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Institutional Investment Manager
BARCLAYS PLC
BARCLAYS PLC (CIK: 0000312069), registered under Commercial Banks, Nec, located at 1 Churchill Place, London, X0. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q1)
Original 13F HR (0000312069-14-000202) filed in 2014.05.15
#
Name
Shares
Value ($)
%
Options
Notes
1 NUVEEN PREMIER MUN INCOME FD COM 7 0 0.00%
2 LENNAR CORP 4 0 0.00%
3 LDK SOLAR CO LTD COM 51,475 0 0.00%
4 DESARROLLADORA HOMEX A D R 42 0 0.00%
5 LDK SOLAR CO LTD COM 4,000 0 0.00%
6 WI-LAN INC 200 0 0.00%
7 LAKE SHORE GOLD CORP 15,200 0 0.00%
8 SUN LIFE FINL INC 2 0 0.00%
9 COTT CORP QUE 21 0 0.00%
10 LACLEDE GROUP INC 6 0 0.00%
11 WHITING USA TR I TR UNIT 53 0 0.00%
12 LL ENERGY INC 941 0 0.00%
13 Invesco Van Kampen Bond Fund 21 0 0.00%
14 BROWN SHOE COMPANY INC 11 0 0.00%
15 NUVEEN MUN INCOME FD INC 28 0 0.00%
16 COUPONS COM INC 12 0 0.00%
17 STEPAN CO 3 0 0.00%
18 LL ENERGY INC 87,786 0 0.00%
19 BROOKFIELD TOTAL RETURN FD I 14 0 0.00%
20 SKILLED HEALTHCARE GROUP 5 0 0.00%
21 BROADWIND ENERGY INC COM NEW 6 0 0.00%
22 NUVEEN MARYLAND QLT MUN INCORPORATED FD 9 0 0.00%
23 LL ENERGY INC 200 0 0.00% Put
24 NUVEEN CONNECTICUT QLTY MUN FD 20 0 0.00%
25 Smith Micro Software 117 0 0.00%
26 JAMES RIVER COAL CO 19,970 0 0.00%
27 STAR SCIENTIFIC INC 6,765 0 0.00%
28 STAR SCIENTIFIC INC 49,800 0 0.00% Call
29 STAR SCIENTIFIC INC 74,931 0 0.00%
30 STAR SCIENTIFIC INC 17,100 0 0.00% Put
31 STAR GAS PARTNERS L P 10 0 0.00%
32 JAMES RIVER COAL CO 7,400 0 0.00% Call
33 JAMES RIVER COAL CO 6,200 0 0.00% Put
34 JDS UNIPHASE CORP COM PAR $0.001 12 0 0.00%
35 DIAMONDROCK HOSPITALITY CO COM 13 0 0.00%
36 Jones Energy Inc 11 0 0.00%
37 SPIRIT RLTY CAP INC NEW 44 0 0.00%
38 DICE HOLDINGS INC 62 0 0.00%
39 BPZ RESOURCES INC COM 50 0 0.00%
40 SOUTHCROSS ENERGY PARTNERS L P COM UNIT LTDPT 2 0 0.00%
41 AMERICAN APPAREL INC COM 2,269 0 0.00%
42 BOX SHIPS INCORPORATE 197 0 0.00%
43 KINDER MORGAN INCORPORATED DEL WARRANT EXP 052517 115 0 0.00%
44 AMERICAN APPAREL INC COM 24,188 0 0.00%
45 COHEN & STEERS GLOBAL INCORPORATED BLDR 18 0 0.00%
46 KINGSWAY FINL SVCS INC 2 0 0.00%
47 Kior Inc 34,472 0 0.00%
48 Kior Inc 1,721 0 0.00%
49 KONAMI CORP SPONSORED ADR 9 0 0.00%
50 KOREA EQUITY FD INC COM 3 0 0.00%
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