| 1 |
Mirae Asset Global Investments Co., Ltd. |
270,000 |
5,030,000 |
22.48% |
|
|
| 2 |
BANK OF AMERICA CORP /DE/ |
269,100 |
5,013,000 |
22.41% |
|
|
| 3 |
MORGAN STANLEY |
142,068 |
2,646,000 |
11.83% |
|
|
| 4 |
LPL Financial LLC |
63,306 |
1,201,000 |
5.37% |
|
|
| 5 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
64,478 |
1,201,000 |
5.37% |
|
|
| 6 |
GUARDIAN LIFE INSURANCE CO OF AMERICA |
54,475 |
1,015,000 |
4.54% |
|
|
| 7 |
Cambridge Investment Research Advisors, Inc. |
43,659 |
813,000 |
3.63% |
|
|
| 8 |
CITIGROUP INC |
40,390 |
752,000 |
3.36% |
|
|
| 9 |
WELLS FARGO & COMPANY/MN |
31,010 |
578,000 |
2.58% |
|
|
| 10 |
RAYMOND JAMES & ASSOCIATES |
30,277 |
564,000 |
2.52% |
|
|
| 11 |
AMERIPRISE FINANCIAL INC |
28,418 |
529,000 |
2.36% |
|
|
| 12 |
JANE STREET GROUP, LLC |
28,400 |
529,000 |
2.36% |
Put |
|
| 13 |
JANE STREET GROUP, LLC |
24,111 |
449,000 |
2.01% |
|
|
| 14 |
NEXT Financial Group, Inc |
17,946 |
334,000 |
1.49% |
|
|
| 15 |
Virtu Financial LLC |
16,262 |
303,000 |
1.35% |
|
|
| 16 |
Virtu KCG Holdings LLC |
15,676 |
292,000 |
1.31% |
|
|
| 17 |
BANK OF THE WEST |
13,875 |
258,000 |
1.15% |
|
|
| 18 |
UBS Group AG |
13,711 |
255,000 |
1.14% |
|
|
| 19 |
STEPHENS INC /AR/ |
13,501 |
252,000 |
1.13% |
|
|
| 20 |
ROYAL BANK OF CANADA |
6,803 |
127,000 |
0.57% |
|
|
| 21 |
Creative Planning |
4,362 |
81,000 |
0.36% |
|
|
| 22 |
CUTLER GROUP LLC / CA |
2,995 |
55,000 |
0.25% |
|
|
| 23 |
BARCLAYS PLC |
1,400 |
26,000 |
0.12% |
Call |
|
| 24 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
1,155 |
22,000 |
0.10% |
|
|
| 25 |
MACROVIEW INVESTMENT MANAGEMENT LLC |
820 |
15,000 |
0.07% |
|
|
| 26 |
Ironwood Financial, llc |
422 |
8,000 |
0.04% |
|
|
| 27 |
BARCLAYS PLC |
300 |
6,000 |
0.03% |
Put |
|
| 28 |
FIRST INTERSTATE BANK |
200 |
4,000 |
0.02% |
|
|
| 29 |
Tower Research Capital LLC (TRC) |
200 |
4,000 |
0.02% |
|
|
| 30 |
CUTLER GROUP LLC / CA |
8,500 |
4,000 |
0.02% |
Call |
|
| 31 |
Tradewinds Capital Management, LLC |
128 |
2,000 |
0.01% |
|
|
| 32 |
CUTLER GROUP LLC / CA |
4,500 |
2,000 |
0.01% |
Put |
|
| 33 |
PNC FINANCIAL SERVICES GROUP, INC. |
50 |
1,000 |
0.00% |
|
|
| 34 |
Parallax Volatility Advisers, L.P. |
4 |
0 |
0.00% |
|
|
| 35 |
ADVISOR GROUP, INC. |
24 |
0 |
0.00% |
|
|
