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Institutional Investment Manager
CAPITAL ONE, NATIONAL ASSOCIATION
CAPITAL ONE, NATIONAL ASSOCIATION (CIK: 0000047288), registered under National Commercial Banks, located at 299 Park Avenue, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q4)
Portfolio Summary: 524 holdings with a total value of $1,160,723,000.
#
Name
Shares
Value ($)
%
Options
Notes
501 OLYMPIC STEEL INC 18,360 212,000 0.02%
502 EXTERRAN CORP 13,156 211,000 0.02%
503 L BRANDS INC 2,189 209,000 0.02%
504 ENTERGY CORP NEW 3,040 208,000 0.02%
505 Corrections Cp Amer Ne 7,741 205,000 0.02%
506 AMERICAN AXLE & MFG HLDGS INC COM 10,846 205,000 0.02%
507 FRANKLIN RESOURCES INC 5,539 204,000 0.02%
508 BLOCK H & R INC 6,133 204,000 0.02%
509 LONDON STK EXCHANGE GROUP ADR 19,638 203,000 0.02%
510 Suez Environment Unspon ADR 20,928 196,000 0.02%
511 RR DONNELLEY & SONS CO 13,112 193,000 0.02%
512 ARCHROCK INC COM 25,204 189,000 0.02%
513 MARATHON OIL CORP 12,342 155,000 0.01%
514 AFFYMETRIX INCOC-CAP STK CASH MGREFF 4/1/16 1 OLDUSD 14.00 PER SHARE 11,849 120,000 0.01%
515 UNITED STATES STL CORP NEW 14,852 118,000 0.01%
516 SunEdison Inc 22,909 117,000 0.01%
517 APOLLO INVT CORP 21,341 111,000 0.01%
518 UNICHARM CORP 24,245 100,000 0.01%
519 ANNALY CAP MGMT INC 10,566 99,000 0.01%
520 Key Energy Services, Inc. 100,000 48,000 0.00%
521 Turkiye Garanti Bankasi AS 18,164 44,000 0.00%
522 DRYSHIPS INC 50,000 9,000 0.00%
523 T-BAY HOLDINGS INC COM 19,074 2,000 0.00%
524 STELAX INDUSTRIES LTD COM 32,500 0 0.00%
Page 11 of 11

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000950123-16-012938, filed 2016.01.21).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.