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PRINCIPAL FINL GROUP INC
PRINCIPAL FINL GROUP INC. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 419 Institutional holders with a total value of $10,242,963,495.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 VANGUARD GROUP INC 20,868,854 1,094,989,000 10.69%
2 Capital Research Global Investors 19,587,600 1,027,761,000 10.03%
3 NIPPON LIFE INSURANCE CO 18,137,000 951,648,000 9.29%
4 WELLINGTON MANAGEMENT GROUP LLP 15,269,995 801,217,000 7.82%
5 STATE STREET CORP 12,185,599 639,376,000 6.24%
6 HARRIS ASSOCIATES L P 10,221,977 536,348,000 5.24%
7 Bank of New York Mellon Corp 9,840,490 516,330,000 5.04%
8 NORTHERN TRUST CORP 7,737,120 405,967,000 3.96%
9 BlackRock Institutional Trust Company, N.A. 7,265,120 381,201,000 3.72%
10 GOLDMAN SACHS GROUP INC 5,576,170 292,582,000 2.86%
11 FMR LLC 4,019,174 210,885,000 2.06%
12 BlackRock Fund Advisors 3,838,865 201,425,000 1.97%
13 MAIRS & POWER INC 2,884,947 151,373,000 1.48%
14 BANK OF AMERICA CORP /DE/ 2,361,068 123,885,000 1.21%
15 PNC FINANCIAL SERVICES GROUP, INC. 2,092,985 109,818,000 1.07%
16 BlackRock Group LTD 2,046,553 107,381,000 1.05%
17 GEODE CAPITAL MANAGEMENT, LLC 2,015,745 105,629,000 1.03%
18 DIMENSIONAL FUND ADVISORS LP 1,679,594 88,139,000 0.86%
19 AMERIPRISE FINANCIAL INC 1,553,606 81,518,000 0.80%
20 TIAA CREF INVESTMENT MANAGEMENT LLC 1,476,102 77,451,000 0.76%
21 TEACHERS ADVISORS, LLC 1,335,299 70,063,000 0.68%
22 Legal & General Group Plc 1,182,259 62,035,000 0.61%
23 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 1,105,866 58,025,000 0.57%
24 ADAGE CAPITAL PARTNERS GP, L.L.C. 1,082,184 56,782,000 0.55%
25 CREDIT SUISSE AG/ 1,037,723 54,448,000 0.53%
26 NEW YORK STATE COMMON RETIREMENT FUND 957,348 50,232,000 0.49%
27 DEUTSCHE BANK AG\ 864,771 45,371,000 0.44%
28 AXA S.A. 839,000 44,022,000 0.43%
29 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 817,667 42,903,000 0.42%
30 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 759,911 39,873,000 0.39%
31 MILLENNIUM MANAGEMENT LLC 731,309 38,372,000 0.37%
32 Sumitomo Mitsui Trust Group, Inc. 711,969 37,357,000 0.36%
33 WINTON GROUP Ltd 709,167 37,210,000 0.36%
34 JPMORGAN CHASE & CO 700,455 36,754,000 0.36%
35 PRUDENTIAL FINANCIAL INC 659,026 34,579,000 0.34%
36 Mitsubishi UFJ Trust & Banking Corp 657,138 34,480,000 0.34%
37 NORGES BANK 648,717 34,038,000 0.33%
38 CREDIT AGRICOLE S A 646,972 33,947,000 0.33%
39 WEDGE CAPITAL MANAGEMENT L L P/NC 630,800 33,098,000 0.32%
40 HEARTLAND ADVISORS INC 628,924 33,000,000 0.32%
41 BlackRock Investment Management, LLC 579,712 30,417,000 0.30%
42 BlackRock Finance, Inc. 567,389 29,771,000 0.29%
43 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 560,278 29,398,000 0.29%
44 CANADA PENSION PLAN INVESTMENT BOARD 558,374 29,298,000 0.29%
45 ALLIANCEBERNSTEIN L.P. 554,223 29,080,000 0.28%
46 PARAMETRIC PORTFOLIO ASSOCIATES LLC 553,427 29,038,000 0.28%
47 NEW YORK STATE TEACHERS RETIREMENT SYSTEM 521,033 27,339,000 0.27%
48 BANK OF MONTREAL /CAN/ 456,999 23,978,000 0.23%
49 TWO SIGMA INVESTMENTS, LP 453,806 23,811,000 0.23%
50 PRICE T ROWE ASSOCIATES INC /MD/ 447,860 23,499,000 0.23%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.