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LADENBURG THALMAN FIN SVCS I COM
LADENBURG THALMAN FIN SVCS I COM. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 81 Institutional holders with a total value of $58,954,089.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BlackRock Finance, Inc. 7,116,963 17,651,000 29.94%
2 VANGUARD GROUP INC 4,089,865 10,143,000 17.20%
3 DIMENSIONAL FUND ADVISORS LP 1,957,699 4,855,000 8.24%
4 STATE STREET CORP 1,625,992 4,030,000 6.84%
5 NORTHERN TRUST CORP 1,047,809 2,598,000 4.41%
6 LADENBURG THALMANN FINANCIAL SERVICES INC. 799,116 1,972,000 3.34%
7 GEODE CAPITAL MANAGEMENT, LLC 712,941 1,768,000 3.00%
8 GSA CAPITAL PARTNERS LLP 535,609 1,328,000 2.25%
9 Bank of New York Mellon Corp 494,325 1,226,000 2.08%
10 RENAISSANCE TECHNOLOGIES LLC 408,300 1,013,000 1.72%
11 VICTORY CAPITAL MANAGEMENT INC 381,594 946,000 1.60%
12 TIAA CREF INVESTMENT MANAGEMENT LLC 364,376 904,000 1.53%
13 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 360,800 895,000 1.52%
14 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 359,699 893,000 1.51%
15 WELLS FARGO & COMPANY/MN 275,428 683,000 1.16%
16 ACG Wealth 264,000 655,000 1.11%
17 BANK OF AMERICA CORP /DE/ 245,629 609,000 1.03%
18 TEACHERS ADVISORS, LLC 236,201 586,000 0.99%
19 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 203,378 504,000 0.85%
20 MORGAN STANLEY 195,205 484,000 0.82%
21 Swiss National Bank 176,339 437,000 0.74%
22 RAYMOND JAMES & ASSOCIATES 167,813 416,000 0.71%
23 NEW YORK STATE COMMON RETIREMENT FUND 143,854 357,000 0.61%
24 D. E. Shaw & Co., Inc. 128,910 320,000 0.54%
25 RHUMBLINE ADVISERS 127,784 317,000 0.54%
26 MANUFACTURERS LIFE INSURANCE COMPANY, THE 86,683 214,000 0.36%
27 SG Americas Securities, LLC 81,837 203,000 0.34%
28 METROPOLITAN LIFE INSURANCE CO/NY 74,856 186,000 0.32%
29 JPMORGAN CHASE & CO 71,266 177,000 0.30%
30 CITADEL ADVISORS LLC 69,616 173,000 0.29%
31 Nationwide Fund Advisors 66,623 165,000 0.28%
32 AMERICAN INTERNATIONAL GROUP, INC. 62,276 154,000 0.26%
33 ROYAL BANK OF CANADA 54,717 135,000 0.23%
34 A.R.T. Advisors, LLC 54,300 134,000 0.23%
35 VOYA INVESTMENT MANAGEMENT LLC 47,269 117,000 0.20%
36 JACOBS LEVY EQUITY MANAGEMENT, INC 45,117 112,000 0.19%
37 ALLIANCEBERNSTEIN L.P. 41,100 102,000 0.17%
38 MILLENNIUM MANAGEMENT LLC 40,710 101,000 0.17%
39 GOLDMAN SACHS GROUP INC 38,235 95,000 0.16%
40 CREDIT SUISSE AG/ 32,990 82,000 0.14%
41 UBS Group AG 31,223 78,000 0.13%
42 PRICE T ROWE ASSOCIATES INC /MD/ 29,700 74,000 0.13%
43 BROWN ADVISORY INC 30,000 74,000 0.13%
44 Legal & General Group Plc 29,850 73,000 0.12%
45 Virtu KCG Holdings LLC 26,336 65,000 0.11%
46 DEUTSCHE BANK AG\ 26,378 64,000 0.11%
47 OXFORD ASSET MANAGEMENT LLP 25,087 62,000 0.11%
48 HighTower Advisors, LLC 23,738 59,000 0.10%
49 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 23,367 57,950 0.10%
50 PARAMETRIC PORTFOLIO ASSOCIATES LLC 21,208 53,000 0.09%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.