Dark
Light
System
Institutional Investment Manager
BANK OF NOVA SCOTIA
BANK OF NOVA SCOTIA (CIK: 0000009631), registered under State Commercial Banks, located at 40 Temperance Street, Toronto, A6. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Original 13F HR (0001335382-16-000049) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
151 BOSTON PROPERTIES INC 3,121 425 0.00%
152 BOSTON SCIENTIFIC CORP 27,576 656 0.00%
153 BOULDER GROWTH & INCOME FUND COM 139,752 1,171 0.01%
154 BP PLC 12,200 429 0.00%
155 BRISTOL MYERS SQUIBB CO 33,953 1,831 0.01%
156 BRISTOL MYERS SQUIBB CO 3,854 208 0.00%
157 BROADCOM LTD 8,046 1,388 0.01%
158 BROADSOFT INC 34,117 1,588 0.01%
159 BROCADE COMMUNICATIONS SYS I 350,000 3,231 0.02%
160 BROOKFIELD ASSET MGMT INC 5,148,564 181,051 1.03%
161 BUFFALO WILD WINGS INC 44,000 6,193 0.04%
162 C H ROBINSON WORLDWIDE INC 265,159 18,683 0.11%
163 C H ROBINSON WORLDWIDE INC 2,904 205 0.00%
164 CA INC 6,246 207 0.00%
165 CABOT OIL & GAS CORP 9,398 242 0.00%
166 CAE INC 1,214,624 17,250 0.10%
167 CAMBREX CORP 8,492 377 0.00%
168 CAMECO CORP 795,064 6,794 0.04%
169 CAMPBELL SOUP CO 4,032 221 0.00%
170 CAMPBELL SOUP CO 60,000 3,282 0.02%
171 CANADIAN NAT RES LTD 2,724,829 87,025 0.49%
172 CANADIAN NATL RY CO 2,335,183 152,658 0.87%
173 CANADIAN PAC RY LTD 329,170 50,230 0.28%
174 CAPITAL ONE FINL CORP 10,518 756 0.00%
175 CARDINAL HEALTH INC 382,178 29,696 0.17%
176 CARDINAL HEALTH INC 6,601 513 0.00%
177 CARLISLE COS INC 78,000 8,000 0.05%
178 CARMAX INC 3,909 209 0.00%
179 CARNIVAL CORP 17,900 874 0.00%
180 CARNIVAL CORP 9,002 439 0.00%
181 CATERPILLAR INC 11,877 1,054 0.01%
182 CBS CORP NEW 238,800 13,072 0.07%
183 CBS CORP NEW 8,441 462 0.00%
184 CDN IMPERIAL BK COMM TORONTO 13,325,182 1,033,363 5.86%
185 CDN IMPERIAL BK COMM TORONTO 90,200 6,993 0.04% Call
186 CDN IMPERIAL BK COMM TORONTO 60,000 4,652 0.03% Put
187 CEF Cohen & Steers Ml 171,265 1,841 0.01%
188 CELESTICA INC 31,739 343 0.00%
189 CELGENE CORP 15,738 1,645 0.01%
190 CEMENTOS PACASMAYO S A A 3,637,450 34,565 0.20%
191 CENOVUS ENERGY INC 4,379,267 62,860 0.36%
192 CENTENE CORP DEL 3,460 232 0.00%
193 CENTERPOINT ENERGY INC 8,737 203 0.00%
194 CERNER CORP 6,102 377 0.00%
195 CERNER CORP 50,000 3,088 0.02%
196 CHARTER COMMUNICATIONS INC N 149,101 40,253 0.23%
197 CHARTER COMMUNICATIONS INC N 4,450 1,201 0.01%
198 CHECK POINT SOFTWARE TECH LT 3,704 287 0.00%
199 CHESAPEAKE ENERGY CORP 12,097 76 0.00%
200 CHEVRON CORP NEW 447,414 46,049 0.26%
Page 4 of 20