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Institutional Investment Manager
STEPHENS INC /AR/
STEPHENS INC /AR/ (CIK: 0000757657) incorporated in Arkansas, located at 111 Center St, Little Rock, AR. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0000757657-16-000062) filed in 2016.11.10
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 1,589,752 122,045 5.35%
2 ISHARES TR 893,600 94,382 4.13%
3 ISHARES RUSSELL 2000 VALUE ETF 811,591 85,014 3.72%
4 ISHARES TR 801,157 78,009 3.42%
5 ISHARES TR 616,853 64,258 2.81%
6 SPDR SERIES TRUST 769,314 47,190 2.07%
7 AT&T INC 880,318 35,750 1.57%
8 ISHARES TR 165,060 28,773 1.26%
9 EXXON MOBIL CORP 295,232 25,768 1.13%
10 VERIZON COMMUNICATIONS INC 471,516 24,509 1.07%
11 APPLE INC 207,622 23,472 1.03%
12 MERCK & CO INC 368,127 22,975 1.01%
13 PROCTER AND GAMBLE CO 242,958 21,805 0.96%
14 ISHARES RUSSELL 2000 GROWTH ETF 143,198 21,322 0.93%
15 ISHARES TR 263,638 21,260 0.93%
16 ABBVIE INC 316,283 19,948 0.87%
17 ALTRIA GROUP INC 309,063 19,542 0.86%
18 JOHNSON & JOHNSON 161,527 19,081 0.84%
19 WAL-MART STORES INC 251,385 18,130 0.79%
20 VANGUARD INDEX FDS 204,474 17,736 0.78%
21 ISHARES RUSSELL 1000 ETF 137,806 16,600 0.73%
22 CHEVRON CORP NEW 159,986 16,466 0.72%
23 MICROSOFT CORP 277,826 16,003 0.70%
24 VANGUARD INDEX FDS 136,662 15,215 0.67%
25 HOME BANCSHARES INC 713,473 14,847 0.65%
26 GLAXOSMITHKLINE PLC 337,276 14,547 0.64%
27 GENERAL ELECTRIC CO 485,115 14,369 0.63%
28 PEPSICO INC 124,459 13,537 0.59%
29 PHILIP MORRIS INTL INC 139,172 13,530 0.59%
30 MCDONALDS CORP 110,586 12,757 0.56%
31 ISHARES TR 100,445 12,476 0.55%
32 BANK AMER CORP 787,919 12,331 0.54%
33 SPDR S&P 500 ETF TR 55,822 12,074 0.53%
34 PFIZER INC 354,269 11,999 0.53%
35 BCE INC 257,832 11,907 0.52%
36 COCA COLA CO 278,355 11,780 0.52%
37 ISHARES TR 94,790 11,532 0.51%
38 ENERGY TRANSFER L P 686,733 11,530 0.50%
39 DUKE ENERGY CORP NEW 141,718 11,343 0.50%
40 VANGUARD INTL EQUITY INDEX F 244,192 11,094 0.49%
41 JPMORGAN CHASE & CO 163,883 10,913 0.48%
42 INTEL CORP 286,113 10,801 0.47%
43 REYNOLDS AMERICAN INC 223,612 10,543 0.46%
44 KIMBERLY CLARK CORP 79,514 10,030 0.44%
45 CISCO SYS INC 311,185 9,871 0.43%
46 SANOFI 246,508 9,414 0.41%
47 SOUTHERN CO 182,331 9,354 0.41%
48 WELLS FARGO & CO NEW 205,100 9,082 0.40%
49 BRISTOL MYERS SQUIBB CO 167,510 9,032 0.40%
50 SIMON PPTY GROUP INC NEW 43,072 8,916 0.39%
Page 1 of 16
Restatement filing (0000757657-16-000068) filed in 2016.11.30
#
Name
Shares
Value ($)
%
Options
Notes
501 NORFOLK SOUTHERN CORP 11,594 1,125 0.05%
502 NORTHROP GRUMMAN CORP 3,234 692 0.03%
503 NUCOR CORP 18,326 906 0.04%
504 NUVASIVE INC 6,415 428 0.02%
505 NVIDIA CORPORATION 1,926 132 0.01%
506 NXP SEMICONDUCTORS N V 2,462 251 0.01%
507 Navidea Biopharm Inc 15,000 14 0.00%
508 Northstar Realty Fin REIT 93,110 1,226 0.05%
509 O REILLY AUTOMOTIVE INC NEW 6,660 1,866 0.08%
510 OASIS PETE INC NEW 11,700 134 0.01%
511 OCCIDENTAL PETE CORP DEL 9,593 700 0.03%
512 OCEANEERING INTL INC 11,280 310 0.01%
513 OGE ENERGY CORP 7,651 242 0.01%
514 OLD REP INTL CORP 21,762 383 0.02%
515 OMEGA HEALTHCARE INVS INC 37,038 1,313 0.06%
516 OMNICELL INC 6,515 250 0.01%
517 ON SEMICONDUCTOR CORP 96,942 1,194 0.05%
518 ONEOK INC NEW 23,916 1,229 0.05%
519 ONEOK PARTNERS LP 25,331 1,012 0.04%
520 ORACLE CORP 81,313 3,194 0.14%
521 ORBITAL ATK INC 2,951 225 0.01%
522 OUTFRONT MEDIA INC 95,671 2,263 0.10%
523 PACER FDS TR 16,300 378 0.02%
524 PACIRA PHARMACEUTICALS INC 24,138 826 0.04%
525 PACWEST BANCORP DEL COM 21,164 908 0.04%
526 PALO ALTO NETWORKS INC 9,728 1,550 0.07%
527 PAPA JOHNS INTL INC COM 103 8 0.00%
528 PAREXEL INTERNATIONAL CORPORATION 285 20 0.00%
529 PARKER HANNIFIN CORP 1,991 250 0.01%
530 PATTERSON COS INC 4,597 211 0.01%
531 PAYCHEX INC 32,705 1,893 0.08%
532 PENNANTPARK INVT CORP 17,448 131 0.01%
533 PENNSYLVANIA REAL ESTATE INV 44,631 1,028 0.05%
534 PENSKE AUTOMOTIVE GRP INC 21,498 1,036 0.05%
535 PEPSICO INC 124,459 13,537 0.59%
536 PFIZER INC 354,269 11,999 0.53%
537 PHILIP MORRIS INTL INC 139,172 13,530 0.59%
538 PHILLIPS 66 28,744 2,315 0.10%
539 PIEDMONT NAT GAS INC 11,223 674 0.03%
540 PLAINS ALL AMERN PIPELINE L 137,186 4,309 0.19%
541 PNC FINL SVCS GROUP INC 34,918 3,146 0.14%
542 POLARIS INDS INC 8,789 681 0.03%
543 POTBELLY CORP 15,100 188 0.01%
544 POWER INTEGRATIONS INC COM 1,435 90 0.00%
545 POWERSHARES DB MULTI-SECTOR COMMODITY TR BASE METALS 37,408 526 0.02%
546 POWERSHARES ETF TR II 18,705 1,384 0.06%
547 POWERSHARES ETF TR II 26,660 1,692 0.07%
548 POWERSHARES ETF TRUST 81,363 3,451 0.15%
549 POWERSHARES ETF TRUST II 8,677 334 0.01%
550 POWERSHARES ETF TRUST II 12,100 274 0.01%
Page 11 of 16