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Institutional Investment Manager
GUARDIAN INVESTOR SERVICES LLC
GUARDIAN INVESTOR SERVICES LLC (CIK: 0000728572) incorporated in New York, located at 7 Hanover Square, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q1)
Portfolio Summary: 501 holdings with a total value of $128,941,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 APPLE INC 6,938 3,724,000 2.89%
2 EXXON MOBIL CORP 33,686 3,290,000 2.55%
3 ISHARES NASDAQ BIOTECHNOLOGY ETF 2,164 2,412,000 1.87%
4 MICROSOFT CORP 58,578 2,401,000 1.86%
5 JOHNSON & JOHNSON 21,756 2,137,000 1.66%
6 GENERAL ELECTRIC CO 78,015 2,020,000 1.57%
7 WELLS FARGO & CO NEW 36,963 1,839,000 1.43%
8 CHEVRON CORP NEW 14,830 1,763,000 1.37%
9 JPMORGAN CHASE & CO 28,987 1,760,000 1.36%
10 BERKSHIRE HATHAWAY INC DEL 13,880 1,735,000 1.35%
11 PROCTER AND GAMBLE CO 20,961 1,689,000 1.31%
12 PFIZER INC 49,975 1,605,000 1.24%
13 INTERNATIONAL BUSINESS MACHS 7,871 1,515,000 1.17%
14 AT&T INC 40,622 1,425,000 1.11%
15 BANK AMER CORP 82,246 1,415,000 1.10%
16 MERCK & CO INC 22,531 1,279,000 0.99%
17 COCA COLA CO 29,284 1,132,000 0.88%
18 CITIGROUP INC 23,388 1,113,000 0.86%
19 ORACLE CORP 27,060 1,107,000 0.86%
20 VERIZON COMMUNICATIONS INC 22,067 1,050,000 0.81%
21 QUALCOMM INC 13,028 1,027,000 0.80%
22 PHILIP MORRIS INTL INC 12,355 1,012,000 0.78%
23 DISNEY WALT CO 12,602 1,009,000 0.78%
24 COMCAST CORP NEW 20,095 1,005,000 0.78%
25 SCHLUMBERGER LTD 10,155 990,000 0.77%
26 INTEL CORP 38,331 989,000 0.77%
27 PEPSICO INC 11,826 987,000 0.77%
28 AMAZON COM INC 2,859 962,000 0.75%
29 WAL-MART STORES INC 12,476 954,000 0.74%
30 CISCO SYS INC 41,228 924,000 0.72%
31 HOME DEPOT INC 10,859 859,000 0.67%
32 VISA INC 3,927 848,000 0.66%
33 GILEAD SCIENCES INC 11,824 838,000 0.65%
34 FACEBOOK INC 12,683 764,000 0.59%
35 UNITED TECHNOLOGIES CORP 6,510 761,000 0.59%
36 MCDONALDS CORP 7,673 752,000 0.58%
37 AMGEN INC 5,815 717,000 0.56%
38 CVS HEALTH CORP 9,178 687,000 0.53%
39 BOEING CO 5,331 669,000 0.52%
40 3M CO 4,932 669,000 0.52%
41 UNION PAC CORP 3,552 667,000 0.52%
42 CONOCOPHILLIPS 9,447 665,000 0.52%
43 BRISTOL MYERS SQUIBB CO 12,697 660,000 0.51%
44 AMERICAN EXPRESS CO 7,105 640,000 0.50%
45 UNITEDHEALTH GROUP INC 7,764 637,000 0.49%
46 ABBVIE INC 12,267 631,000 0.49%
47 US BANCORP DEL 14,083 604,000 0.47%
48 MASTERCARD INCORPORATED 7,983 596,000 0.46%
49 OCCIDENTAL PETE CORP DEL 6,216 592,000 0.46%
50 ALTRIA GROUP INC 15,422 577,000 0.45%
Page 1 of 11

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000728572-14-000009, filed 2014.05.14).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.