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Institutional Investment Manager
CARRET ASSET MANAGEMENT, LLC
CARRET ASSET MANAGEMENT, LLC (CIK: 0000791490) incorporated in Delaware, located at 360 Madison Avenue, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0001140361-14-041073) filed in 2014.11.12
#
Name
Shares
Value ($)
%
Options
Notes
201 PHILLIPS 66 26,393 2,146 0.42%
202 PITNEY BOWES INC 9,680 242 0.05%
203 PLAINS ALL AMERN PIPELINE L 3,867 228 0.04%
204 PNC FINL SVCS GROUP INC 38,597 3,303 0.64%
205 PRAXAIR INC 1,765 228 0.04%
206 PRINCIPAL FIN GROUP 14,152 743 0.14%
207 PROCTER AND GAMBLE CO 90,563 7,584 1.47%
208 PROGRESSIVE CORP OHIO 12,000 303 0.06%
209 PROSHARES TR 16,236 915 0.18%
210 PROSHARES ULTRASHORT 7-10 TREASURY 58,750 1,559 0.30%
211 PRUDENTIAL JENN EQTY OPPOR-Z 14,445 320 0.06%
212 QUALCOMM INC 49,988 3,738 0.73%
213 ROYAL DUTCH SHELL PLC 6,472 493 0.10%
214 ROYAL DUTCH SHELL PLC 17,237 1,364 0.26%
215 RYDER SYS INC 5,181 466 0.09%
216 SANOFI 5,900 333 0.06%
217 SAP SE 3,050 220 0.04%
218 SCHLUMBERGER LTD 23,924 2,433 0.47%
219 SCHWAB U.S. LARGE-CAP ETF 7,304 343 0.07%
220 SEQUENOM INC 69,550 207 0.04%
221 SOUTHERN CO 113,848 4,969 0.96%
222 SPDR GOLD TR 10,172 1,182 0.23%
223 SPDR S&P 500 ETF TR 3,316 653 0.13%
224 SPDR S&P MIDCAP 400 ETF TR 807 201 0.04%
225 STANLEY BLACK &DECKER INC 7,105 631 0.12%
226 SUNCOR ENERGY INC NEW 11,964 433 0.08%
227 SYSCO CORP 84,170 3,194 0.62%
228 Schwab Small-Cap Index Fund 13,741 363 0.07%
229 Spectra Energy Corp Com 14,507 570 0.11%
230 TARGET CORP 83,973 5,263 1.02%
231 TELEFONICA S A 24,348 374 0.07%
232 TEVA PHARMACEUTICAL INDS LTD 11,316 608 0.12%
233 TEXAS INSTRS INC 5,000 238 0.05%
234 THE HARTFORD CAPITAL APPRECIAT 5,879 288 0.06%
235 THERMO FISHER SCIENTIFIC INC 11,955 1,455 0.28%
236 THIRD AVENUE VALUE FUND 6,077 365 0.07%
237 TIFFANY & CO NEW 9,920 955 0.19%
238 TRAVELERS COMPANIES INC 60,869 5,718 1.11%
239 TWEEDY BROWNE GLOBAL VALUE FUND 17,246 475 0.09%
240 UNITED TECHNOLOGIES CORP 20,801 2,197 0.43%
241 UNITEDHEALTH GROUP INC 2,785 240 0.05%
242 UNUM GROUP 11,375 391 0.08%
243 US BANCORP DEL 64,371 2,693 0.52%
244 VALEANT PHARMACEUTICALS INTL 2,874 377 0.07%
245 VANGUARD INDEX FDS 13,188 1,071 0.21%
246 VANGUARD INTL EQUITY INDEX F 4,000 221 0.04%
247 VANGUARD INTL EQUITY INDEX F 10,626 523 0.10%
248 VANGUARD SPECIALIZED FUNDS 4,780 368 0.07%
249 VANGUARD STAR FUND STAR PORTFO 55,221 1,374 0.27%
250 VERIZON COMMUNICATIONS INC 174,330 8,715 1.69%
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