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Navidea Biopharm Inc
Navidea Biopharm Inc. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 58 Institutional holders with a total value of $13,351,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 VANGUARD GROUP INC 4,381,100 4,011,000 30.04%
2 BlackRock Institutional Trust Company, N.A. 2,533,843 2,320,000 17.38%
3 GOLDMAN SACHS GROUP INC 1,022,514 936,000 7.01%
4 MILLENNIUM MANAGEMENT LLC 992,267 908,000 6.80%
5 GEODE CAPITAL MANAGEMENT, LLC 720,207 659,000 4.94%
6 BRIDGEWAY CAPITAL MANAGEMENT, LLC 649,880 595,000 4.46%
7 HAREL INSURANCE INVESTMENTS & FINANCIAL SERVICES LTD. 1,020,000 510,000 3.82%
8 D. E. Shaw & Co., Inc. 412,210 377,000 2.82%
9 BlackRock Fund Advisors 405,907 372,000 2.79%
10 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 367,700 337,000 2.52%
11 Spark Investment Management LLC 235,700 215,000 1.61%
12 BARCLAYS PLC 217,462 199,000 1.49%
13 NORTHERN TRUST CORP 216,130 198,000 1.48%
14 SUSQUEHANNA INTERNATIONAL GROUP, LLP 194,936 179,000 1.34%
15 MORGAN STANLEY 168,101 154,000 1.15%
16 HighTower Advisors, LLC 161,266 146,000 1.09%
17 Bank of New York Mellon Corp 155,666 142,000 1.06%
18 Creative Planning 127,400 117,000 0.88%
19 SII INVESTMENTS INC/WI 90,315 82,000 0.61%
20 STATE STREET CORP 77,160 71,000 0.53%
21 PRICE T ROWE ASSOCIATES INC /MD/ 70,000 64,000 0.48%
22 CITADEL ADVISORS LLC 68,510 63,000 0.47%
23 JANE STREET GROUP, LLC 62,175 57,000 0.43%
24 Greenwich Wealth Management LLC 60,066 55,000 0.41%
25 WELLS FARGO & COMPANY/MN 51,049 47,000 0.35%
26 GUGGENHEIM CAPITAL LLC 49,927 46,000 0.34%
27 SUSQUEHANNA INTERNATIONAL GROUP, LLP 48,500 44,000 0.33% Put
28 TUDOR INVESTMENT CORP ET AL 46,539 43,000 0.32%
29 SVB WEALTH LLC 46,262 42,000 0.31%
30 TWO SIGMA SECURITIES, LLC 39,072 36,000 0.27%
31 UBS Group AG 35,450 32,000 0.24%
32 Commonwealth Equity Services, Inc 34,087 31,000 0.23%
33 LifePlan Financial Group, Inc 28,810 26,000 0.19%
34 BlackRock Investment Management, LLC 27,075 25,000 0.19%
35 BLACKROCK ADVISORS LLC 26,298 24,000 0.18%
36 BANK OF AMERICA CORP /DE/ 26,580 24,000 0.18%
37 Cambridge Investment Research Advisors, Inc. 23,760 22,000 0.16%
38 CITADEL ADVISORS LLC 22,500 21,000 0.16% Put
39 JACOBI CAPITAL MANAGEMENT LLC 20,000 17,000 0.13%
40 LYNCH & ASSOCIATES/IN 18,000 16,000 0.12%
41 RAYMOND JAMES & ASSOCIATES 17,000 16,000 0.12%
42 STEPHENS INC /AR/ 15,000 14,000 0.10%
43 AMERIPRISE FINANCIAL INC 13,100 12,000 0.09%
44 Financial Advisory Group 12,500 11,000 0.08%
45 ROYAL BANK OF CANADA 10,600 10,000 0.07%
46 BAILARD, INC. 10,000 9,000 0.07%
47 Chicago Partners Investment Group LLC 3,472 3,000 0.02%
48 JPMORGAN CHASE & CO 2,726 2,000 0.01%
49 IFP ADVISORS, INC 2,000 2,000 0.01%
50 ADVISOR GROUP, INC. 2,000 2,000 0.01%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.