| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 1,392,380 | 18,199,000 | 18.26% | ||
| 2 | Advisors Asset Management, Inc. | 1,059,897 | 13,853,000 | 13.90% | ||
| 3 | SIT INVESTMENT ASSOCIATES INC | 992,025 | 12,966,000 | 13.01% | ||
| 4 | WELLS FARGO & COMPANY/MN | 917,396 | 11,990,000 | 12.03% | ||
| 5 | Oxbow Advisors, LLC | 791,770 | 10,348,000 | 10.38% | ||
| 6 | GUGGENHEIM CAPITAL LLC | 594,072 | 7,765,000 | 7.79% | ||
| 7 | Horizon Kinetics LLC | 325,877 | 4,259,000 | 4.27% | ||
| 8 | Janney Montgomery Scott LLC | 194,595 | 2,543,000 | 2.55% | ||
| 9 | STEPHENS INC /AR/ | 185,730 | 2,427,000 | 2.43% | ||
| 10 | BANK OF NOVA SCOTIA | 136,132 | 1,779,000 | 1.78% | ||
| 11 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 135,743 | 1,774,000 | 1.78% | ||
| 12 | LPL Financial LLC | 129,083 | 1,647,000 | 1.65% | ||
| 13 | BANK OF AMERICA CORP /DE/ | 124,081 | 1,621,000 | 1.63% | ||
| 14 | UBS Group AG | 108,932 | 1,424,000 | 1.43% | ||
| 15 | Invesco Ltd. | 104,073 | 1,360,000 | 1.36% | ||
| 16 | ROYAL BANK OF CANADA | 85,673 | 1,120,000 | 1.12% | ||
| 17 | STIFEL FINANCIAL CORP | 81,236 | 1,064,000 | 1.07% | ||
| 18 | Freestone Capital Holdings, LLC | 80,840 | 1,057,000 | 1.06% | ||
| 19 | Raymond James Financial Services Advisors, Inc. | 34,455 | 450,000 | 0.45% | ||
| 20 | DOLIVER ADVISORS, LP | 29,187 | 381,000 | 0.38% | ||
| 21 | RAYMOND JAMES & ASSOCIATES | 25,383 | 332,000 | 0.33% | ||
| 22 | CITIGROUP INC | 17,852 | 233,000 | 0.23% | ||
| 23 | Commonwealth Equity Services, Inc | 12,789 | 167,000 | 0.17% | ||
| 24 | BB&T SECURITIES, LLC | 12,608 | 164,000 | 0.16% | ||
| 25 | BROWN ADVISORY INC | 11,910 | 156,000 | 0.16% | ||
| 26 | Clearbridge Investments, LLC | 11,500 | 150,000 | 0.15% | ||
| 27 | Apriem Advisors | 8,012 | 105,000 | 0.11% | ||
| 28 | IFP ADVISORS, INC | 6,922 | 90,000 | 0.09% | ||
| 29 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 5,728 | 75,000 | 0.08% | ||
| 30 | Thomas J. Herzfeld Advisors, Inc. | 4,326 | 57,000 | 0.06% | ||
| 31 | PNC FINANCIAL SERVICES GROUP, INC. | 4,000 | 52,000 | 0.05% | ||
| 32 | WOODMONT INVESTMENT COUNSEL LLC | 3,150 | 41,000 | 0.04% | ||
| 33 | Johnson Financial Group, Inc. | 1,000 | 13,000 | 0.01% | ||
| 34 | MSI Financial Services Inc | 750 | 10,000 | 0.01% | ||
| 35 | SEI INVESTMENTS CO | 654 | 9,000 | 0.01% | ||
| 36 | WFG Advisors, LP | 117 | 2,000 | 0.00% | ||
| 37 | JPMORGAN CHASE & CO | 100 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
