Dark
Light
System
Institutional Investment Manager
BANK OF NOVA SCOTIA
BANK OF NOVA SCOTIA (CIK: 0000009631), registered under State Commercial Banks, located at 40 Temperance Street, Toronto, A6. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q4)
Original 13F HR (0001614987-16-000007) filed in 2016.02.12
#
Name
Shares
Value ($)
%
Options
Notes
401 MASTERCARD INCORPORATED 15,526 1,513 0.01%
402 HONEYWELL INTL INC 14,495 1,501 0.01%
403 BLACKROCK ENERGY & RES TR COM 118,978 1,491 0.01%
404 UNITED TECHNOLOGIES CORP 15,380 1,478 0.01%
405 INFOSYS LTD 87,000 1,457 0.01%
406 ADAM NAT RES FD INC 81,018 1,437 0.01%
407 AMERICAN INTL GROUP INC 23,148 1,434 0.01%
408 ENERPLUS CORP 413,945 1,421 0.01%
409 QUALCOMM INC 28,136 1,406 0.01%
410 BERKSHIRE HATHAWAY INC DEL 7 1,385 0.01%
411 WALGREENS BOOTS ALLIANCE INC 16,226 1,382 0.01%
412 ISHARES 39,000 1,367 0.01%
413 SELECT SECTOR SPDR TR 56,865 1,355 0.01%
414 ISHARES TR 12,324 1,348 0.01%
415 GOLDMAN SACHS GROUP INC 7,472 1,347 0.01%
416 MONDELEZ INTL INC 29,867 1,339 0.01%
417 APPLIED OPTOELECTRONICS INC 77,543 1,331 0.01%
418 BAYTEX ENERGY CORP 407,744 1,320 0.01%
419 PIER 1 IMPORTS INC COM 259,354 1,320 0.01%
420 COSTCO WHSL CORP NEW 8,162 1,318 0.01%
421 US BANCORP DEL 30,689 1,309 0.01%
422 YRC WORLDWIDE INC 92,199 1,307 0.01%
423 LOWES COS INC 17,148 1,304 0.01%
424 BIOGEN INC 4,166 1,276 0.01%
425 ISHARES 58,871 1,273 0.01%
426 UNION PAC CORP 16,080 1,257 0.01%
427 ABBOTT LABS 27,897 1,253 0.01%
428 UNITED PARCEL SERVICE INC 12,969 1,248 0.01%
429 ACCENTURE PLC IRELAND 11,686 1,221 0.01%
430 EQT CORP 23,000 1,199 0.01%
431 PRICELINE GRP INC 940 1,198 0.01%
432 PROSHARES TR 60,000 1,196 0.01%
433 MAIN STREET CAPITAL CORP 41,000 1,192 0.01%
434 WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND 21,006 1,156 0.01%
435 ISHARES TR 7,757 1,132 0.01%
436 SIMON PPTY GROUP INC NEW 5,769 1,122 0.01%
437 DU PONT E I DE NEMOURS & CO 16,771 1,117 0.01%
438 COLGATE PALMOLIVE CO 16,717 1,114 0.01%
439 RETAIL OPPORTUNITY INVTS COR 62,000 1,110 0.01%
440 DOW CHEM CO 21,484 1,106 0.01%
441 EXPRESS SCRIPTS HLDG CO 12,605 1,102 0.01%
442 ARGO GROUP INTERNATIONAL 18,401 1,101 0.01%
443 AMERICAN EXPRESS CO 15,779 1,097 0.01%
444 ICONIX BRAND GROUP INC 160,000 1,093 0.01%
445 LOCKHEED MARTIN CORP 4,958 1,077 0.01%
446 CONOCOPHILLIPS 23,008 1,074 0.01%
447 VOYA INFRASTRUCTURE INDLS 87,311 1,070 0.01%
448 UNITED TECHNOLOGIES CORP 11,000 1,057 0.01%
449 THERMO FISHER SCIENTIFIC INC 7,435 1,055 0.01%
450 PFIZER INC 32,373 1,047 0.01%
Page 9 of 19