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BROADWIND ENERGY INC
BROADWIND ENERGY INC. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 62 Institutional holders with a total value of $68,191,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 GENDELL JEFFREY L 1,446,201 17,672,000 25.92%
2 Numeric Investors LLC 626,744 7,659,000 11.23%
3 ACADIAN ASSET MANAGEMENT LLC 421,905 5,156,000 7.56%
4 ACK Asset Management LLC 404,818 4,947,000 7.25%
5 BlackRock Institutional Trust Company, N.A. 375,313 4,586,000 6.73%
6 VANGUARD GROUP INC 352,267 4,305,000 6.31%
7 Teton Advisors, Inc. 167,235 2,044,000 3.00%
8 BRIDGEWAY CAPITAL MANAGEMENT, LLC 160,300 1,959,000 2.87%
9 FULLER & THALER ASSET MANAGEMENT, INC. 142,400 1,740,000 2.55%
10 BOGLE INVESTMENT MANAGEMENT L P /DE/ 140,253 1,713,000 2.51%
11 RBF Capital, LLC 137,894 1,685,000 2.47%
12 Invesco Ltd. 135,309 1,653,000 2.42%
13 TFS CAPITAL LLC 129,616 1,584,000 2.32%
14 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 109,780 1,303,000 1.91%
15 GEODE CAPITAL MANAGEMENT, LLC 93,470 1,141,000 1.67%
16 Bank of New York Mellon Corp 63,717 778,000 1.14%
17 Aperio Group, LLC 53,508 654,000 0.96%
18 PERRITT CAPITAL MANAGEMENT INC 52,100 637,000 0.93%
19 COMMONWEALTH BANK OF AUSTRALIA 48,135 588,000 0.86%
20 SUSQUEHANNA INTERNATIONAL GROUP, LLP 46,333 567,000 0.83%
21 RENAISSANCE TECHNOLOGIES LLC 46,220 565,000 0.83%
22 BlackRock Fund Advisors 40,586 496,000 0.73%
23 CITADEL ADVISORS LLC 40,151 491,000 0.72%
24 AQR CAPITAL MANAGEMENT LLC 37,675 460,000 0.67%
25 BARCLAYS PLC 35,200 422,000 0.62% Call
26 Spark Investment Management LLC 31,400 383,000 0.56%
27 SUSQUEHANNA INTERNATIONAL GROUP, LLP 28,300 346,000 0.51% Call
28 NORTHERN TRUST CORP 24,449 299,000 0.44%
29 BlackRock Group LTD 18,927 231,000 0.34%
30 MILLENNIUM MANAGEMENT LLC 17,530 214,000 0.31%
31 JANE STREET GROUP, LLC 17,062 208,000 0.31%
32 TWO SIGMA ADVISERS, LP 16,890 206,000 0.30%
33 EAGLE GLOBAL ADVISORS LLC 16,500 202,000 0.30%
34 SUSQUEHANNA INTERNATIONAL GROUP, LLP 14,400 176,000 0.26% Put
35 SAC Capital Advisors LP 13,900 170,000 0.25%
36 ELLINGTON MANAGEMENT GROUP LLC 12,400 152,000 0.22%
37 Brandywine Global Investment Management, LLC 11,990 147,000 0.22%
38 ClariVest Asset Management LLC 10,121 124,000 0.18%
39 RUSSELL FRANK CO/ 8,379 102,000 0.15%
40 DIMENSIONAL FUND ADVISORS LP 7,934 97,000 0.14%
41 DEUTSCHE BANK AG\ 7,901 96,000 0.14%
42 WELLS FARGO & COMPANY/MN 7,307 89,000 0.13%
43 BLACKROCK ADVISORS LLC 2,781 34,000 0.05%
44 UBS AG 2,300 28,000 0.04% Put
45 MORGAN STANLEY 1,830 22,000 0.03%
46 Psagot Value Holdings Ltd. 1,173 14,000 0.02%
47 BARCLAYS PLC 1,000 12,000 0.02% Put
48 CITIGROUP INC 659 8,000 0.01%
49 MANUFACTURERS LIFE INSURANCE COMPANY, THE 649 8,000 0.01%
50 UBS AG 300 4,000 0.01%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.