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Institutional Investment Manager
BARINGS LLC
BARINGS LLC (CIK: 0000009015) incorporated in Delaware, located at 300 South Tryon Street, Charlotte, NC. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Original 13F HR (0000009015-17-000001) filed in 2017.02.15
#
Name
Shares
Value ($)
%
Options
Notes
151 SYNOVUS FINL CORP 6,571 270 0.01%
152 SYNNEX CORP 6,600 799 0.02%
153 SYNGENTA AG 8,700 688 0.02%
154 SYNCHRONY FINL 82,000 2,974 0.07%
155 SYMANTEC CORP 147,034 3,513 0.09%
156 SVB FINANCIAL GROUP 7,880 1,353 0.03%
157 SUNTRUST BKS INC 32,800 1,799 0.05%
158 SUNOCO LP SUNOCO FIN CORP 41,900 1,127 0.03%
159 SUNCOR ENERGY INC NEW 18,619 609 0.02%
160 SUBURBAN PROPANE PARTNERS LP COM USD1 10,400 313 0.01%
161 SUBSEA 7 SA SPON ADR 23,600 297 0.01%
162 STRYKER CORP 13,839 1,658 0.04%
163 STERLING BANCORP DEL COM 21,600 505 0.01%
164 STEEL DYNAMICS INC 51,200 1,822 0.05%
165 STATOIL ASA 110,700 2,019 0.05%
166 STATE STR CORP 22,861 1,777 0.04%
167 STARBUCKS CORP 28,544 1,585 0.04%
168 STAPLES INC 240,148 2,173 0.05%
169 STANLEY BLACK &DECKER INC 12,546 1,439 0.04%
170 SQUARE INC 19,600 267 0.01%
171 SPRINT CORP 60,300 508 0.01%
172 SPLUNK INC 9,100 465 0.01%
173 SPIRIT AIRLS INC 5,500 318 0.01%
174 SPIRIT AEROSYSTEMS HLDGS INC 49,300 2,877 0.07%
175 SPECTRUM BRANDS HLDGS INC 4,200 514 0.01%
176 SPECTRASCIENCES COM 157,715 0 0.00%
177 SPECTRA ENERGY PARTNERS LP 74,100 3,397 0.09%
178 SPDR S&P 500 ETF TR 5,426,000 1,212,874 30.38% Put
179 SPDR S&P 500 ETF TR 3,000 671 0.02%
180 SPARTANNASH CO COM 11,200 443 0.01%
181 SPARK ENERGY INC 8,600 261 0.01%
182 SOUTHWESTERN ENERGY COMPANY DEP SHS 1/20 B 180,000 4,573 0.11%
183 SOUTHWESTERN ENERGY CO 93,016 1,006 0.03%
184 SOUTHWEST AIRLS CO 33,749 1,682 0.04%
185 SOUTHERN CO 39,606 1,948 0.05%
186 SOUTH STATE CORP COM USD2.5 4,400 385 0.01%
187 SOURCE MARKETS PLC 1,900 721 0.02%
188 SOURCE MARKETS PLC 900 236 0.01%
189 SOURCE MARKETS PLC 1,200 423 0.01%
190 SOURCE MARKETS PLC 1,000 313 0.01%
191 SOURCE MARKETS PLC 1,400 423 0.01%
192 SOURCE MARKETS PLC 1,300 362 0.01%
193 SOURCE MARKETS PLC 1,100 287 0.01%
194 SOTHEBYS 44,150 1,760 0.04%
195 SOCIEDAD QUIMICA Y MINERA DE 58,020 1,662 0.04%
196 SNAP ON INC 15,826 2,711 0.07%
197 SMUCKER J M CO 11,089 1,420 0.04%
198 SM ENERGY CO 17,800 614 0.02%
199 SKYWEST INC 16,400 598 0.01%
200 SIRIUS XM HOLDINGS INC 162,300 722 0.02%
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