| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Viaspace Inc. | 100,000 | 0 | 0.00% | ||
| 2 | ECOTALITY INC XXX | 100,000 | 0 | 0.00% | ||
| 3 | Serac Hldgs | 12,500 | 0 | 0.00% | ||
| 4 | Defentect Group | 23,000 | 0 | 0.00% | ||
| 5 | Options Media Group | 234,993 | 0 | 0.00% | ||
| 6 | First Merchants Acceptance | 13,000 | 0 | 0.00% | ||
| 7 | CMG Holdings Group | 10,100 | 0 | 0.00% | ||
| 8 | Leeward Capital | 20,000 | 0 | 0.00% | ||
| 9 | VITROTECH CORP | 15,000 | 0 | 0.00% | ||
| 10 | iSonea Ltd | 22,200 | 1,000 | 0.00% | ||
| 11 | Mount Gibson Iron LTD | 17,300 | 4,000 | 0.00% | ||
| 12 | Yorkey Optical Intl Cayman LTD | 42,000 | 5,000 | 0.00% | ||
| 13 | Metgasco LTD. | 150,000 | 5,000 | 0.00% | ||
| 14 | Carnarvon Petroleum LTD | 90,000 | 6,000 | 0.00% | ||
| 15 | CASTLE BRANDS INC COM | 10,000 | 8,000 | 0.00% | ||
| 16 | SunEdison Inc | 117,500 | 8,000 | 0.00% | ||
| 17 | FACB Industries Inc BHD | 39,000 | 9,000 | 0.00% | ||
| 18 | COBALT INTL ENERGY INC | 10,150 | 12,000 | 0.00% | ||
| 19 | QUICKLOGIC CORP | 10,000 | 14,000 | 0.00% | ||
| 20 | TERRAVIA HLDGS INC COM | 13,000 | 15,000 | 0.00% | ||
| 21 | AMYRIS INC COM | 40,000 | 29,000 | 0.00% | ||
| 22 | LADENBURG THALMAN FIN SVCS I | 20,000 | 49,000 | 0.00% | ||
| 23 | SORRENTO THERAPEUTICS INC COM NEW | 10,000 | 49,000 | 0.00% | ||
| 24 | FEDERATED EQUITY FDS KAUFMANN | 11,054 | 54,000 | 0.00% | ||
| 25 | NYMOX PHARMACEUTICAL CORP | 25,000 | 67,000 | 0.00% | ||
| 26 | Nuveen Short Dur H/Y Muni Bond | 10,059 | 98,000 | 0.00% | ||
| 27 | T ROWE PRICE TAX FREE SHORT INTERMED FUND INVESTOR CLASS | 17,795 | 99,000 | 0.00% | ||
| 28 | PIMCO Low Duration | 10,020 | 99,000 | 0.00% | ||
| 29 | Fidelity Spartan Inter Muni In | 10,021 | 102,000 | 0.00% | ||
| 30 | PENNEY J C | 14,012 | 116,000 | 0.00% | ||
| 31 | Vangard NY Long Trm T/E Fd | 10,370 | 120,000 | 0.00% | ||
| 32 | Vanguard Intermediate Term Bon | 10,769 | 121,000 | 0.00% | ||
| 33 | DNP SELECT INCOME FD INC | 12,073 | 124,000 | 0.01% | ||
| 34 | JHancock Glbl Abs Ret Strat Fd | 12,688 | 129,000 | 0.01% | ||
| 35 | JPMorgan Short Duration Bond Select | 12,140 | 131,000 | 0.01% | ||
| 36 | EXACT SCIENCES CORP | 10,700 | 143,000 | 0.01% | ||
| 37 | Vanguard Ltd Term T/E Fd-INV | 13,889 | 151,000 | 0.01% | ||
| 38 | JPMORGAN TR II EQTY INCOME SL | 10,533 | 160,000 | 0.01% | ||
| 39 | FORD MTR CO DEL | 14,233 | 173,000 | 0.01% | ||
| 40 | John Hancock Life Bal Fd | 12,378 | 177,000 | 0.01% | ||
| 41 | VANGUARD SHORT TERM TAX EXEMPT ADMIRAL SHS | 11,610 | 183,000 | 0.01% | ||
| 42 | T ROWE PRICE HIGH YIELD FD | 27,695 | 184,000 | 0.01% | ||
| 43 | PIMCO Short Term Fund | 18,974 | 186,000 | 0.01% | ||
| 44 | SOUTHWESTERN ENERGY CO | 17,335 | 188,000 | 0.01% | ||
| 45 | VANGUARD BD INDEX FD INC S-T BDINDX | 18,771 | 196,000 | 0.01% | ||
| 46 | Nansonics Limited | 90,051 | 200,000 | 0.01% | ||
| 47 | EBAY INC | 6,833 | 203,000 | 0.01% | ||
| 48 | MOODYS CORP | 2,162 | 204,000 | 0.01% | ||
| 49 | Fidelity Value Fund | 1,855 | 204,000 | 0.01% | ||
| 50 | AUTODESK INC | 2,762 | 204,000 | 0.01% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000315498-17-000001, filed 2017.01.18).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
