| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Karpus Management, Inc. | 1,289,164 | 15,805,000 | 22.92% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 950,584 | 11,654,000 | 16.90% | ||
| 3 | MORGAN STANLEY | 575,631 | 7,057,000 | 10.23% | ||
| 4 | Invesco Ltd. | 520,309 | 6,379,000 | 9.25% | ||
| 5 | UBS Group AG | 394,599 | 4,838,000 | 7.02% | ||
| 6 | DESCHUTES PORTFOLIO STRATEGY, LLC | 330,097 | 4,047,000 | 5.87% | ||
| 7 | CORNERSTONE ADVISORS INC | 315,468 | 3,868,000 | 5.61% | ||
| 8 | WOLVERINE ASSET MANAGEMENT LLC | 186,333 | 2,284,000 | 3.31% | ||
| 9 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 123,624 | 1,516,000 | 2.20% | ||
| 10 | Advisors Asset Management, Inc. | 97,377 | 1,194,000 | 1.73% | ||
| 11 | BANK OF AMERICA CORP /DE/ | 95,530 | 1,171,000 | 1.70% | ||
| 12 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 91,449 | 1,121,000 | 1.63% | ||
| 13 | BANK OF NOVA SCOTIA | 87,311 | 1,070,000 | 1.55% | ||
| 14 | Aviance Capital Partners, LLC | 71,270 | 876,000 | 1.27% | ||
| 15 | WELLS FARGO & COMPANY/MN | 64,196 | 787,000 | 1.14% | ||
| 16 | AMERIPRISE FINANCIAL INC | 55,090 | 675,000 | 0.98% | ||
| 17 | DOLIVER ADVISORS, LP | 53,678 | 658,000 | 0.95% | ||
| 18 | ROBINSON CAPITAL MANAGEMENT, LLC | 49,247 | 604,000 | 0.88% | ||
| 19 | LPL Financial LLC | 37,268 | 449,000 | 0.65% | ||
| 20 | Squarepoint Ops LLC | 36,313 | 445,000 | 0.65% | ||
| 21 | BB&T SECURITIES, LLC | 30,000 | 367,000 | 0.53% | ||
| 22 | Weiss Asset Management LP | 24,633 | 302,000 | 0.44% | ||
| 23 | SG Americas Securities, LLC | 21,296 | 261,000 | 0.38% | ||
| 24 | Cambridge Investment Research Advisors, Inc. | 20,960 | 257,000 | 0.37% | ||
| 25 | GEODE CAPITAL MANAGEMENT, LLC | 18,614 | 228,000 | 0.33% | PRN | |
| 26 | PNC FINANCIAL SERVICES GROUP, INC. | 17,250 | 212,000 | 0.31% | ||
| 27 | ROYAL BANK OF CANADA | 13,897 | 170,000 | 0.25% | ||
| 28 | Investors Capital Advisory Services | 13,129 | 160,000 | 0.23% | ||
| 29 | AQR ARBITRAGE LLC | 12,033 | 148,000 | 0.21% | ||
| 30 | Janney Montgomery Scott LLC | 10,916 | 134,000 | 0.19% | ||
| 31 | Round Table Services, LLC | 10,500 | 129,000 | 0.19% | ||
| 32 | AMERICAN INTERNATIONAL GROUP, INC. | 2,054 | 25,000 | 0.04% | ||
| 33 | Creative Planning | 1,362 | 17,000 | 0.02% | ||
| 34 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,141 | 14,000 | 0.02% | ||
| 35 | FIFTH THIRD BANCORP | 1,078 | 13,000 | 0.02% | ||
| 36 | NEXT Financial Group, Inc | 1,040 | 12,000 | 0.02% | ||
| 37 | MSI Financial Services Inc | 500 | 6,000 | 0.01% | ||
| 38 | CITIGROUP INC | 42 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
