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Institutional Investment Manager
STEPHENS INC /AR/
STEPHENS INC /AR/ (CIK: 0000757657) incorporated in Arkansas, located at 111 Center St, Little Rock, AR. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0000757657-16-000062) filed in 2016.11.10
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 1,589,752 122,045 5.35%
2 ISHARES TR 893,600 94,382 4.13%
3 ISHARES RUSSELL 2000 VALUE ETF 811,591 85,014 3.72%
4 ISHARES TR 801,157 78,009 3.42%
5 ISHARES TR 616,853 64,258 2.81%
6 SPDR SERIES TRUST 769,314 47,190 2.07%
7 AT&T INC 880,318 35,750 1.57%
8 ISHARES TR 165,060 28,773 1.26%
9 EXXON MOBIL CORP 295,232 25,768 1.13%
10 VERIZON COMMUNICATIONS INC 471,516 24,509 1.07%
11 APPLE INC 207,622 23,472 1.03%
12 MERCK & CO INC 368,127 22,975 1.01%
13 PROCTER AND GAMBLE CO 242,958 21,805 0.96%
14 ISHARES RUSSELL 2000 GROWTH ETF 143,198 21,322 0.93%
15 ISHARES TR 263,638 21,260 0.93%
16 ABBVIE INC 316,283 19,948 0.87%
17 ALTRIA GROUP INC 309,063 19,542 0.86%
18 JOHNSON & JOHNSON 161,527 19,081 0.84%
19 WAL-MART STORES INC 251,385 18,130 0.79%
20 VANGUARD INDEX FDS 204,474 17,736 0.78%
21 ISHARES RUSSELL 1000 ETF 137,806 16,600 0.73%
22 CHEVRON CORP NEW 159,986 16,466 0.72%
23 MICROSOFT CORP 277,826 16,003 0.70%
24 VANGUARD INDEX FDS 136,662 15,215 0.67%
25 HOME BANCSHARES INC 713,473 14,847 0.65%
26 GLAXOSMITHKLINE PLC 337,276 14,547 0.64%
27 GENERAL ELECTRIC CO 485,115 14,369 0.63%
28 PEPSICO INC 124,459 13,537 0.59%
29 PHILIP MORRIS INTL INC 139,172 13,530 0.59%
30 MCDONALDS CORP 110,586 12,757 0.56%
31 ISHARES TR 100,445 12,476 0.55%
32 BANK AMER CORP 787,919 12,331 0.54%
33 SPDR S&P 500 ETF TR 55,822 12,074 0.53%
34 PFIZER INC 354,269 11,999 0.53%
35 BCE INC 257,832 11,907 0.52%
36 COCA COLA CO 278,355 11,780 0.52%
37 ISHARES TR 94,790 11,532 0.51%
38 ENERGY TRANSFER L P 686,733 11,530 0.50%
39 DUKE ENERGY CORP NEW 141,718 11,343 0.50%
40 VANGUARD INTL EQUITY INDEX F 244,192 11,094 0.49%
41 JPMORGAN CHASE & CO 163,883 10,913 0.48%
42 INTEL CORP 286,113 10,801 0.47%
43 REYNOLDS AMERICAN INC 223,612 10,543 0.46%
44 KIMBERLY CLARK CORP 79,514 10,030 0.44%
45 CISCO SYS INC 311,185 9,871 0.43%
46 SANOFI 246,508 9,414 0.41%
47 SOUTHERN CO 182,331 9,354 0.41%
48 WELLS FARGO & CO NEW 205,100 9,082 0.40%
49 BRISTOL MYERS SQUIBB CO 167,510 9,032 0.40%
50 SIMON PPTY GROUP INC NEW 43,072 8,916 0.39%
Page 1 of 16
Restatement filing (0000757657-16-000068) filed in 2016.11.30
#
Name
Shares
Value ($)
%
Options
Notes
701 UNITED STS 12 MNTH NATURL GAS FD LP UNIT BEN INT 10,157 103 0.00%
702 UNITED STS 12 MONTH OIL FD L 13,501 252 0.01%
703 UNITED TECHNOLOGIES CORP 25,526 2,593 0.11%
704 UNITEDHEALTH GROUP INC 25,313 3,544 0.16%
705 UNUM GROUP 55,436 1,957 0.09%
706 US BANCORP DEL 131,131 5,624 0.25%
707 V F CORP 29,388 1,647 0.07%
708 VALERO ENERGY CORP NEW 29,275 1,552 0.07%
709 VALERO ENERGY PARTNERS LP 8,400 367 0.02%
710 VALIDUS HOLDINGS LTD 24,698 1,230 0.05%
711 VANECK VECTORS ETF TR 117,190 2,086 0.09%
712 VANECK VECTORS ETF TR 31,479 1,072 0.05%
713 VANGUARD ADMIRAL FDS INC 3,176 291 0.01%
714 VANGUARD ADMIRAL FDS INC 2,633 287 0.01%
715 VANGUARD INDEX FDS 136,662 15,215 0.67%
716 VANGUARD INDEX FDS 41,033 8,153 0.36%
717 VANGUARD INDEX FDS 204,474 17,736 0.78%
718 VANGUARD INDEX FDS 10,582 1,188 0.05%
719 VANGUARD INDEX FDS 22,326 1,942 0.09%
720 VANGUARD INTL EQUITY INDEX F 17,471 1,058 0.05%
721 VANGUARD INTL EQUITY INDEX F 202,445 7,618 0.33%
722 VANGUARD INTL EQUITY INDEX F 244,192 11,094 0.49%
723 VANGUARD INTL EQUITY INDEX F 10,046 611 0.03%
724 VANGUARD INTL EQUITY INDEX F 7,422 739 0.03%
725 VANGUARD SPECIALIZED FUNDS 58,271 4,891 0.21%
726 VANGUARD TAX-MANAGED FDS 215,423 8,059 0.35%
727 VANGUARD WHITEHALL FDS 2,834 204 0.01%
728 VANGUARD WORLD FD 19,762 1,729 0.08%
729 VANGUARD WORLD FD 30,366 1,903 0.08%
730 VANGUARD WORLD FDS 10,186 503 0.02%
731 VARIAN MED SYS INC 4,514 449 0.02%
732 VCA INCORPORATED 6,463 452 0.02%
733 VENTAS INC 102,535 7,242 0.32%
734 VERISIGN INC 57,046 4,463 0.20%
735 VERISK ANALYTICS INC 7,945 646 0.03%
736 VERIZON COMMUNICATIONS INC 471,516 24,509 1.07%
737 VIACOM INC NEW 21,181 807 0.04%
738 VISA INC 78,658 6,505 0.28%
739 VMWARE INC 27,121 1,989 0.09%
740 VORNADO REALTY 23,691 2,398 0.10%
741 VULCAN MATLS CO 9,259 1,053 0.05%
742 W P CAREY INC 6,769 437 0.02%
743 WABTEC CORP 2,801 229 0.01%
744 WAGEWORKS INC COM 8,021 489 0.02%
745 WAL-MART STORES INC 251,385 18,130 0.79%
746 WASHINGTON PRIME GROUP NEW 32,875 407 0.02%
747 WASTE MGMT INC DEL 131,446 8,381 0.37%
748 WEINGARTEN RLTY INVS 58,620 2,285 0.10%
749 WELLS FARGO & CO NEW 205,100 9,082 0.40%
750 WELLTOWER INC 117,039 8,751 0.38%
Page 15 of 16