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SORRENTO THERAPEUTICS INC COM NEW
SORRENTO THERAPEUTICS INC COM NEW. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 70 Institutional holders with a total value of $71,081,983.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Wildcat Capital Management, LLC 2,799,790 13,719,000 19.30%
2 Cormorant Asset Management, LP 1,909,000 9,354,000 13.16%
3 VANGUARD GROUP INC 1,577,017 7,727,000 10.87%
4 Avoro Capital Advisors LLC 1,456,056 7,135,000 10.04%
5 INTELLECTUS PARTNERS, LLC 1,159,265 5,680,000 7.99%
6 BlackRock Fund Advisors 804,563 3,942,000 5.55%
7 BlackRock Institutional Trust Company, N.A. 651,615 3,193,000 4.49%
8 STATE STREET CORP 514,597 2,519,000 3.54%
9 NORTHERN TRUST CORP 376,710 1,846,000 2.60%
10 GEODE CAPITAL MANAGEMENT, LLC 353,433 1,731,000 2.44%
11 FRANKLIN RESOURCES INC 339,400 1,663,000 2.34%
12 MILLENNIUM MANAGEMENT LLC 248,685 1,219,000 1.71%
13 UBS Group AG 160,270 786,000 1.11%
14 MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC 151,260 741,000 1.04%
15 Bank of New York Mellon Corp 149,755 734,000 1.03%
16 BANK OF AMERICA CORP /DE/ 149,122 731,000 1.03%
17 Vident Investment Advisory, LLC 142,114 696,000 0.98%
18 WELLS FARGO & COMPANY/MN 125,261 614,000 0.86%
19 PUTNAM INVESTMENTS LLC 115,877 568,000 0.80%
20 TIAA CREF INVESTMENT MANAGEMENT LLC 109,818 538,000 0.76%
21 DEUTSCHE BANK AG\ 109,274 534,000 0.75%
22 MORGAN STANLEY 107,743 528,000 0.74%
23 BlackRock Investment Management, LLC 104,124 510,000 0.72%
24 COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 96,154 471,000 0.66%
25 Swiss National Bank 75,764 371,000 0.52%
26 SUSQUEHANNA INTERNATIONAL GROUP, LLP 62,886 308,000 0.43%
27 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 51,949 255,000 0.36%
28 TEACHERS ADVISORS, LLC 41,908 205,000 0.29%
29 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 39,855 196,000 0.28%
30 ALLIANCEBERNSTEIN L.P. 38,800 190,000 0.27%
31 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 38,400 188,000 0.26%
32 RHUMBLINE ADVISERS 32,000 157,000 0.22%
33 HighTower Advisors, LLC 31,730 155,000 0.22%
34 GLENMEDE TRUST CO NA 29,135 142,000 0.20%
35 Creative Planning 28,600 140,000 0.20%
36 NEW YORK STATE COMMON RETIREMENT FUND 25,900 127,000 0.18%
37 MATRIX ASSET ADVISORS INC/NY 22,000 108,000 0.15%
38 MANUFACTURERS LIFE INSURANCE COMPANY, THE 19,619 96,000 0.14%
39 CREDIT SUISSE AG/ 17,510 85,000 0.12%
40 GSA CAPITAL PARTNERS LLP 17,019 83,000 0.12%
41 AMERICAN INTERNATIONAL GROUP, INC. 16,502 81,000 0.11%
42 Nationwide Fund Advisors 16,454 81,000 0.11%
43 Squarepoint Ops LLC 16,116 79,000 0.11%
44 DIMENSIONAL FUND ADVISORS LP 16,015 78,000 0.11%
45 BLACKROCK ADVISORS LLC 15,097 74,000 0.10%
46 VOYA INVESTMENT MANAGEMENT LLC 14,911 73,000 0.10%
47 RUSSELL INVESTMENTS GROUP, LTD. 13,724 69,000 0.10%
48 SIMPLEX TRADING, LLC 14,016 68,000 0.10%
49 GOLDMAN SACHS GROUP INC 12,267 60,000 0.08%
50 GAGNON SECURITIES LLC 11,116 54,000 0.08%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.