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Institutional Investment Manager
STEPHENS INC /AR/
STEPHENS INC /AR/ (CIK: 0000757657) incorporated in Arkansas, located at 111 Center St, Little Rock, AR. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0000757657-16-000062) filed in 2016.11.10
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 1,589,752 122,045 5.35%
2 CERUS CORP 1,221,208 7,584 0.33%
3 ISHARES TR 893,600 94,382 4.13%
4 AT&T INC 880,318 35,750 1.57%
5 ISHARES RUSSELL 2000 VALUE ETF 811,591 85,014 3.72%
6 ISHARES TR 801,157 78,009 3.42%
7 BANK AMER CORP 787,919 12,331 0.54%
8 SPDR SERIES TRUST 769,314 47,190 2.07%
9 HOME BANCSHARES INC 713,473 14,847 0.65%
10 ENERGY TRANSFER L P 686,733 11,530 0.50%
11 ISHARES TR 616,853 64,258 2.81%
12 ALPS ETF TR 507,227 6,437 0.28%
13 GENERAL ELECTRIC CO 485,115 14,369 0.63%
14 VERIZON COMMUNICATIONS INC 471,516 24,509 1.07%
15 MERCK & CO INC 368,127 22,975 1.01%
16 KKR & CO LP COMMON UNITS 363,087 5,178 0.23%
17 PFIZER INC 354,269 11,999 0.53%
18 GLAXOSMITHKLINE PLC 337,276 14,547 0.64%
19 ABBVIE INC 316,283 19,948 0.87%
20 CISCO SYS INC 311,185 9,871 0.43%
21 ALTRIA GROUP INC 309,063 19,542 0.86%
22 FRONTIER COMMUNICATIONS CORP 302,790 1,260 0.06%
23 EXXON MOBIL CORP 295,232 25,768 1.13%
24 INTEL CORP 286,113 10,801 0.47%
25 COCA COLA CO 278,355 11,780 0.52%
26 MICROSOFT CORP 277,826 16,003 0.70%
27 ISHARES TR 263,638 21,260 0.93%
28 BCE INC 257,832 11,907 0.52%
29 HUNTINGTON BANCSHARES INC 252,372 2,488 0.11%
30 WAL-MART STORES INC 251,385 18,130 0.79%
31 SANOFI 246,508 9,414 0.41%
32 VANGUARD INTL EQUITY INDEX F 244,192 11,094 0.49%
33 PROCTER AND GAMBLE CO 242,958 21,805 0.96%
34 WEYERHAEUSER CO 239,309 7,644 0.33%
35 INTERPUBLIC GROUP COS INC 224,809 5,024 0.22%
36 REYNOLDS AMERICAN INC 223,612 10,543 0.46%
37 FREEPORT-MCMORAN INC 221,961 2,410 0.11%
38 VANGUARD TAX-MANAGED FDS 215,423 8,059 0.35%
39 PPL CORP 212,122 7,333 0.32%
40 APPLE INC 207,622 23,472 1.03%
41 WELLS FARGO & CO NEW 205,100 9,082 0.40%
42 VANGUARD INDEX FDS 204,474 17,736 0.78%
43 CONNS INC 203,786 2,103 0.09%
44 VANGUARD INTL EQUITY INDEX F 202,445 7,618 0.33%
45 CHESAPEAKE ENERGY CORP 193,779 1,215 0.05%
46 FIRST TR MORNINGSTAR DIV LEA 188,656 5,145 0.23%
47 CLEARBRIDGE ENERGY MLP TR FD 185,730 2,427 0.11%
48 SOUTHERN CO 182,331 9,354 0.41%
49 BP PLC 181,620 6,386 0.28%
50 ENTERPRISE PRODS PARTNERS L 175,501 4,849 0.21%
Page 1 of 16
Restatement filing (0000757657-16-000068) filed in 2016.11.30
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 1,589,752 122,045 5.34%
2 ISHARES TR 893,600 94,382 4.13%
3 ISHARES RUSSELL 2000 VALUE ETF 811,591 85,014 3.72%
4 ISHARES TR 801,157 78,009 3.42%
5 ISHARES TR 616,853 64,258 2.81%
6 SPDR SERIES TRUST 769,314 47,190 2.07%
7 AT&T INC 880,318 35,750 1.57%
8 ISHARES TR 165,060 28,773 1.26%
9 EXXON MOBIL CORP 295,232 25,768 1.13%
10 VERIZON COMMUNICATIONS INC 471,516 24,509 1.07%
11 APPLE INC 207,622 23,472 1.03%
12 MERCK & CO INC 368,127 22,975 1.01%
13 PROCTER AND GAMBLE CO 242,958 21,805 0.95%
14 ISHARES RUSSELL 2000 GROWTH ETF 143,198 21,322 0.93%
15 ISHARES TR 263,638 21,260 0.93%
16 ABBVIE INC 316,283 19,948 0.87%
17 ALTRIA GROUP INC 309,063 19,542 0.86%
18 JOHNSON & JOHNSON 161,527 19,081 0.84%
19 WAL-MART STORES INC 251,385 18,130 0.79%
20 VANGUARD INDEX FDS 204,474 17,736 0.78%
21 ISHARES RUSSELL 1000 ETF 137,806 16,600 0.73%
22 CHEVRON CORP NEW 159,986 16,466 0.72%
23 MICROSOFT CORP 277,826 16,003 0.70%
24 VANGUARD INDEX FDS 136,662 15,215 0.67%
25 HOME BANCSHARES INC 713,473 14,847 0.65%
26 GLAXOSMITHKLINE PLC 337,276 14,547 0.64%
27 GENERAL ELECTRIC CO 485,115 14,369 0.63%
28 PEPSICO INC 124,459 13,537 0.59%
29 PHILIP MORRIS INTL INC 139,172 13,530 0.59%
30 MCDONALDS CORP 110,586 12,757 0.56%
31 ISHARES TR 100,445 12,476 0.55%
32 BANK AMER CORP 787,919 12,331 0.54%
33 SPDR S&P 500 ETF TR 55,822 12,074 0.53%
34 PFIZER INC 354,269 11,999 0.53%
35 BCE INC 257,832 11,907 0.52%
36 COCA COLA CO 278,355 11,780 0.52%
37 ISHARES TR 94,790 11,532 0.50%
38 ENERGY TRANSFER L P 686,733 11,530 0.50%
39 DUKE ENERGY CORP NEW 141,718 11,343 0.50%
40 VANGUARD INTL EQUITY INDEX F 244,192 11,094 0.49%
41 JPMORGAN CHASE & CO 163,883 10,913 0.48%
42 INTEL CORP 286,113 10,801 0.47%
43 REYNOLDS AMERICAN INC 223,612 10,543 0.46%
44 KIMBERLY CLARK CORP 79,514 10,030 0.44%
45 CISCO SYS INC 311,185 9,871 0.43%
46 SANOFI 246,508 9,414 0.41%
47 SOUTHERN CO 182,331 9,354 0.41%
48 WELLS FARGO & CO NEW 205,100 9,082 0.40%
49 BRISTOL MYERS SQUIBB CO 167,510 9,032 0.40%
50 SIMON PPTY GROUP INC NEW 43,072 8,916 0.39%
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