| 1 |
WELLINGTON MANAGEMENT GROUP LLP |
7,230,325 |
3,182,000 |
20.75% |
|
|
| 2 |
Broadfin Capital, LLC |
5,155,530 |
2,268,000 |
14.79% |
|
|
| 3 |
AWM Investment Company, Inc. |
4,408,831 |
1,940,000 |
12.65% |
|
|
| 4 |
Rock Springs Capital Management LP |
4,000,000 |
1,760,000 |
11.48% |
|
|
| 5 |
FMR LLC |
4,000,000 |
1,760,000 |
11.48% |
|
|
| 6 |
GREAT POINT PARTNERS LLC |
3,316,966 |
1,459,000 |
9.51% |
|
|
| 7 |
ACUTA CAPITAL PARTNERS, LLC |
2,548,830 |
1,121,000 |
7.31% |
|
|
| 8 |
VANGUARD GROUP INC |
1,056,790 |
465,000 |
3.03% |
|
|
| 9 |
SABBY MANAGEMENT, LLC |
983,670 |
433,000 |
2.82% |
|
|
| 10 |
RENAISSANCE TECHNOLOGIES LLC |
572,200 |
252,000 |
1.64% |
|
|
| 11 |
GOLDMAN SACHS GROUP INC |
311,998 |
137,000 |
0.89% |
|
|
| 12 |
EDMOND DE ROTHSCHILD (SUISSE) S.A. |
241,050 |
106,000 |
0.69% |
|
|
| 13 |
EDMOND DE ROTHSCHILD HOLDING S.A. |
241,050 |
106,000 |
0.69% |
|
|
| 14 |
GEODE CAPITAL MANAGEMENT, LLC |
117,056 |
51,000 |
0.33% |
|
|
| 15 |
SHEPHERD KAPLAN KROCHUK, LLC |
90,525 |
40,000 |
0.26% |
|
|
| 16 |
BlackRock Fund Advisors |
79,929 |
35,000 |
0.23% |
|
|
| 17 |
DEUTSCHE BANK AG\ |
74,700 |
32,000 |
0.21% |
|
|
| 18 |
GROUP ONE TRADING LLC |
71,413 |
31,000 |
0.20% |
|
|
| 19 |
Psagot Value Holdings Ltd. |
71,000 |
31,000 |
0.20% |
|
|
| 20 |
NORTHERN TRUST CORP |
45,764 |
20,000 |
0.13% |
|
|
| 21 |
MILLENNIUM MANAGEMENT LLC |
45,950 |
20,000 |
0.13% |
|
|
| 22 |
BlackRock Institutional Trust Company, N.A. |
25,914 |
11,000 |
0.07% |
|
|
| 23 |
Virtu KCG Holdings LLC |
23,017 |
10,000 |
0.07% |
|
|
| 24 |
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM |
22,656 |
10,000 |
0.07% |
|
|
| 25 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
19,700 |
9,000 |
0.06% |
Put |
|
| 26 |
People's United Financial, Inc. |
20,000 |
9,000 |
0.06% |
|
|
| 27 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
21,484 |
9,000 |
0.06% |
|
|
| 28 |
First Allied Advisory Services, Inc. |
20,000 |
9,000 |
0.06% |
|
|
| 29 |
AMERIPRISE FINANCIAL INC |
15,000 |
7,000 |
0.05% |
|
|
| 30 |
FNY Managed Accounts LLC |
10,000 |
4,400 |
0.03% |
|
|
| 31 |
BlackRock Investment Management, LLC |
10,113 |
4,000 |
0.03% |
|
|
| 32 |
CITADEL ADVISORS LLC |
3,863 |
2,000 |
0.01% |
|
|
| 33 |
Plante Moran Financial Advisors, LLC |
1,470 |
1,000 |
0.01% |
|
|
| 34 |
ADVANTAGE INVESTMENT MANAGEMENT, LLC |
250 |
0 |
0.00% |
|
|
| 35 |
MORGAN STANLEY |
200 |
0 |
0.00% |
|
|
| 36 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
1,000 |
0 |
0.00% |
|
|
| 37 |
Creative Planning |
150 |
0 |
0.00% |
|
|
| 38 |
UBS Group AG |
373 |
0 |
0.00% |
|
|
| 39 |
BANK OF AMERICA CORP /DE/ |
742 |
0 |
0.00% |
|
|
