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Institutional Investment Manager
STEPHENS INC /AR/
STEPHENS INC /AR/ (CIK: 0000757657) incorporated in Arkansas, located at 111 Center St, Little Rock, AR. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0000757657-16-000062) filed in 2016.11.10
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 1,589,752 122,045 5.35%
2 ISHARES TR 893,600 94,382 4.13%
3 ISHARES RUSSELL 2000 VALUE ETF 811,591 85,014 3.72%
4 ISHARES TR 801,157 78,009 3.42%
5 ISHARES TR 616,853 64,258 2.81%
6 SPDR SERIES TRUST 769,314 47,190 2.07%
7 AT&T INC 880,318 35,750 1.57%
8 ISHARES TR 165,060 28,773 1.26%
9 EXXON MOBIL CORP 295,232 25,768 1.13%
10 VERIZON COMMUNICATIONS INC 471,516 24,509 1.07%
11 APPLE INC 207,622 23,472 1.03%
12 MERCK & CO INC 368,127 22,975 1.01%
13 PROCTER AND GAMBLE CO 242,958 21,805 0.96%
14 ISHARES RUSSELL 2000 GROWTH ETF 143,198 21,322 0.93%
15 ISHARES TR 263,638 21,260 0.93%
16 ABBVIE INC 316,283 19,948 0.87%
17 ALTRIA GROUP INC 309,063 19,542 0.86%
18 JOHNSON & JOHNSON 161,527 19,081 0.84%
19 WAL-MART STORES INC 251,385 18,130 0.79%
20 VANGUARD INDEX FDS 204,474 17,736 0.78%
21 ISHARES RUSSELL 1000 ETF 137,806 16,600 0.73%
22 CHEVRON CORP NEW 159,986 16,466 0.72%
23 MICROSOFT CORP 277,826 16,003 0.70%
24 VANGUARD INDEX FDS 136,662 15,215 0.67%
25 HOME BANCSHARES INC 713,473 14,847 0.65%
26 GLAXOSMITHKLINE PLC 337,276 14,547 0.64%
27 GENERAL ELECTRIC CO 485,115 14,369 0.63%
28 PEPSICO INC 124,459 13,537 0.59%
29 PHILIP MORRIS INTL INC 139,172 13,530 0.59%
30 MCDONALDS CORP 110,586 12,757 0.56%
31 ISHARES TR 100,445 12,476 0.55%
32 BANK AMER CORP 787,919 12,331 0.54%
33 SPDR S&P 500 ETF TR 55,822 12,074 0.53%
34 PFIZER INC 354,269 11,999 0.53%
35 BCE INC 257,832 11,907 0.52%
36 COCA COLA CO 278,355 11,780 0.52%
37 ISHARES TR 94,790 11,532 0.51%
38 ENERGY TRANSFER L P 686,733 11,530 0.50%
39 DUKE ENERGY CORP NEW 141,718 11,343 0.50%
40 VANGUARD INTL EQUITY INDEX F 244,192 11,094 0.49%
41 JPMORGAN CHASE & CO 163,883 10,913 0.48%
42 INTEL CORP 286,113 10,801 0.47%
43 REYNOLDS AMERICAN INC 223,612 10,543 0.46%
44 KIMBERLY CLARK CORP 79,514 10,030 0.44%
45 CISCO SYS INC 311,185 9,871 0.43%
46 SANOFI 246,508 9,414 0.41%
47 SOUTHERN CO 182,331 9,354 0.41%
48 WELLS FARGO & CO NEW 205,100 9,082 0.40%
49 BRISTOL MYERS SQUIBB CO 167,510 9,032 0.40%
50 SIMON PPTY GROUP INC NEW 43,072 8,916 0.39%
Page 1 of 16
Restatement filing (0000757657-16-000068) filed in 2016.11.30
#
Name
Shares
Value ($)
%
Options
Notes
101 BOSTON PROPERTIES INC 22,543 3,072 0.13%
102 BP PLC 181,620 6,386 0.28%
103 BRIGHT HORIZONS FAM SOL IN DEL COM 2,716 182 0.01%
104 BRISTOL MYERS SQUIBB CO 167,510 9,032 0.40%
105 BRITISH AMERN TOB PLC 14,652 1,870 0.08%
106 BRIXMOR PROPERTY 111,902 3,110 0.14%
107 BROADRIDGE FINL SOLUTIONS IN 4,400 298 0.01%
108 BROWN & BROWN INC 6,452 243 0.01%
109 BROWN FORMAN CORP 9,998 474 0.02%
110 BT GROUP PLC 23,008 585 0.03%
111 BUCKEYE PARTNERS L P 5,833 418 0.02%
112 BUFFALO WILD WINGS INC 2,242 316 0.01%
113 BUILDERS FIRSTSOURCE 87,400 1,006 0.04%
114 BUNGE LIMITED 4,070 241 0.01%
115 CABELAS INC 7,882 433 0.02%
116 CABOT OIL & GAS CORP 1,810 47 0.00%
117 CADENCE DESIGN SYSTEM INC 13,162 336 0.01%
118 CANADIAN NATL RY CO 3,264 213 0.01%
119 CANADIAN PAC RY LTD 1,918 293 0.01%
120 CAPITAL ONE FINL CORP 16,668 1,197 0.05%
121 CAPITALA FIN CORP 119,643 1,569 0.07%
122 CARDINAL HEALTH INC 26,260 2,040 0.09%
123 CARDTRONICS PLC SHS CL A 8,639 385 0.02%
124 CARMAX INC 5,676 303 0.01%
125 CARNIVAL CORP 4,504 220 0.01%
126 CASEY'S GENERAL STORES INC COM 4,627 556 0.02%
127 CATERPILLAR INC 34,196 3,036 0.13%
128 CDN IMPERIAL BK COMM TORONTO 5,928 460 0.02%
129 CELGENE CORP 52,125 5,449 0.24%
130 CENTENE CORP DEL 4,603 308 0.01%
131 CENTERPOINT ENERGY INC 28,155 654 0.03%
132 CERNER CORP 21,400 1,321 0.06%
133 CERUS CORP 1,221,208 7,584 0.33%
134 CHECK POINT SOFTWARE TECH LT 5,473 425 0.02%
135 CHEMED CORP NEW COM 1,792 253 0.01%
136 CHESAPEAKE ENERGY CORP 193,779 1,215 0.05%
137 CHESAPEAKE ENERGY CORP 30,418 1,358 0.06%
138 CHEVRON CORP NEW 159,986 16,466 0.72%
139 CHICAGO BRIDGE & IRON CO N V 8,818 247 0.01%
140 CHUBB LIMITED 18,229 2,290 0.10%
141 CHUYS HLDGS INC COM 30,509 852 0.04%
142 CINCINNATI FINL CORP 4,342 327 0.01%
143 CINEMARK HOLDINGS INC 119 5 0.00%
144 CISCO SYS INC 311,185 9,871 0.43%
145 CITIGROUPINC 52,776 2,493 0.11%
146 CLEAN HARBORS INC 4,748 228 0.01%
147 CLEARBRIDGE ENERGY MLP FD INCORPORATED 28,967 472 0.02%
148 CLEARBRIDGE ENERGY MLP TR FD 185,730 2,427 0.11%
149 CLOROX CO DEL 4,476 560 0.02%
150 CLOUD PEAK ENERGY INC COM 67,051 365 0.02%
Page 3 of 16