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Institutional Investment Manager
STEPHENS INC /AR/
STEPHENS INC /AR/ (CIK: 0000757657) incorporated in Arkansas, located at 111 Center St, Little Rock, AR. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0000757657-16-000062) filed in 2016.11.10
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 1,589,752 122,045 5.35%
2 ISHARES TR 893,600 94,382 4.13%
3 ISHARES TR 811,591 85,014 3.72%
4 ISHARES TR 801,157 78,009 3.42%
5 ISHARES TR 616,853 64,258 2.81%
6 SPDR SERIES TRUST 769,314 47,190 2.07%
7 AT&T INC 880,318 35,750 1.57%
8 ISHARES TR 165,060 28,773 1.26%
9 EXXON MOBIL CORP 295,232 25,768 1.13%
10 VERIZON COMMUNICATIONS INC 471,516 24,509 1.07%
11 APPLE INC 207,622 23,472 1.03%
12 MERCK & CO INC 368,127 22,975 1.01%
13 PROCTER AND GAMBLE CO 242,958 21,805 0.96%
14 ISHARES TR 143,198 21,322 0.93%
15 ISHARES TR 263,638 21,260 0.93%
16 ABBVIE INC 316,283 19,948 0.87%
17 ALTRIA GROUP INC 309,063 19,542 0.86%
18 JOHNSON & JOHNSON 161,527 19,081 0.84%
19 WAL-MART STORES INC 251,385 18,130 0.79%
20 VANGUARD INDEX FDS 204,474 17,736 0.78%
21 ISHARES TR 137,806 16,600 0.73%
22 CHEVRON CORP NEW 159,986 16,466 0.72%
23 MICROSOFT CORP 277,826 16,003 0.70%
24 VANGUARD INDEX FDS 136,662 15,215 0.67%
25 HOME BANCSHARES INC COM 713,473 14,847 0.65%
26 GLAXOSMITHKLINE PLC 337,276 14,547 0.64%
27 GENERAL ELECTRIC CO 485,115 14,369 0.63%
28 PEPSICO INC 124,459 13,537 0.59%
29 PHILIP MORRIS INTL INC 139,172 13,530 0.59%
30 MCDONALDS CORP 110,586 12,757 0.56%
31 ISHARES TR 100,445 12,476 0.55%
32 BANK AMER CORP 787,919 12,331 0.54%
33 SPDR S&P 500 ETF TR 55,822 12,074 0.53%
34 PFIZER INC 354,269 11,999 0.53%
35 BCE INC 257,832 11,907 0.52%
36 COCA COLA CO 278,355 11,780 0.52%
37 ISHARES TR 94,790 11,532 0.51%
38 ENERGY TRANSFER L P 686,733 11,530 0.50%
39 DUKE ENERGY CORP NEW 141,718 11,343 0.50%
40 VANGUARD INTL EQUITY INDEX F 244,192 11,094 0.49%
41 JPMORGAN CHASE & CO 163,883 10,913 0.48%
42 INTEL CORP 286,113 10,801 0.47%
43 REYNOLDS AMERICAN INC 223,612 10,543 0.46%
44 KIMBERLY CLARK CORP 79,514 10,030 0.44%
45 CISCO SYS INC 311,185 9,871 0.43%
46 SANOFI 246,508 9,414 0.41%
47 SOUTHERN CO 182,331 9,354 0.41%
48 WELLS FARGO CO NEW 205,100 9,082 0.40%
49 BRISTOL MYERS SQUIBB CO 167,510 9,032 0.40%
50 SIMON PPTY GROUP INC NEW 43,072 8,916 0.39%
Page 1 of 16
Restatement filing (0000757657-16-000068) filed in 2016.11.30
#
Name
Shares
Value ($)
%
Options
Notes
401 SIGNET JEWELERS LIMITED 13,307 992 0.04%
402 EASTMAN CHEM CO 14,764 999 0.04%
403 DEVON ENERGY CORP NEW 22,727 1,002 0.04%
404 FIRST TR EXCHANGE TRADED FD 20,618 1,003 0.04%
405 BUILDERS FIRSTSOURCE INC COM 87,400 1,006 0.04%
406 REALOGY HLDGS CORP 39,053 1,010 0.04%
407 AIR METHODS CORP 32,137 1,012 0.04%
408 ONEOK PARTNERS LP 25,331 1,012 0.04%
409 PENNSYLVANIA REAL ESTATE INV 44,631 1,028 0.05%
410 PENSKE AUTOMOTIVE GRP INC 21,498 1,036 0.05%
411 WESTERN DIGITAL CORP 17,871 1,045 0.05%
412 LYONDELLBASELL INDUSTRIES N 12,967 1,046 0.05%
413 VULCAN MATLS CO 9,259 1,053 0.05%
414 VANGUARD INTL EQUITY INDEX F 17,471 1,058 0.05%
415 ISHARES TR 11,804 1,062 0.05%
416 GENESIS ENERGY L P 28,080 1,066 0.05%
417 DEL FRISCOS RESTAURANT GROUP COM 79,232 1,067 0.05%
418 NATIONAL RETAIL PPTYS INC 21,000 1,068 0.05%
419 VANECK VECTORS ETF TR 31,479 1,072 0.05%
420 LEAR CORP 8,844 1,072 0.05%
421 ECOLAB INC 8,842 1,076 0.05%
422 ECHO GLOBAL LOGISTICS INC COM 47,137 1,087 0.05%
423 MONSANTO CO NEW 10,715 1,095 0.05%
424 MONROE CAP CORP 70,408 1,108 0.05%
425 EVEREST RE GROUP LTD 5,834 1,108 0.05%
426 WORLD PT TERMS LP 74,331 1,114 0.05%
427 NORFOLK SOUTHERN CORP 11,594 1,125 0.05%
428 ISHARES TR 14,848 1,173 0.05%
429 WESCO INTL INC 19,122 1,176 0.05%
430 LUMEN TECHNOLOGIES INC 43,309 1,188 0.05%
431 WENDYS CO 110,018 1,188 0.05%
432 VANGUARD INDEX FDS 10,582 1,188 0.05%
433 BORGWARNER INC 33,866 1,191 0.05%
434 ON SEMICONDUCTOR CORP 96,942 1,194 0.05%
435 REGENERON PHARMACEUTICALS 2,972 1,195 0.05%
436 CAPITAL ONE FINL CORP 16,668 1,197 0.05%
437 TRIANGLE CAPITAL CORPORATION 61,125 1,204 0.05%
438 IDEXX LABS INC 10,712 1,208 0.05%
439 DICKS SPORTING GOODS 21,361 1,212 0.05%
440 CHESAPEAKE ENERGY CORP 193,779 1,215 0.05%
441 FIRST TR EXCHANGE TRADED FD 34,597 1,220 0.05%
442 WILLIAMS PARTNERS L P NEW 32,845 1,222 0.05%
443 RYDER SYS INC 18,557 1,224 0.05%
444 Northstar Realty Fin REIT 93,110 1,226 0.05%
445 ISHARES TR 7,021 1,227 0.05%
446 ONEOK INC NEW 23,916 1,229 0.05%
447 VALIDUS HOLDINGS LTD 24,698 1,230 0.05%
448 FMC 25,439 1,230 0.05%
449 DYCOM INDS INC 15,154 1,239 0.05%
450 SWIFT TRANSN CO 58,654 1,259 0.06%
Page 9 of 16