0.91%
23 LSV ASSET MANAGEMENT 3,922,615 271,876,000 0.85%
24 WELLINGTON MANAGEMENT GROUP LLP 3,745,286 259,586,000 0.81%
25 DAVIS SELECTED ADVISERS 3,718,000 257,695,000 0.81%
26 DEUTSCHE BANK AG\ 3,645,241 252,646,000 0.79%
27 MORGAN STANLEY 3,563,778 247,006,000 0.77%
28 BANK OF AMERICA CORP /DE/ 3,308,024 229,280,000 0.72%
29 Capital Research Global Investors 3,200,000 221,792,000 0.69%
30 DAVENPORT & Co LLC 2,864,585 198,544,414 0.62%
31 WELLS FARGO & COMPANY/MN 2,707,244 187,639,000 0.59%
32 AQR CAPITAL MANAGEMENT LLC 2,488,202 172,457,000 0.54%
33 SOUND SHORE MANAGEMENT INC /CT/ 2,447,597 169,643,000 0.53%
34 BLACKROCK ADVISORS LLC 2,424,398 168,035,000 0.53%
35 BlackRock Investment Management, LLC 2,339,520 162,152,000 0.51%
36 Legal & General Group Plc 2,269,083 157,272,000 0.49%
37 GMT CAPITAL CORP 2,167,930 150,259,000 0.47%
38 NORDEA INVESTMENT MANAGEMENT AB 2,105,211 145,912,000 0.46%
39 RUSSELL FRANK CO/ 2,065,604 143,183,000 0.45%
40 GOLDMAN SACHS GROUP INC 1,953,843 135,421,000 0.42%
41 AMERIPRISE FINANCIAL INC 1,913,300 132,615,000 0.41%
42 NEW YORK STATE COMMON RETIREMENT FUND 1,907,260 132,192,000 0.41%
43 Artemis Investment Management LLP 1,902,773 131,966,000 0.41%
44 ONTARIO TEACHERS PENSION PLAN BOARD 1,873,604 129,859,000 0.41%
45 Sumitomo Mitsui Trust Group, Inc. 1,762,727 122,175,000 0.38%
46 Cornerstone Investment Partners, LLC 1,755,952 121,705,000 0.38%
47 JENNISON ASSOCIATES LLC 1,620,808 112,338,000 0.35%
48 AJO, LP 1,567,309 108,630,000 0.34%
49 COLUMBUS CIRCLE INVESTORS 1,548,989 107,360,000 0.34%
50 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 1,516,253 105,092,000 0.33%
Page 1 of 17

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.