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Institutional Investment Manager
BAILARD, INC.
BAILARD, INC. (CIK: 0000750641) incorporated in California, located at 950 Tower Lane Suite 1900, Foster City, CA. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001085146-16-004676) filed in 2016.11.09
#
Name
Shares
Value ($)
%
Options
Notes
1 POWERSHARES QQQ TRUST 509,230 60,456 5.51%
2 ISHARES TR 1,540,944 57,708 5.26%
3 ISHARES RUSSELL 2000 VALUE ETF 524,997 54,993 5.01%
4 SPDR GOLD TR 437,116 54,918 5.01%
5 VANGUARD INDEX FDS 457,132 50,892 4.64%
6 ISHARES TR 413,702 46,508 4.24%
7 SPDR SER TR 500,658 24,457 2.23%
8 APPLE INC 181,502 20,519 1.87%
9 SPDR SER TR 359,078 17,983 1.64%
10 ISHARES TR 136,537 16,479 1.50%
11 ISHARES TR 128,813 16,077 1.47%
12 MICROSOFT CORP 265,492 15,292 1.39%
13 SPDR S&P 500 ETF TR 69,607 15,056 1.37%
14 ISHARES TR 118,231 13,341 1.22%
15 JOHNSON & JOHNSON 95,794 11,316 1.03%
16 VANGUARD WORLD FD 88,968 10,709 0.98%
17 GLAXOSMITHKLINE PLC 500,000 10,671 0.97%
18 ISHARES TR 67,069 10,376 0.95%
19 FACEBOOK INC 78,996 10,133 0.92%
20 ALPHABET INC 12,346 9,927 0.90%
21 VANGUARD INTL EQUITY INDEX F 211,797 9,622 0.88%
22 ISHARES TR 51,810 9,031 0.82%
23 ACCENTURE PLC IRELAND 69,553 8,497 0.77%
24 JPMORGAN CHASE & CO 126,710 8,438 0.77%
25 VANGUARD INDEX FDS 96,559 8,376 0.76%
26 ISHARES TR 38,216 8,314 0.76%
27 VANGUARD SCOTTSDALE FDS 99,374 8,005 0.73%
28 VANGUARD INTL EQUITY INDEX F 205,510 7,733 0.70%
29 HOME DEPOT INC 59,684 7,680 0.70%
30 VANGUARD WORLD FDS 55,865 7,647 0.70%
31 VANGUARD WORLD FD 55,734 7,407 0.68%
32 VANGUARD TAX-MANAGED FDS 196,652 7,357 0.67%
33 CISCO SYS INC 231,621 7,347 0.67%
34 VANGUARD WORLD FDS 55,529 6,982 0.64%
35 INTEL CORP 181,053 6,835 0.62%
36 SELECT SECTOR SPDR TR 351,623 6,786 0.62%
37 VISA INC 79,353 6,563 0.60%
38 UNITED PARCEL SERVICE INC 57,831 6,324 0.58%
39 DISCOVER FINL SVCS 106,627 6,030 0.55%
40 VANGUARD WORLD FDS 53,417 5,924 0.54%
41 PNC FINL SVCS GROUP INC 65,498 5,901 0.54%
42 GENERAL MLS INC 90,522 5,783 0.53%
43 ALPHABET INC 7,341 5,706 0.52%
44 MEDTRONIC PLC 65,971 5,700 0.52%
45 KIMBERLY CLARK CORP 43,019 5,426 0.49%
46 EXXON MOBIL CORP 61,602 5,377 0.49%
47 NXP SEMICONDUCTORS N V 52,657 5,372 0.49%
48 COSTCO WHSL CORP NEW 34,826 5,311 0.48%
49 DISNEY WALT CO 57,113 5,304 0.48%
50 TJX COS INC NEW 69,401 5,190 0.47%
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New Holding filing (0001085146-18-000246) filed in 2018.01.29
#
Name
Shares
Value ($)
%
Options
Notes
1 BANCO MACRO SA 7,000 548 60.15%
2 BANCO BRADESCO S A 40,000 363 39.85%
Restatement filing (0001085146-18-000245) filed in 2018.01.29
#
Name
Shares
Value ($)
%
Options
Notes
251 SPDR SER TR 12,711 1,072 0.10%
252 SPDR SERIES TRUST 121,557 3,740 0.35%
253 SPECTRANETICS CORP 41,000 43 0.00%
254 SPIRIT AEROSYSTEMS HLDGS INC 38,945 1,735 0.16%
255 SPROTT PHYSICAL GOLD TRUST 306,275 3,353 0.31%
256 SSGA ACTIVE ETF TR 23,495 1,111 0.10%
257 STEMLINE THERAPEUTICS INC 94,785 1,027 0.09%
258 STONERIDGE INC COM 15,000 276 0.03%
259 STRYKER CORP 42,927 4,997 0.46%
260 SUN CMNTYS INC 4,750 373 0.03%
261 SYSCO CORP 7,297 358 0.03%
262 Spectra Energy Corp Com 28,997 1,240 0.11%
263 TAIWAN SEMICONDUCTOR MFG LTD 89,500 2,738 0.25%
264 TARGET CORP 5,910 406 0.04%
265 TARO PHARMACEUTICAL INDS LTD 15,000 1,658 0.15%
266 TATA MTRS LTD 5,162 206 0.02%
267 TENNECO INC 56,590 3,297 0.30%
268 TEVA PHARMACEUTICAL INDS LTD 80,361 3,697 0.34%
269 TEXAS INSTRS INC 4,308 302 0.03%
270 THERMO FISHER SCIENTIFIC INC 29,073 4,624 0.43%
271 TIME WARNER INC 61,486 4,895 0.45%
272 TJX COS INC NEW 69,401 5,190 0.48%
273 TRAVELERS COMPANIES INC 7,826 896 0.08%
274 TRINSEO S A 42,760 2,419 0.22%
275 UNION PAC CORP 35,254 3,438 0.32%
276 UNITED PARCEL SERVICE INC 57,831 6,324 0.58%
277 UNITED TECHNOLOGIES CORP 7,046 716 0.07%
278 UNITEDHEALTH GROUP INC 15,954 2,234 0.21%
279 US BANCORP DEL 114,673 4,918 0.45%
280 US FOODS HLDG CORP 102,505 2,420 0.22%
281 V F CORP 73,018 4,093 0.38%
282 VANECK VECTORS ETF TR 14,215 251 0.02%
283 VANECK VECTORS ETF TR 7,100 265 0.02%
284 VANGUARD INDEX FDS 96,559 8,376 0.77%
285 VANGUARD INDEX FDS 40,516 4,484 0.41%
286 VANGUARD INDEX FDS 6,300 625 0.06%
287 VANGUARD INDEX FDS 457,132 50,892 4.70%
288 VANGUARD INTL EQUITY INDEX F 4,008 225 0.02%
289 VANGUARD INTL EQUITY INDEX F 211,797 9,622 0.89%
290 VANGUARD INTL EQUITY INDEX F 205,510 7,733 0.71%
291 VANGUARD SCOTTSDALE FDS 99,374 8,005 0.74%
292 VANGUARD SCOTTSDALE FDS 4,349 395 0.04%
293 VANGUARD SCOTTSDALE FDS 29,962 2,684 0.25%
294 VANGUARD SPECIALIZED FUNDS 2,880 242 0.02%
295 VANGUARD TAX-MANAGED FDS 196,652 7,357 0.68%
296 VANGUARD WHITEHALL FDS 6,848 494 0.05%
297 VANGUARD WORLD FD 31,098 3,038 0.28%
298 VANGUARD WORLD FD 88,968 10,709 0.99%
299 VANGUARD WORLD FD 55,734 7,407 0.68%
300 VANGUARD WORLD FD 25,125 2,687 0.25%
Page 6 of 7