Dark
Light
System
Institutional Investment Manager
STEPHENS INC /AR/
STEPHENS INC /AR/ (CIK: 0000757657) incorporated in Arkansas, located at 111 Center St, Little Rock, AR. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0000757657-16-000062) filed in 2016.11.10
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 1,589,752 122,045 5.35%
2 ISHARES TR 893,600 94,382 4.13%
3 ISHARES RUSSELL 2000 VALUE ETF 811,591 85,014 3.72%
4 ISHARES TR 801,157 78,009 3.42%
5 ISHARES TR 616,853 64,258 2.81%
6 SPDR SERIES TRUST 769,314 47,190 2.07%
7 AT&T INC 880,318 35,750 1.57%
8 ISHARES TR 165,060 28,773 1.26%
9 EXXON MOBIL CORP 295,232 25,768 1.13%
10 VERIZON COMMUNICATIONS INC 471,516 24,509 1.07%
11 APPLE INC 207,622 23,472 1.03%
12 MERCK & CO INC 368,127 22,975 1.01%
13 PROCTER AND GAMBLE CO 242,958 21,805 0.96%
14 ISHARES RUSSELL 2000 GROWTH ETF 143,198 21,322 0.93%
15 ISHARES TR 263,638 21,260 0.93%
16 ABBVIE INC 316,283 19,948 0.87%
17 ALTRIA GROUP INC 309,063 19,542 0.86%
18 JOHNSON & JOHNSON 161,527 19,081 0.84%
19 WAL-MART STORES INC 251,385 18,130 0.79%
20 VANGUARD INDEX FDS 204,474 17,736 0.78%
21 ISHARES RUSSELL 1000 ETF 137,806 16,600 0.73%
22 CHEVRON CORP NEW 159,986 16,466 0.72%
23 MICROSOFT CORP 277,826 16,003 0.70%
24 VANGUARD INDEX FDS 136,662 15,215 0.67%
25 HOME BANCSHARES INC 713,473 14,847 0.65%
26 GLAXOSMITHKLINE PLC 337,276 14,547 0.64%
27 GENERAL ELECTRIC CO 485,115 14,369 0.63%
28 PEPSICO INC 124,459 13,537 0.59%
29 PHILIP MORRIS INTL INC 139,172 13,530 0.59%
30 MCDONALDS CORP 110,586 12,757 0.56%
31 ISHARES TR 100,445 12,476 0.55%
32 BANK AMER CORP 787,919 12,331 0.54%
33 SPDR S&P 500 ETF TR 55,822 12,074 0.53%
34 PFIZER INC 354,269 11,999 0.53%
35 BCE INC 257,832 11,907 0.52%
36 COCA COLA CO 278,355 11,780 0.52%
37 ISHARES TR 94,790 11,532 0.51%
38 ENERGY TRANSFER L P 686,733 11,530 0.50%
39 DUKE ENERGY CORP NEW 141,718 11,343 0.50%
40 VANGUARD INTL EQUITY INDEX F 244,192 11,094 0.49%
41 JPMORGAN CHASE & CO 163,883 10,913 0.48%
42 INTEL CORP 286,113 10,801 0.47%
43 REYNOLDS AMERICAN INC 223,612 10,543 0.46%
44 KIMBERLY CLARK CORP 79,514 10,030 0.44%
45 CISCO SYS INC 311,185 9,871 0.43%
46 SANOFI 246,508 9,414 0.41%
47 SOUTHERN CO 182,331 9,354 0.41%
48 WELLS FARGO & CO NEW 205,100 9,082 0.40%
49 BRISTOL MYERS SQUIBB CO 167,510 9,032 0.40%
50 SIMON PPTY GROUP INC NEW 43,072 8,916 0.39%
Page 1 of 16
Restatement filing (0000757657-16-000068) filed in 2016.11.30
#
Name
Shares
Value ($)
%
Options
Notes
201 DOLLAR TREE INC 18,181 1,435 0.06%
202 DOMINION ENERGY INC 87,030 6,464 0.28%
203 DOMTAR CORP 18,331 681 0.03%
204 DONALDSON INC 51,458 1,921 0.08%
205 DORCHESTER MINERALS LP 31,276 482 0.02%
206 DORMAN PRODUCTS INC 56,398 3,604 0.16%
207 DOW CHEM CO 73,692 3,819 0.17%
208 DU PONT E I DE NEMOURS & CO 38,030 2,547 0.11%
209 DUKE ENERGY CORP NEW 141,718 11,343 0.50%
210 DXP ENTERPRISES INC NEW COM NEW 63,427 1,788 0.08%
211 DYCOM INDS INC 15,154 1,239 0.05%
212 EAST WEST BANCORP INC 9,622 353 0.02%
213 EASTGROUP PPTYS INC COM 35,547 2,615 0.11%
214 EASTMAN CHEM CO 14,764 999 0.04%
215 EATON CORP PLC 52,434 3,445 0.15%
216 EBAY INC 88,153 2,900 0.13%
217 ECHO GLOBAL LOGISTICS INC COM 47,137 1,087 0.05%
218 ECOLAB INC 8,842 1,076 0.05%
219 EDWARDS LIFESCIENCES CORP 6,459 779 0.03%
220 ELECTRONIC ARTS INC 3,468 296 0.01%
221 EMERSON ELEC CO 35,433 1,931 0.08%
222 ENBRIDGE ENERGY PARTNERS L P 10,337 263 0.01%
223 ENDOLOGIX INC 112,995 1,446 0.06%
224 ENERGY TRANSFER L P 686,733 11,530 0.50%
225 ENERGY TRANSFER PRTNRS L P 98,478 3,644 0.16%
226 ENTERGY CORP NEW 11,362 872 0.04%
227 ENTERPRISE PRODS PARTNERS L 175,501 4,849 0.21%
228 EOG RES INC 48,512 4,692 0.21%
229 EQT MIDSTREAM PARTNERS LP 7,527 573 0.03%
230 EQUIFAX INC 1,732 233 0.01%
231 EQUINIX INC 14,876 5,359 0.23%
232 ESTERLINE TECHNOLOGIES CORP 24,838 1,889 0.08%
233 EURONET WORLDWIDE INC 6,107 500 0.02%
234 EVEREST RE GROUP LTD 5,834 1,108 0.05%
235 EXCO RESOURCES INC 21,502 23 0.00%
236 EXELON CORP 93,623 3,117 0.14%
237 EXPEDIA INC DEL 2,694 314 0.01%
238 EXPRESS SCRIPTS HLDG CO 32,675 2,305 0.10%
239 EXXON MOBIL CORP 295,232 25,768 1.13%
240 EnLink Midstream Partners LP 12,603 223 0.01%
241 FACEBOOK INC 54,011 6,928 0.30%
242 FACTSET RESH SYS INC 1,753 284 0.01%
243 FASTENAL CO 19,745 825 0.04%
244 FEDERAL REALTY INVS 22,045 3,393 0.15%
245 FEDEX CORP 26,183 4,574 0.20%
246 FIDELITY NATIONAL FINANCIAL 15,041 555 0.02%
247 FIDELITY NATL INFORMATION SV 12,457 960 0.04%
248 FIESTA RESTAURANT GROUP INC COM 8,540 205 0.01%
249 FIFTH THIRD BANCORP 11,068 226 0.01%
250 FIREEYE INC 2,198 32 0.00%
Page 5 of 16