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SM ENERGY CO
SM ENERGY CO. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 330 Institutional holders with a total value of $3,573,434,764.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FMR LLC 11,207,467 386,434,000 10.81%
2 VANGUARD GROUP INC 7,553,182 260,434,000 7.29%
3 Capital Research Global Investors 7,245,940 249,840,000 6.99%
4 BlackRock Fund Advisors 3,968,579 136,837,000 3.83%
5 STATE STREET CORP 3,814,969 131,534,000 3.68%
6 BlackRock Institutional Trust Company, N.A. 3,383,059 116,648,000 3.26%
7 VAN ECK ASSOCIATES CORP 3,257,509 112,319,000 3.14%
8 ALLIANCEBERNSTEIN L.P. 2,999,413 103,420,000 2.89%
9 MILLENNIUM MANAGEMENT LLC 2,724,032 93,925,000 2.63%
10 KGH Ltd 2,502,637 86,291,000 2.41%
11 CAUSEWAY CAPITAL MANAGEMENT LLC 2,093,434 83,540,000 2.34%
12 PRICE T ROWE ASSOCIATES INC /MD/ 2,373,493 81,838,000 2.29%
13 DIMENSIONAL FUND ADVISORS LP 2,147,569 74,051,000 2.07%
14 GOLDMAN SACHS GROUP INC 2,021,640 69,706,000 1.95%
15 MACQUARIE GROUP LTD 1,664,697 57,399,000 1.61%
16 WELLINGTON MANAGEMENT GROUP LLP 1,643,945 56,683,000 1.59%
17 CITIGROUP INC 1,622,900 55,957,000 1.57% Put
18 AMERIPRISE FINANCIAL INC 1,430,987 49,340,000 1.38%
19 Point72 Asset Management, L.P. 1,281,340 44,181,000 1.24%
20 DISCOVERY CAPITAL MANAGEMENT, LLC / CT 1,236,250 42,626,000 1.19%
21 SYSTEMATIC FINANCIAL MANAGEMENT LP 1,141,952 39,375,000 1.10%
22 Allianz Asset Management GmbH 1,127,786 38,886,000 1.09%
23 Bank of New York Mellon Corp 1,080,781 37,265,000 1.04%
24 KENNEDY CAPITAL MANAGEMENT LLC 1,080,362 37,251,000 1.04%
25 NORTHERN TRUST CORP 1,036,569 35,742,000 1.00%
26 NORGES BANK 979,149 33,761,000 0.94%
27 SIR Capital Management, L.P. 975,120 33,622,000 0.94%
28 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 956,463 32,978,000 0.92%
29 FRONTIER CAPITAL MANAGEMENT CO LLC 792,293 27,318,000 0.76%
30 DEUTSCHE BANK AG\ 782,429 26,975,000 0.75%
31 BANK OF AMERICA CORP /DE/ 754,435 26,013,000 0.73%
32 GEODE CAPITAL MANAGEMENT, LLC 697,199 24,038,000 0.67%
33 DENVER INVESTMENT ADVISORS LLC 692,974 23,893,000 0.67%
34 CITADEL ADVISORS LLC 649,426 22,392,000 0.63%
35 PRUDENTIAL FINANCIAL INC 648,541 22,362,000 0.63%
36 NEW YORK STATE COMMON RETIREMENT FUND 569,451 19,635,000 0.55%
37 First Pacific Advisors, LP 568,673 19,608,000 0.55%
38 D. E. Shaw & Co., Inc. 518,884 17,891,000 0.50%
39 SMITH ASSET MANAGEMENT GROUP LP 507,554 17,698,000 0.50%
40 Invesco Ltd. 483,265 16,664,000 0.47%
41 SUSQUEHANNA INTERNATIONAL GROUP, LLP 479,800 16,544,000 0.46% Put
42 CITIGROUP INC 464,500 16,016,000 0.45% Call
43 DFT ENERGY LP 450,000 15,516,000 0.43%
44 CUSHING ASSET MANAGEMENT, LP dba NXG INVESTMENT MANAGEMENT 446,658 15,401,000 0.43%
45 WELLS FARGO & COMPANY/MN 427,682 14,747,000 0.41%
46 BLACKROCK ADVISORS LLC 415,927 14,341,000 0.40%
47 BlackRock Investment Management, LLC 391,588 13,502,000 0.38%
48 PALISADE CAPITAL MANAGEMENT, LP 383,247 13,214,000 0.37%
49 PRINCIPAL FINANCIAL GROUP INC 382,463 13,187,000 0.37%
50 TIAA CREF INVESTMENT MANAGEMENT LLC 371,087 12,795,000 0.36%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.