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Institutional Investment Manager
NORTHERN TRUST CORP
NORTHERN TRUST CORP (CIK: 0000073124) incorporated in Delaware, registered under State Commercial Banks, located at 50 S Lasalle St, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q3)
Portfolio Summary: 4,293 holdings with a total value of $299,655,830,000.
#
Name
Shares
Value ($)
%
Options
Notes
101 ENTEROMEDICS INC 69,013 18,000 0.00%
102 LINCOLN EDL SVCS CORP 33,933 18,000 0.00%
103 CASI PHARMACEUTICALS INC COM 17,075 18,000 0.00%
104 INSTITUTIONAL FINL MKTS INC 11,807 18,000 0.00%
105 CHANTICLEER HLDGS INC 17,646 19,000 0.00%
106 Stereotaxis Inc 20,567 19,000 0.00%
107 FORWARD INDS INC N Y 13,335 19,000 0.00%
108 Echo Therapeutics Inc 12,493 19,000 0.00%
109 BIODEL INC 45,764 20,000 0.00%
110 NETLIST INC 46,877 20,000 0.00%
111 SUMMER INFANT INC 12,239 21,000 0.00%
112 U S ENERGY CORP WYO 42,220 21,000 0.00%
113 B2GOLD CORP 19,660 21,000 0.00%
114 FULL HOUSE RESORTS INC 14,756 21,000 0.00%
115 PROPHASE LABS INC 13,842 22,000 0.00%
116 ATLAS ENERGY GROUP LLC COM 10,046 22,000 0.00%
117 SWISHER HYGIENE INCNEW 17,699 22,000 0.00%
118 GLORI ENERGY INC 31,370 23,000 0.00%
119 UNI PIXEL INC COM NEW 23,143 24,000 0.00%
120 TETRALOGIC PHARMA CO 12,716 24,000 0.00%
121 LIGHTPATH TECHNOLOGIES INC 15,597 24,000 0.00%
122 LUNA INNOVATIONS 25,776 24,000 0.00%
123 URANIUM RES INC 29,076 24,000 0.00%
124 OXIGENE INC 25,756 24,000 0.00%
125 LiveDeal Inc 14,521 24,000 0.00%
126 ISHARES TR 22,839 25,000 0.00%
127 MAGNEGAS CORP 25,003 25,000 0.00%
128 ONCONOVA THERAPEUTICS 18,281 25,000 0.00%
129 MID CON ENERGY PARTNERS LP COM UNIT REPST 12,320 26,000 0.00%
130 OCULUS INNOVATIVE SCIENCES I 19,526 26,000 0.00%
131 JOES JEANS INC 72,948 26,000 0.00%
132 PHOTOMEDEX INC COM PAR $0.01 49,083 26,000 0.00%
133 MARATHON PATENT GROUP INCORPORATED COM NEW 14,833 27,000 0.00%
134 DIVERSIFIED RSTRNT HLDGS INC COM 10,120 27,000 0.00%
135 Enservco Corp 40,121 27,000 0.00%
136 DAKOTA PLAINS HOLDINGS INC 34,631 28,000 0.00%
137 CROSSROADS SYS INC COM NEW 21,277 28,000 0.00%
138 ParkerVision Inc. (PRKR) 149,655 28,000 0.00%
139 BLUELINX HLDGS INC 40,661 28,000 0.00%
140 GSE SYS INC 19,163 28,000 0.00%
141 Pacific Sunwear Calif Inc 93,381 30,000 0.00%
142 ACURA PHARMACEUTICALS INC 12,845 30,000 0.00%
143 CLEAN DIESEL TECHNOLOGIES IN 20,218 30,000 0.00%
144 SPDR SERIES TRUST 57,088 30,000 0.00%
145 BELLATRIX EXPLORATION LTD 19,766 30,000 0.00%
146 BARNWELL INDS INC 16,348 30,000 0.00%
147 TORCHLIGHT ENERGY RES INC 18,709 31,000 0.00%
148 SWIFT ENERGY CO 85,739 32,000 0.00%
149 NATIONAL AMERN UNIV HLDGS IN 11,364 32,000 0.00%
150 ERBA Diagnostics, Inc. 17,252 33,000 0.00%
Page 3 of 86

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001256484-15-000022, filed 2015.11.12).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.