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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 85 Institutional holders with a total value of $777,204,282.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 3,886,919 189,060,000 24.33%
2 FIRST TRUST ADVISORS LP 3,566,239 173,462,000 22.32%
3 AVIANCE CAPITAL MANAGEMENT, LLC 1,303,833 63,418,000 8.16%
4 WELLS FARGO & COMPANY/MN 969,443 47,153,000 6.07%
5 BANK OF AMERICA CORP /DE/ 747,773 36,372,000 4.68%
6 UBS Group AG 699,830 34,040,000 4.38%
7 Horizon Investments, LLC 578,088 28,118,000 3.62%
8 FLOW TRADERS U.S. LLC 404,143 19,658,000 2.53%
9 LPL Financial LLC 293,911 14,296,000 1.84%
10 Financial Management Professionals, Inc. 255,613 12,445,000 1.60%
11 WEALTHSOURCE PARTNERS, LLC 235,651 11,462,000 1.47%
12 ROYAL BANK OF CANADA 217,459 10,578,000 1.36%
13 Janney Montgomery Scott LLC 189,462 9,215,000 1.19%
14 Raymond James Financial Services Advisors, Inc. 183,661 8,933,000 1.15%
15 JANE STREET GROUP, LLC 172,811 8,406,000 1.08%
16 STIFEL FINANCIAL CORP 167,295 8,145,000 1.05%
17 ADVOCACY WEALTH MANAGEMENT SERVICES, LLC 161,144 7,838,000 1.01%
18 MSI Financial Services Inc 150,749 7,333,000 0.94%
19 Janney Capital Management LLC 130,452 6,345,000 0.82%
20 JPMORGAN CHASE & CO 116,947 5,688,000 0.73%
21 BEACON FINANCIAL GROUP 104,553 5,068,000 0.65%
22 Composition Wealth, LLC 90,303 4,392,000 0.57%
23 BB&T SECURITIES, LLC 90,057 4,380,000 0.56%
24 THRIVENT FINANCIAL FOR LUTHERANS 83,152 4,053,000 0.52%
25 Cambridge Investment Research Advisors, Inc. 73,994 3,599,000 0.46%
26 Braver Wealth Management, LLC 72,875 3,545,000 0.46%
27 Camelot Portfolios, LLC 60,665 2,951,000 0.38%
28 BANK OF MONTREAL /CAN/ 47,990 2,334,000 0.30%
29 IFP ADVISORS, INC 45,309 2,204,000 0.28%
30 NATIONAL PLANNING CORP 44,389 2,140,000 0.28%
31 BSC PRIVATE WEALTH MANAGEMENT, LLC 43,445 2,113,000 0.27%
32 IFC Holdings Incorporated/FL 42,167 2,046,000 0.26%
33 First Allied Advisory Services, Inc. 38,323 1,864,000 0.24%
34 MILLENNIUM MANAGEMENT LLC 36,940 1,797,000 0.23%
35 BENJAMIN F. EDWARDS & COMPANY, INC. 36,600 1,780,000 0.23%
36 Fort Point Capital Partners LLC 34,760 1,691,000 0.22%
37 BAIRD FINANCIAL GROUP, INC. 33,284 1,619,000 0.21%
38 LADENBURG THALMANN FINANCIAL SERVICES INC. 33,051 1,608,000 0.21%
39 Capital Investment Advisors, LLC 32,199 1,566,000 0.20%
40 ADVISOR GROUP, INC. 30,516 1,483,000 0.19%
41 BERGANKDV WEALTH MANAGEMENT, LLC 29,587 1,439,000 0.19%
42 PARK NATIONAL CORP /OH/ 28,453 1,384,000 0.18%
43 RAYMOND JAMES & ASSOCIATES 28,021 1,363,000 0.18%
44 SNOWDEN CAPITAL ADVISORS LLC 27,990 1,361,434 0.18%
45 Argentus Capital Management, LLC 23,644 1,150,000 0.15%
46 Private Advisor Group, LLC 21,794 1,060,000 0.14%
47 ENVESTNET ASSET MANAGEMENT INC 20,941 1,019,000 0.13%
48 STEPHENS INC /AR/ 20,618 1,003,000 0.13%
49 Cetera Advisor Networks LLC 20,527 998,000 0.13%
50 Commonwealth Equity Services, Inc 18,457 898,000 0.12%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.