| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Leeward Capital | 20,000 | 0 | 0.00% | ||
| 2 | ECOTALITY INC XXX | 100,000 | 0 | 0.00% | ||
| 3 | CMG Holdings Group | 10,100 | 0 | 0.00% | ||
| 4 | Defentect Group | 23,000 | 0 | 0.00% | ||
| 5 | Options Media Group | 234,993 | 0 | 0.00% | ||
| 6 | Serac Hldgs | 12,500 | 0 | 0.00% | ||
| 7 | First Merchants Acceptance | 13,000 | 0 | 0.00% | ||
| 8 | Viaspace Inc. | 100,000 | 0 | 0.00% | ||
| 9 | VITROTECH CORP | 15,000 | 0 | 0.00% | ||
| 10 | iSonea Ltd | 22,200 | 1,000 | 0.00% | ||
| 11 | Paxys | 65,000 | 4,000 | 0.00% | ||
| 12 | Metgasco LTD. | 150,000 | 5,000 | 0.00% | ||
| 13 | Carnarvon Petroleum LTD | 90,000 | 8,000 | 0.00% | ||
| 14 | TERRAVIA HLDGS INC COM | 13,000 | 9,000 | 0.00% | ||
| 15 | SunEdison Inc | 117,500 | 9,000 | 0.00% | ||
| 16 | FACB Industries Inc BHD | 39,000 | 11,000 | 0.00% | ||
| 17 | COBALT INTL ENERGY INC | 20,150 | 11,000 | 0.00% | ||
| 18 | CASTLE BRANDS INC COM | 10,000 | 16,000 | 0.00% | ||
| 19 | QUICKLOGIC CORP | 10,000 | 18,000 | 0.00% | ||
| 20 | AMYRIS INC COM | 40,000 | 21,000 | 0.00% | ||
| 21 | SORRENTO THERAPEUTICS INC COM NEW | 10,000 | 40,000 | 0.00% | ||
| 22 | LADENBURG THALMAN FIN SVCS I | 20,000 | 50,000 | 0.00% | ||
| 23 | FEDERATED EQUITY FDS KAUFMANN | 11,054 | 59,000 | 0.00% | ||
| 24 | NYMOX PHARMACEUTICAL CORP | 25,000 | 91,000 | 0.00% | ||
| 25 | PIMCO Low Duration | 10,070 | 99,000 | 0.00% | ||
| 26 | T ROWE PRICE TAX FREE SHORT INTERMED FUND INVESTOR CLASS | 17,859 | 100,000 | 0.00% | ||
| 27 | Fidelity Spartan Inter Muni In | 10,087 | 103,000 | 0.00% | ||
| 28 | Vanguard Intermediate Term Bon | 10,769 | 122,000 | 0.00% | ||
| 29 | Vangard NY Long Trm T/E Fd | 10,802 | 125,000 | 0.00% | ||
| 30 | JHancock Glbl Abs Ret Strat Fd | 12,688 | 129,000 | 0.01% | ||
| 31 | DNP SELECT INCOME FD INC | 12,073 | 130,000 | 0.01% | ||
| 32 | JPMorgan Short Duration Bond Select | 12,173 | 132,000 | 0.01% | ||
| 33 | FORD MTR CO DEL | 12,533 | 146,000 | 0.01% | ||
| 34 | Vanguard Ltd Term T/E Fd-INV | 13,943 | 152,000 | 0.01% | ||
| 35 | JPMORGAN TR II EQTY INCOME SL | 10,533 | 165,000 | 0.01% | ||
| 36 | VANGUARD SHORT TERM TAX EXEMPT ADMIRAL SHS | 11,610 | 183,000 | 0.01% | ||
| 37 | John Hancock Life Bal Fd | 12,398 | 185,000 | 0.01% | ||
| 38 | T ROWE PRICE HIGH YIELD FD | 27,695 | 186,000 | 0.01% | ||
| 39 | PIMCO Short Term Fund | 19,009 | 187,000 | 0.01% | ||
| 40 | VANGUARD BD INDEX FD INC S-T BDINDX | 18,802 | 196,000 | 0.01% | ||
| 41 | TRI CONTL CORP | 8,662 | 200,000 | 0.01% | ||
| 42 | EDISON INTL | 2,520 | 201,000 | 0.01% | ||
| 43 | INTL PAPER CO | 3,964 | 201,000 | 0.01% | ||
| 44 | WYNDHAM WORLDWIDE CORP | 2,400 | 202,000 | 0.01% | ||
| 45 | AFFILIATED MANAGERS GROUP | 1,231 | 202,000 | 0.01% | ||
| 46 | FIDELITY BALANCED | 8,731 | 203,000 | 0.01% | ||
| 47 | MURPHY OIL | 7,100 | 203,000 | 0.01% | ||
| 48 | FRANKLIN RESOURCES INC | 4,852 | 204,000 | 0.01% | ||
| 49 | VALMONT INDS INC | 1,320 | 205,000 | 0.01% | ||
| 50 | CONSTELLATION BRANDS INC | 1,270 | 206,000 | 0.01% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000315498-17-000002, filed 2017.05.11).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
