| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 3,181,815 | 26,664,000 | 13.50% | ||
| 2 | RAYMOND JAMES & ASSOCIATES | 3,090,076 | 25,895,000 | 13.11% | ||
| 3 | Karpus Management, Inc. | 2,829,707 | 23,713,000 | 12.01% | ||
| 4 | Thomas J. Herzfeld Advisors, Inc. | 1,638,672 | 13,732,000 | 6.95% | ||
| 5 | MORGAN STANLEY | 1,625,379 | 13,621,000 | 6.90% | ||
| 6 | Gramercy Funds Management LLC | 1,474,815 | 12,359,000 | 6.26% | ||
| 7 | DESCHUTES PORTFOLIO STRATEGY, LLC | 1,410,100 | 11,817,000 | 5.98% | ||
| 8 | MARINER INVESTMENT GROUP LLC | 760,929 | 6,377,000 | 3.23% | ||
| 9 | CSS LLC/IL | 677,749 | 5,680,000 | 2.88% | ||
| 10 | Shaker Financial Services, LLC | 579,931 | 4,860,000 | 2.46% | ||
| 11 | LAZARD ASSET MANAGEMENT LLC | 574,700 | 4,815,000 | 2.44% | ||
| 12 | GEODE CAPITAL MANAGEMENT, LLC | 520,939 | 4,365,000 | 2.21% | ||
| 13 | WFG Advisors, LP | 430,376 | 3,607,000 | 1.83% | ||
| 14 | Bulldog Investors, LLP | 426,605 | 3,575,000 | 1.81% | ||
| 15 | HSBC HOLDINGS PLC | 411,748 | 3,450,000 | 1.75% | ||
| 16 | GOLDMAN SACHS GROUP INC | 365,834 | 3,066,000 | 1.55% | ||
| 17 | MSI Financial Services Inc | 312,859 | 2,622,000 | 1.33% | ||
| 18 | SENTINEL TRUST CO LBA | 251,381 | 2,107,000 | 1.07% | ||
| 19 | ROYAL BANK OF CANADA | 234,920 | 1,969,000 | 1.00% | ||
| 20 | DALTON GREINER HARTMAN MAHER & CO | 181,437 | 1,520,000 | 0.77% | ||
| 21 | BRINKER CAPITAL INC | 167,012 | 1,400,000 | 0.71% | ||
| 22 | WELLS FARGO & COMPANY/MN | 160,242 | 1,343,000 | 0.68% | ||
| 23 | SRH ADVISORS, LLC | 159,502 | 1,337,000 | 0.68% | ||
| 24 | WOLVERINE ASSET MANAGEMENT LLC | 143,910 | 1,205,000 | 0.61% | ||
| 25 | BANK OF NOVA SCOTIA | 139,752 | 1,171,000 | 0.59% | ||
| 26 | Centaur Capital Partners, L.P. | 120,000 | 1,006,000 | 0.51% | ||
| 27 | HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC | 118,292 | 991,000 | 0.50% | PRN | |
| 28 | LPL Financial LLC | 107,614 | 890,000 | 0.45% | ||
| 29 | PNC FINANCIAL SERVICES GROUP, INC. | 101,708 | 853,000 | 0.43% | ||
| 30 | IFP ADVISORS, INC | 86,663 | 726,000 | 0.37% | ||
| 31 | Ancora Advisors LLC | 85,432 | 716,000 | 0.36% | ||
| 32 | JBF Capital, Inc. | 72,106 | 604,000 | 0.31% | ||
| 33 | BAIRD FINANCIAL GROUP, INC. | 63,194 | 530,000 | 0.27% | ||
| 34 | Stratos Wealth Partners, LTD. | 53,992 | 452,000 | 0.23% | ||
| 35 | BANK OF AMERICA CORP /DE/ | 53,859 | 451,000 | 0.23% | ||
| 36 | GUGGENHEIM CAPITAL LLC | 53,710 | 450,000 | 0.23% | ||
| 37 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 49,934 | 418,000 | 0.21% | ||
| 38 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 48,776 | 409,000 | 0.21% | ||
| 39 | Camelot Portfolios, LLC | 44,637 | 374,000 | 0.19% | ||
| 40 | D.A. DAVIDSON & CO. | 43,354 | 363,000 | 0.18% | ||
| 41 | ADVISOR GROUP, INC. | 42,589 | 356,000 | 0.18% | ||
| 42 | GRACE & WHITE INC /NY | 36,560 | 306,000 | 0.15% | ||
| 43 | SII INVESTMENTS INC/WI | 34,759 | 292,000 | 0.15% | ||
| 44 | Cetera Advisor Networks LLC | 33,677 | 282,000 | 0.14% | ||
| 45 | OPPENHEIMER & CO INC | 33,636 | 282,000 | 0.14% | ||
| 46 | Roundview Capital LLC | 32,373 | 271,000 | 0.14% | ||
| 47 | INVESTMENT HOUSE LLC | 30,325 | 254,000 | 0.13% | ||
| 48 | Commonwealth Equity Services, Inc | 30,046 | 252,000 | 0.13% | ||
| 49 | KELMAN-LAZAROV, INC. | 30,425 | 251,623 | 0.13% | ||
| 50 | TFS CAPITAL LLC | 28,622 | 240,000 | 0.12% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
